Filed: 11/14/2022ACC: 0001511847-22-000005
📋 What this filing means
LUMINA FUND MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 76 equity positions with a total reported market value of $263.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
76
Positions
$263.7K
Total AUM (reported)
1.35M
Total Shares
Allocation by class
TR UNIT$204.8K77.7%
COM$36.2K13.7%
UNIT SER 1$12.1K4.6%
CL A$1.8K0.7%
HIGH DIV YLD$1.3K0.5%
PRTFLO S&P500 VL$1.1K0.4%
ISHARES BIOTECH$1.1K0.4%
Portfolio Concentration
Top 3$223.8K84.9%
4–10$10.4K4.0%
11–25$12.2K4.6%
Rest$17.2K6.5%
Top 3 weight
84.9%
Top 10 weight
88.8%
Voting Authority Distribution
Total shares with voting rights: 1.35M
Sole
Full voting authority
1.05M
shares
% of voting shares77.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
301.10K
shares
% of voting shares22.4%
Investment Discretion (by position count)
Sole76
Shared0
Other0
Dominant voting typeSole · 77.6% of voting shares
Institutional Holdings76
Rows:
SPDR S&P 500 ETF TR
SOLEShares572.97K
TypeSH
Market value$204.8K
77.67%
Sole
330.67K
Shared
0.00
None
242.30K
INVESCO QQQ TR
SOLEShares45.10K
TypeSH
Market value$12.1K
4.57%
Sole
0.00
Shared
0.00
None
45.10K
APPLE INC
SOLEShares50K
TypeSH
Market value$6.9K
2.62%
Sole
50K
Shared
0.00
None
0.00
CVS HEALTH CORP
SOLEShares20K
TypeSH
Market value$1.9K
0.72%
Sole
20K
Shared
0.00
None
0.00
QUALCOMM INC
SOLEShares15.80K
TypeSH
Market value$1.8K
0.68%
Sole
15.80K
Shared
0.00
None
0.00
NXP SEMICONDUCTORS N V
SOLEShares11.50K
TypeSH
Market value$1.7K
0.64%
Sole
11.50K
Shared
0.00
None
0.00
PFIZER INC
SOLEShares30K
TypeSH
Market value$1.3K
0.50%
Sole
30K
Shared
0.00
None
0.00
VANGUARD WHITEHALL FDS
SOLEShares13.70K
TypeSH
Market value$1.3K
0.49%
Sole
0.00
Shared
0.00
None
13.70K
THERMO FISHER SCIENTIFIC INC
SOLEShares2.50K
TypeSH
Market value$1.3K
0.48%
Sole
2.50K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares5K
TypeSH
Market value$1.2K
0.44%
Sole
5K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares10K
TypeSH
Market value$1.1K
0.43%
Sole
10K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares31K
TypeSH
Market value$1.1K
0.41%
Sole
31K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.99K
TypeSH
Market value$1.1K
0.40%
Sole
8.99K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares10K
TypeSH
Market value$957.00
0.36%
Sole
10K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares2K
TypeSH
Market value$888.00
0.34%
Sole
2K
Shared
0.00
None
0.00
MERCK & CO. INC
SOLEShares10K
TypeSH
Market value$861.00
0.33%
Sole
10K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares7.50K
TypeSH
Market value$784.00
0.30%
Sole
7.50K
Shared
0.00
None
0.00
SCIENCE APPLICATIONS INTL CO
SOLEShares8.50K
TypeSH
Market value$752.00
0.29%
Sole
8.50K
Shared
0.00
None
0.00
SALESFORCE INC
SOLEShares5.10K
TypeSH
Market value$734.00
0.28%
Sole
5.10K
Shared
0.00
None
0.00
AGILENT TECHNOLOGIES INC
SOLEShares6K
TypeSH
Market value$729.00
0.28%
Sole
6K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares10K
TypeSH
Market value$711.00
0.27%
Sole
10K
Shared
0.00
None
0.00
REGENERON PHARMACEUTICALS
SOLEShares1K
TypeSH
Market value$689.00
0.26%
Sole
1K
Shared
0.00
None
0.00
APPLIED MATLS INC
SOLEShares8.10K
TypeSH
Market value$664.00
0.25%
Sole
8.10K
Shared
0.00
None
0.00
KLA CORP
SOLEShares2K
TypeSH
Market value$605.00
0.23%
Sole
2K
Shared
0.00
None
0.00
ETSY INC
SOLEShares6K
TypeSH
Market value$601.00
0.23%
Sole
6K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 572.97K | SH | $204.8K 77.67% | 330.67K | 0.00 | 242.30K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 45.10K | SH | $12.1K 4.57% | 0.00 | 0.00 | 45.10K |
APPLE INCSOLE | COM | 50K | SH | $6.9K 2.62% | 50K | 0.00 | 0.00 |
CVS HEALTH CORPSOLE | COM | 20K | SH | $1.9K 0.72% | 20K | 0.00 | 0.00 |
QUALCOMM INCSOLE | COM | 15.80K | SH | $1.8K 0.68% | 15.80K | 0.00 | 0.00 |
NXP SEMICONDUCTORS N VSOLE | COM | 11.50K | SH | $1.7K 0.64% | 11.50K | 0.00 | 0.00 |
PFIZER INCSOLE | COM | 30K | SH | $1.3K 0.50% | 30K | 0.00 | 0.00 |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 13.70K | SH | $1.3K 0.49% | 0.00 | 0.00 | 13.70K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 2.50K | SH | $1.3K 0.48% | 2.50K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 5K | SH | $1.2K 0.44% | 5K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 10K | SH | $1.1K 0.43% | 10K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 31K | SH | $1.1K 0.41% | 31K | 0.00 | 0.00 |
ISHARES TRSOLE | ISHARES BIOTECH | 8.99K | SH | $1.1K 0.40% | 8.99K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 10K | SH | $957.00 0.36% | 10K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 2K | SH | $888.00 0.34% | 2K | 0.00 | 0.00 |
MERCK & CO. INCSOLE | COM | 10K | SH | $861.00 0.33% | 10K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 7.50K | SH | $784.00 0.30% | 7.50K | 0.00 | 0.00 |
SCIENCE APPLICATIONS INTL COSOLE | COM | 8.50K | SH | $752.00 0.29% | 8.50K | 0.00 | 0.00 |
SALESFORCE INCSOLE | COM | 5.10K | SH | $734.00 0.28% | 5.10K | 0.00 | 0.00 |
AGILENT TECHNOLOGIES INCSOLE | COM | 6K | SH | $729.00 0.28% | 6K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 10K | SH | $711.00 0.27% | 10K | 0.00 | 0.00 |
REGENERON PHARMACEUTICALSSOLE | COM | 1K | SH | $689.00 0.26% | 1K | 0.00 | 0.00 |
APPLIED MATLS INCSOLE | COM | 8.10K | SH | $664.00 0.25% | 8.10K | 0.00 | 0.00 |
KLA CORPSOLE | COM NEW | 2K | SH | $605.00 0.23% | 2K | 0.00 | 0.00 |
ETSY INCSOLE | COM | 6K | SH | $601.00 0.23% | 6K | 0.00 | 0.00 |
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