LUNDER MARC exercised options at SPECIAL OPPORTUNITIES FUND, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 6/29/2021ACC: 0001104659-21-086634
Director
Since Jun 2021
+1.30K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
2.66K acquired · 1.36K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+1.37K
Price / share
—
Trade value
—
% of position
39.1%
6/23/2021
3.50K→4.87K
Common Stock
Indirect
Shares
+1.29K
Price / share
—
Trade value
—
% of position
39.1%
6/23/2021
3.30K→4.59K
Total
Net shares
+2.66K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 6/23/2021 | M · Option Exercise | +1.37K | — | — | 39.1% | 3.50K | 4.87K |
| Common Stock Indirect | 6/23/2021 | M · Option Exercise | +1.29K | — | — | 39.1% | 3.30K | 4.59K |
| Total | +2.66K | $0.00 | ||||||
Derivative Transactions2
3.50% Convertible Preferred Stock Series B
Indirect
Converts to
Common Stock
1.37K shares
Shares
−700.00
Strike price
0
Held after
0.00
Exercisable
—
6/23/2021
3.50% Convertible Preferred Stock Series B
Indirect
Converts to
Common Stock
1.29K shares
Shares
−660.00
Strike price
0
Held after
0.00
Exercisable
—
6/23/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| 3.50% Convertible Preferred Stock Series B Indirect | Common Stock1.37K shares | 6/23/2021 | M · Option Exercise | −700.00 | 0 | — | 0.00 |
| 3.50% Convertible Preferred Stock Series B Indirect | Common Stock1.29K shares | 6/23/2021 | M · Option Exercise | −660.00 | 0 | — | 0.00 |