LUGO NICK R. enters PONCE FINANCIAL GROUP, INC. with 121.23K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 1/28/2022ACC: 0001209191-22-005308
121.23K
Baseline shares
77% direct
93.33K
Direct ownership
1 position
12.44K
Derivative underlying
1 instrument
2
Security positions
27.90K indirect
Non-Derivative Holdings2
Common Stock
DirectShares owned93.33K
Common Stock
IndirectShares owned27.90K
Total
93.33K direct·27.90K indirect121.23K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 93.33K | Direct |
| Common Stock | 27.90K | Indirect |
| Total | 121.23K | 93.33K direct·27.90K indirect |
Derivative Holdings1
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
12.44K
Shares owned
N/A
Exercise price
12.77
Expiration
—
Exercise window
—
Total
Underlying
12.44K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 12.77 | — | — | 12.44K | N/A |
| Total | 12.44K | 0.00 | ||||