LUGO NICK R. received a stock award from PONCE FINANCIAL GROUP, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

LUGO NICK R.

Filed: 12/11/2023ACC: 0000950170-23-069342

InsiderLUGO NICK R.CIK 1717577

→

IssuerPONCE FINANCIAL GROUP, INC.CIK 1874071

Director

Since Jan 2022

+43.53K

Net shares

Net buyer

$294.7K

Total acquired

Open market trades

0B · 0S

Total transactions

43.53K acquired

Non-Derivative Transactions1

Common Stock

Direct

A · Award

+28.53K

Price / share

$10.33

Trade value

$294.71K

% of position

28.8%

12/7/2023

99.03K→127.56K

Total

Net shares

+28.53K

Net value

$294.71K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/7/2023	A · Award	+28.53K	$10.33	$294.71K	28.8%	99.03K	127.56K
Total			+28.53K		$294.71K

Derivative Transactions5

Premium Stock Option

Direct

A · Award

Converts to

Common Stock

3K shares

+3K

Strike price

10.33

Held after

Exercisable

—

12/7/2023

Premium Stock Options

Direct

A · Award

Converts to

Common Stock

3K shares

+3K

Strike price

10.52

Held after

Exercisable

—

12/7/2023

Premium Stock Options

Direct

A · Award

Converts to

Common Stock

3K shares

+3K

Strike price

10.70

Held after

Exercisable

—

12/7/2023

Premium Stock Options

Direct

A · Award

Converts to

Common Stock

3K shares

+3K

Strike price

10.89

Held after

12K

Exercisable

—

12/7/2023

Premium Stock Options

Direct

A · Award

Converts to

Common Stock

3K shares

+3K

Strike price

11.08

Held after

15K

Exercisable

—

12/7/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Premium Stock Option Direct	Common Stock3K shares	12/7/2023	A · Award	+3K	10.33	—	3K
Premium Stock Options Direct	Common Stock3K shares	12/7/2023	A · Award	+3K	10.52	—	6K
Premium Stock Options Direct	Common Stock3K shares	12/7/2023	A · Award	+3K	10.70	—	9K
Premium Stock Options Direct	Common Stock3K shares	12/7/2023	A · Award	+3K	10.89	—	12K
Premium Stock Options Direct	Common Stock3K shares	12/7/2023	A · Award	+3K	11.08	—	15K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned27.90K

Total

27.90K indirect27.90K

Security Title	Shares Owned	Ownership Type
Common Stock	27.90K	Indirect
Total	27.90K	27.90K indirect

Derivative Holdings (Post-Transaction)1

Stock Options

Direct

Underlying security

Common Stock

Underlying shares

12.44K

Shares owned

12.44K

Exercise price

9.15

Expiration

—

Exercise window

—

Total

Underlying

12.44K

Owned

12.44K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Options Direct	Common Stock	9.15	—	—	12.44K	12.44K
Total					12.44K	12.44K