LUM ERNEST K.F. enters LUX AMBER, CORP. with 4.41M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 9/16/2020ACC: 0001824982-20-000001
4.41M
Baseline shares
100% direct
4.41M
Direct ownership
1 position
300K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned4.41M
Total
4.41M direct4.41M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 4.41M | Direct |
| Total | 4.41M | 4.41M direct |
Derivative Holdings2
Common Stock purchase options
DirectUnderlying security
Common Stock
Underlying shares
250K
Shares owned
N/A
Exercise price
0.01
Expiration
—
Exercise window
—
Common Stock purchase options
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
N/A
Exercise price
0.01
Expiration
—
Exercise window
—
Total
Underlying
300K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Stock purchase options Direct | Common Stock | 0.01 | — | — | 250K | N/A |
| Common Stock purchase options Direct | Common Stock | 0.01 | — | — | 50K | N/A |
| Total | 300K | 0.00 | ||||