Filed: 11/13/2023ACC: 0001511847-23-000005
📋 What this filing means
LUMINA FUND MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 56 equity positions with a total reported market value of $293.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
56
Positions
$293.7K
Total AUM (reported)
1.10M
Total Shares
Allocation by class
TR UNIT$234.8K80.0%
COM$38.6K13.2%
UNIT SER 1$8.5K2.9%
CL A$2.3K0.8%
PRTFLO S&P500 VL$1.6K0.6%
HIGH DIV YLD$1.4K0.5%
CAP STK CL A$1.3K0.4%
Portfolio Concentration
Top 3$250.7K85.4%
4–10$11.3K3.9%
11–25$16.1K5.5%
Rest$15.5K5.3%
Top 3 weight
85.4%
Top 10 weight
89.2%
Voting Authority Distribution
Total shares with voting rights: 1.10M
Sole
Full voting authority
846.57K
shares
% of voting shares76.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
257.50K
shares
% of voting shares23.3%
Investment Discretion (by position count)
Sole56
Shared0
Other0
Dominant voting typeSole · 76.7% of voting shares
Institutional Holdings56
Rows:
SPDR S&P 500 ETF TR
SOLEShares550.67K
TypeSH
Market value$234.8K
79.96%
Sole
330.67K
Shared
0.00
None
220K
INVESCO QQQ TR
SOLEShares23.80K
TypeSH
Market value$8.5K
2.90%
Sole
0.00
Shared
0.00
None
23.80K
APPLE INC
SOLEShares43.20K
TypeSH
Market value$7.4K
2.52%
Sole
43.20K
Shared
0.00
None
0.00
NXP SEMICONDUCTORS N V
SOLEShares10K
TypeSH
Market value$2.0K
0.68%
Sole
10K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares6K
TypeSH
Market value$1.9K
0.65%
Sole
6K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares2K
TypeSH
Market value$1.7K
0.57%
Sole
2K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares40K
TypeSH
Market value$1.6K
0.56%
Sole
40K
Shared
0.00
None
0.00
VANGUARD WHITEHALL FDS
SOLEShares13.70K
TypeSH
Market value$1.4K
0.48%
Sole
0.00
Shared
0.00
None
13.70K
CVS HEALTH CORP
SOLEShares20K
TypeSH
Market value$1.4K
0.48%
Sole
20K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares10K
TypeSH
Market value$1.3K
0.45%
Sole
10K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares3K
TypeSH
Market value$1.3K
0.44%
Sole
3K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares10K
TypeSH
Market value$1.3K
0.43%
Sole
10K
Shared
0.00
None
0.00
THERMO FISHER SCIENTIFIC INC
SOLEShares2.50K
TypeSH
Market value$1.3K
0.43%
Sole
2.50K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares4.10K
TypeSH
Market value$1.2K
0.42%
Sole
4.10K
Shared
0.00
None
0.00
APPLIED MATLS INC
SOLEShares8.10K
TypeSH
Market value$1.1K
0.38%
Sole
8.10K
Shared
0.00
None
0.00
QUALCOMM INC
SOLEShares10K
TypeSH
Market value$1.1K
0.38%
Sole
10K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares7.50K
TypeSH
Market value$1.1K
0.37%
Sole
7.50K
Shared
0.00
None
0.00
FEDEX CORP
SOLEShares4K
TypeSH
Market value$1.1K
0.36%
Sole
4K
Shared
0.00
None
0.00
SALESFORCE INC
SOLEShares5.10K
TypeSH
Market value$1.0K
0.35%
Sole
5.10K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares10K
TypeSH
Market value$1.0K
0.35%
Sole
10K
Shared
0.00
None
0.00
PFIZER INC
SOLEShares30K
TypeSH
Market value$995.00
0.34%
Sole
30K
Shared
0.00
None
0.00
KLA CORP
SOLEShares2K
TypeSH
Market value$917.00
0.31%
Sole
2K
Shared
0.00
None
0.00
TERADYNE INC
SOLEShares9.10K
TypeSH
Market value$914.00
0.31%
Sole
9.10K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares10K
TypeSH
Market value$904.00
0.31%
Sole
10K
Shared
0.00
None
0.00
BOEING CO
SOLEShares4.50K
TypeSH
Market value$863.00
0.29%
Sole
4.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 550.67K | SH | $234.8K 79.96% | 330.67K | 0.00 | 220K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 23.80K | SH | $8.5K 2.90% | 0.00 | 0.00 | 23.80K |
APPLE INCSOLE | COM | 43.20K | SH | $7.4K 2.52% | 43.20K | 0.00 | 0.00 |
NXP SEMICONDUCTORS N VSOLE | COM | 10K | SH | $2.0K 0.68% | 10K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 6K | SH | $1.9K 0.65% | 6K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 2K | SH | $1.7K 0.57% | 2K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 40K | SH | $1.6K 0.56% | 40K | 0.00 | 0.00 |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 13.70K | SH | $1.4K 0.48% | 0.00 | 0.00 | 13.70K |
CVS HEALTH CORPSOLE | COM | 20K | SH | $1.4K 0.48% | 20K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 10K | SH | $1.3K 0.45% | 10K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 3K | SH | $1.3K 0.44% | 3K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 10K | SH | $1.3K 0.43% | 10K | 0.00 | 0.00 |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 2.50K | SH | $1.3K 0.43% | 2.50K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 4.10K | SH | $1.2K 0.42% | 4.10K | 0.00 | 0.00 |
APPLIED MATLS INCSOLE | COM | 8.10K | SH | $1.1K 0.38% | 8.10K | 0.00 | 0.00 |
QUALCOMM INCSOLE | COM | 10K | SH | $1.1K 0.38% | 10K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 7.50K | SH | $1.1K 0.37% | 7.50K | 0.00 | 0.00 |
FEDEX CORPSOLE | COM | 4K | SH | $1.1K 0.36% | 4K | 0.00 | 0.00 |
SALESFORCE INCSOLE | COM | 5.10K | SH | $1.0K 0.35% | 5.10K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 10K | SH | $1.0K 0.35% | 10K | 0.00 | 0.00 |
PFIZER INCSOLE | COM | 30K | SH | $995.00 0.34% | 30K | 0.00 | 0.00 |
KLA CORPSOLE | COM NEW | 2K | SH | $917.00 0.31% | 2K | 0.00 | 0.00 |
TERADYNE INCSOLE | COM | 9.10K | SH | $914.00 0.31% | 9.10K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | ENERGY | 10K | SH | $904.00 0.31% | 10K | 0.00 | 0.00 |
BOEING COSOLE | COM | 4.50K | SH | $863.00 0.29% | 4.50K | 0.00 | 0.00 |
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