LUDWIG THOMAS VAN enters HERITAGE GLOBAL INC. with 214.65K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 3/25/2026ACC: 0001193125-26-124692
Officer· President, NLEX
Since Mar 2026
214.65K
Baseline shares
100% direct
214.65K
Direct ownership
1 position
116.88K
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned214.65K
Total
214.65K direct214.65K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 214.65K | Direct |
| Total | 214.65K | 214.65K direct |
Derivative Holdings3
Options to purchase common stock
DirectUnderlying security
Common Stock
Underlying shares
31.88K
Shares owned
N/A
Exercise price
0.70
Expiration
—
Exercise window
—
Options to purchase common stock
DirectUnderlying security
Common Stock
Underlying shares
45K
Shares owned
N/A
Exercise price
1.41
Expiration
—
Exercise window
—
Options to purchase common stock
DirectUnderlying security
Common Stock
Underlying shares
40K
Shares owned
N/A
Exercise price
2.81
Expiration
—
Exercise window
—
Total
Underlying
116.88K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Options to purchase common stock Direct | Common Stock | 0.70 | — | — | 31.88K | N/A |
| Options to purchase common stock Direct | Common Stock | 1.41 | — | — | 45K | N/A |
| Options to purchase common stock Direct | Common Stock | 2.81 | — | — | 40K | N/A |
| Total | 116.88K | 0.00 | ||||