LUM ERNEST K.F. sold 2.2% of their position (127K shares) of LUX AMBER, CORP. on the open market

Open‑market sale worth $95.3K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

LUM ERNEST K.F.

Filed: 11/16/2022ACC: 0001824982-22-000001

InsiderLUM ERNEST K.F.CIK 1824982

→

IssuerLUX AMBER, CORP.CIK 1740695

10% Owner

Since Mar 2020

+1.28M

Net shares

Net buyer

$95.3K

Total sold

Open market trades

0B · 1S

Total transactions

2.89M acquired · 1.61M disposed

Non-Derivative Transactions7

Common Stock

Direct

M · Option Exercise

+150K

Price / share

$0.25

Trade value

$37.50K

% of position

3.4%

1/10/2022

4.41M→4.56M

Common Stock

Direct

M · Option Exercise

+30K

Price / share

$0.25

Trade value

$7.50K

% of position

0.7%

1/10/2022

4.56M→4.59M

Common Stock

Direct

M · Option Exercise

+50K

Price / share

—

Trade value

—

% of position

1.1%

7/18/2022

4.59M→4.64M

Common Stock

Direct

M · Option Exercise

+250K

Price / share

$0.01

Trade value

$2.50K

% of position

5.4%

7/18/2022

4.64M→4.89M

Common Stock

Direct

M · Option Exercise

+1M

Price / share

$0.03

Trade value

$27K

% of position

20.4%

7/21/2022

4.89M→5.89M

Common Stock

Direct

S · Sale

−127K

Price / share

$0.75

Trade value

$95.25K

% of position

2.2%

11/8/2022

5.89M→5.76M

Common Stock

Direct

J · J

+175.56K

Price / share

—

Trade value

—

% of position

3.0%

11/16/2022

5.76M→5.94M

Total

Net shares

+1.53M

Net value

-$20.75K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	1/10/2022	M · Option Exercise	+150K	$0.25	$37.50K	3.4%	4.41M	4.56M
Common Stock Direct	1/10/2022	M · Option Exercise	+30K	$0.25	$7.50K	0.7%	4.56M	4.59M
Common Stock Direct	7/18/2022	M · Option Exercise	+50K	—	—	1.1%	4.59M	4.64M
Common Stock Direct	7/18/2022	M · Option Exercise	+250K	$0.01	$2.50K	5.4%	4.64M	4.89M
Common Stock Direct	7/21/2022	M · Option Exercise	+1M	$0.03	$27K	20.4%	4.89M	5.89M
Common Stock Direct	11/8/2022	S · Sale	−127K	$0.75	$95.25K	2.2%	5.89M	5.76M
Common Stock Direct	11/16/2022	J · J	+175.56K	—	—	3.0%	5.76M	5.94M
Total			+1.53M		-$20.75K

Derivative Transactions9

Common Stock purchase options

Direct

A · Award

Converts to

Common Stock

50K shares

+50K

Strike price

0.25

Held after

350K

Exercisable

—

11/22/2021

Common Stock purchase options

Direct

A · Award

Converts to

Common Stock

150K shares

+150K

Strike price

0.25

Held after

500K

Exercisable

—

12/1/2021

Common Stock purchase options

Direct

A · Award

Converts to

Common Stock

30K shares

+30K

Strike price

0.25

Held after

530K

Exercisable

—

12/22/2021

Common Stock purchase options

Direct

M · Option Exercise

Converts to

Common Stock

150K shares

−150K

Strike price

0.25

Held after

380K

Exercisable

—

1/10/2022

Common Stock purchase options

Direct

M · Option Exercise

Converts to

Common Stock

30K shares

−30K

Strike price

0.25

Held after

350K

Exercisable

—

1/10/2022

Common Stock purchase options

Direct

A · Award

Converts to

Common Stock

1M shares

+1M

Strike price

0.027

Held after

1.35M

Exercisable

—

7/10/2022

Common Stock purchase options

Direct

M · Option Exercise

Converts to

Common Stock

50K shares

−50K

Strike price

Held after

1.30M

Exercisable

—

7/18/2022

Common Stock purchase options

Direct

M · Option Exercise

Converts to

Common Stock

250K shares

−250K

Strike price

0.01

Held after

1.05M

Exercisable

—

7/18/2022

Common Stock purchase options

Direct

M · Option Exercise

Converts to

Common Stock

1M shares

−1M

Strike price

0.027

Held after

50K

Exercisable

—

7/21/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Common Stock purchase options Direct	Common Stock50K shares	11/22/2021	A · Award	+50K	0.25	—	350K
Common Stock purchase options Direct	Common Stock150K shares	12/1/2021	A · Award	+150K	0.25	—	500K
Common Stock purchase options Direct	Common Stock30K shares	12/22/2021	A · Award	+30K	0.25	—	530K
Common Stock purchase options Direct	Common Stock150K shares	1/10/2022	M · Option Exercise	−150K	0.25	—	380K
Common Stock purchase options Direct	Common Stock30K shares	1/10/2022	M · Option Exercise	−30K	0.25	—	350K
Common Stock purchase options Direct	Common Stock1M shares	7/10/2022	A · Award	+1M	0.027	—	1.35M
Common Stock purchase options Direct	Common Stock50K shares	7/18/2022	M · Option Exercise	−50K	0	—	1.30M
Common Stock purchase options Direct	Common Stock250K shares	7/18/2022	M · Option Exercise	−250K	0.01	—	1.05M
Common Stock purchase options Direct	Common Stock1M shares	7/21/2022	M · Option Exercise	−1M	0.027	—	50K