LUCAS RICK

PrivateCIK: 1569169
Location

BELMONT, OH

LUCAS RICK (Chief Technology Officer) sold 82.4% of their position (78.50K shares) of EXONE CO on the open market

Open‑market sale worth $1.97M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales
InsiderLUCAS RICKCIK 1569169
IssuerEXONE COCIK 1561627
Officer· Chief Technology Officer
Since Aug 2018
-78.50K
Net shares
Net seller
$1.97M
Total sold
2
Open market trades
0B · 2S
6
Total transactions
40K acquired · 118.50K disposed
Non-Derivative Transactions4

Common Stock, par value $0.01

Direct
M · Option Exercise

Shares

+15K

Price / share

$18.00

Trade value

$270K

% of position

27.2%
11/1/2021
55.23K70.23K

Common Stock, par value $0.01

Direct
M · Option Exercise

Shares

+25K

Price / share

$7.91

Trade value

$197.75K

% of position

35.6%
11/1/2021
70.23K95.23K

Common Stock, par value $0.01

Direct
S · Sale

Shares

40K

Price / share

$25.09

Trade value

$1M

% of position

42.0%
11/1/2021
95.23K55.23K

Common Stock, par value $0.01

Direct
S · Sale

Shares

38.50K

Price / share

$25.09

Trade value

$965.73K

% of position

69.7%
11/1/2021
55.23K16.74K
Total

Net shares

38.50K

Net value

-$1.50M

Derivative Transactions2

Incentive Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

15K shares

Shares

15K

Strike price

18.00

Held after

0.00

Exercisable

11/1/2021

Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

25K shares

Shares

25K

Strike price

7.91

Held after

0.00

Exercisable

11/1/2021
LUCAS RICK — Insider Transaction (Form 4) Filed Nov 3, 2021 | Finecho