LUMPKIN MARK JR (EVP and CFO) received a stock award from EARTHSTONE ENERGY INC

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

LUMPKIN MARK JR

Filed: 11/2/2023ACC: 0000899243-23-020132

InsiderLUMPKIN MARK JRCIK 1715293

→

IssuerEARTHSTONE ENERGY INCCIK 10254

Officer· EVP and CFO

Since Oct 2018

-775.66K

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

548.26K acquired · 1.32M disposed

Non-Derivative Transactions5

Class A Common Stock

Direct

M · Option Exercise

+288K

Price / share

—

Trade value

—

% of position

99.8%

11/1/2023

288.66K→576.66K

Class A Common Stock

Direct

M · Option Exercise

+127.53K

Price / share

—

Trade value

—

% of position

22.1%

11/1/2023

576.66K→704.19K

Class A Common Stock

Direct

M · Option Exercise

+71.47K

Price / share

—

Trade value

—

% of position

10.1%

11/1/2023

704.19K→775.66K

Class A Common Stock

Direct

A · Award

+61.26K

Price / share

—

Trade value

—

% of position

7.9%

11/1/2023

775.66K→836.92K

Class A Common Stock

Direct

D · Disposition

−836.92K

Price / share

—

Trade value

—

% of position

New position

11/1/2023

836.92K→0.00

Total

Net shares

−288.66K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	11/1/2023	M · Option Exercise	+288K	—	—	99.8%	288.66K	576.66K
Class A Common Stock Direct	11/1/2023	M · Option Exercise	+127.53K	—	—	22.1%	576.66K	704.19K
Class A Common Stock Direct	11/1/2023	M · Option Exercise	+71.47K	—	—	10.1%	704.19K	775.66K
Class A Common Stock Direct	11/1/2023	A · Award	+61.26K	—	—	7.9%	775.66K	836.92K
Class A Common Stock Direct	11/1/2023	D · Disposition	−836.92K	—	—	New position	836.92K	0.00
Total			−288.66K		$0.00

Derivative Transactions3

Performance Unit

Direct

M · Option Exercise

Converts to

Common Stock

288K shares

−288K

Strike price

Held after

0.00

Exercisable

—

11/1/2023

Performance Unit

Direct

M · Option Exercise

Converts to

Common Stock

127.53K shares

−127.53K

Strike price

Held after

0.00

Exercisable

—

11/1/2023

Performance Unit

Direct

M · Option Exercise

Converts to

Common Stock

71.47K shares

−71.47K

Strike price

Held after

0.00

Exercisable

—

11/1/2023

Security	Converts To	Date	Type	Shares	Exercisable
Performance Unit Direct	Common Stock288K shares	11/1/2023	M · Option Exercise	−288K	—
Performance Unit Direct	Common Stock127.53K shares	11/1/2023	M · Option Exercise	−127.53K	—
Performance Unit Direct	Common Stock71.47K shares	11/1/2023	M · Option Exercise	−71.47K	—