Filed: 2/13/2023ACC: 0001511847-23-000002
📋 What this filing means
LUMINA FUND MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 74 equity positions with a total reported market value of $263.9K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
74
Positions
$263.9K
Total AUM (reported)
1.31M
Total Shares
Allocation by class
TR UNIT$195.0K73.9%
COM$37.7K14.3%
UNIT SER 1$19.6K7.4%
CL A$1.8K0.7%
PRTFLO S&P500 VL$1.6K0.6%
HIGH DIV YLD$1.5K0.6%
ISHARES BIOTECH$1.2K0.4%
Portfolio Concentration
Top 3$220.2K83.4%
4–10$11.4K4.3%
11–25$13.8K5.2%
Rest$18.5K7.0%
Top 3 weight
83.4%
Top 10 weight
87.7%
Voting Authority Distribution
Total shares with voting rights: 1.31M
Sole
Full voting authority
1.03M
shares
% of voting shares78.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
285.80K
shares
% of voting shares21.8%
Investment Discretion (by position count)
Sole74
Shared0
Other0
Dominant voting typeSole · 78.2% of voting shares
Institutional Holdings74
Rows:
SPDR S&P 500 ETF TR
SOLEShares516.67K
TypeSH
Market value$195.0K
73.87%
Sole
280.67K
Shared
0.00
None
236K
INVESCO QQQ TR
SOLEShares76.10K
TypeSH
Market value$19.6K
7.42%
Sole
40K
Shared
0.00
None
36.10K
APPLE INC
SOLEShares43.20K
TypeSH
Market value$5.6K
2.13%
Sole
43.20K
Shared
0.00
None
0.00
CVS HEALTH CORP
SOLEShares20K
TypeSH
Market value$1.9K
0.71%
Sole
20K
Shared
0.00
None
0.00
NXP SEMICONDUCTORS N V
SOLEShares11.50K
TypeSH
Market value$1.8K
0.69%
Sole
11.50K
Shared
0.00
None
0.00
QUALCOMM INC
SOLEShares15.80K
TypeSH
Market value$1.7K
0.66%
Sole
15.80K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares40K
TypeSH
Market value$1.6K
0.59%
Sole
40K
Shared
0.00
None
0.00
PFIZER INC
SOLEShares30K
TypeSH
Market value$1.5K
0.58%
Sole
30K
Shared
0.00
None
0.00
VANGUARD WHITEHALL FDS
SOLEShares13.70K
TypeSH
Market value$1.5K
0.56%
Sole
0.00
Shared
0.00
None
13.70K
MICROSOFT CORP
SOLEShares6K
TypeSH
Market value$1.4K
0.55%
Sole
6K
Shared
0.00
None
0.00
THERMO FISHER SCIENTIFIC INC
SOLEShares2.50K
TypeSH
Market value$1.4K
0.52%
Sole
2.50K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.99K
TypeSH
Market value$1.2K
0.45%
Sole
8.99K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares2K
TypeSH
Market value$1.1K
0.42%
Sole
2K
Shared
0.00
None
0.00
MERCK & CO. INC
SOLEShares10K
TypeSH
Market value$1.1K
0.42%
Sole
10K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares7.50K
TypeSH
Market value$1.0K
0.38%
Sole
7.50K
Shared
0.00
None
0.00
AGILENT TECHNOLOGIES INC
SOLEShares6K
TypeSH
Market value$898.00
0.34%
Sole
6K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares10K
TypeSH
Market value$882.00
0.33%
Sole
10K
Shared
0.00
None
0.00
BOEING CO
SOLEShares4.50K
TypeSH
Market value$857.00
0.32%
Sole
4.50K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares10K
TypeSH
Market value$840.00
0.32%
Sole
10K
Shared
0.00
None
0.00
TERADYNE INC
SOLEShares9.10K
TypeSH
Market value$795.00
0.30%
Sole
9.10K
Shared
0.00
None
0.00
APPLIED MATLS INC
SOLEShares8.10K
TypeSH
Market value$789.00
0.30%
Sole
8.10K
Shared
0.00
None
0.00
DISNEY WALT CO
SOLEShares9K
TypeSH
Market value$782.00
0.30%
Sole
9K
Shared
0.00
None
0.00
KLA CORP
SOLEShares2K
TypeSH
Market value$754.00
0.29%
Sole
2K
Shared
0.00
None
0.00
REGENERON PHARMACEUTICALS
SOLEShares1K
TypeSH
Market value$721.00
0.27%
Sole
1K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares10K
TypeSH
Market value$720.00
0.27%
Sole
10K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 516.67K | SH | $195.0K 73.87% | 280.67K | 0.00 | 236K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 76.10K | SH | $19.6K 7.42% | 40K | 0.00 | 36.10K |
APPLE INCSOLE | COM | 43.20K | SH | $5.6K 2.13% | 43.20K | 0.00 | 0.00 |
CVS HEALTH CORPSOLE | COM | 20K | SH | $1.9K 0.71% | 20K | 0.00 | 0.00 |
NXP SEMICONDUCTORS N VSOLE | COM | 11.50K | SH | $1.8K 0.69% | 11.50K | 0.00 | 0.00 |
QUALCOMM INCSOLE | COM | 15.80K | SH | $1.7K 0.66% | 15.80K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 40K | SH | $1.6K 0.59% | 40K | 0.00 | 0.00 |
PFIZER INCSOLE | COM | 30K | SH | $1.5K 0.58% | 30K | 0.00 | 0.00 |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 13.70K | SH | $1.5K 0.56% | 0.00 | 0.00 | 13.70K |
MICROSOFT CORPSOLE | COM | 6K | SH | $1.4K 0.55% | 6K | 0.00 | 0.00 |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 2.50K | SH | $1.4K 0.52% | 2.50K | 0.00 | 0.00 |
ISHARES TRSOLE | ISHARES BIOTECH | 8.99K | SH | $1.2K 0.45% | 8.99K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 2K | SH | $1.1K 0.42% | 2K | 0.00 | 0.00 |
MERCK & CO. INCSOLE | COM | 10K | SH | $1.1K 0.42% | 10K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 7.50K | SH | $1.0K 0.38% | 7.50K | 0.00 | 0.00 |
AGILENT TECHNOLOGIES INCSOLE | COM | 6K | SH | $898.00 0.34% | 6K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 10K | SH | $882.00 0.33% | 10K | 0.00 | 0.00 |
BOEING COSOLE | COM | 4.50K | SH | $857.00 0.32% | 4.50K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 10K | SH | $840.00 0.32% | 10K | 0.00 | 0.00 |
TERADYNE INCSOLE | COM | 9.10K | SH | $795.00 0.30% | 9.10K | 0.00 | 0.00 |
APPLIED MATLS INCSOLE | COM | 8.10K | SH | $789.00 0.30% | 8.10K | 0.00 | 0.00 |
DISNEY WALT COSOLE | COM | 9K | SH | $782.00 0.30% | 9K | 0.00 | 0.00 |
KLA CORPSOLE | COM NEW | 2K | SH | $754.00 0.29% | 2K | 0.00 | 0.00 |
REGENERON PHARMACEUTICALSSOLE | COM | 1K | SH | $721.00 0.27% | 1K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 10K | SH | $720.00 0.27% | 10K | 0.00 | 0.00 |
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