LU TIMOTHY K

PrivateCIK: 1852301

Location

SOUTH SAN FRANCISCO, CA

LU TIMOTHY K enters SENTI BIOSCIENCES HOLDINGS, INC. with 1.62M shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Indirect Derivatives

LU TIMOTHY K

Filed: 6/15/2022ACC: 0000899243-22-022649

InsiderLU TIMOTHY KCIK 1852301

→

IssuerSENTI BIOSCIENCES HOLDINGS, INC.CIK 1854270

DirectorOfficer· CEO and President

Since Jun 2022

1.62M

Baseline shares

35% direct

559.50K

Direct ownership

1 position

3.10M

Derivative underlying

9 instruments

3

Security positions

1.06M indirect

Non-Derivative Holdings3

Common Stock

Direct

Shares owned559.50K

Common Stock

Indirect

Shares owned528.39K

Common Stock

Indirect

Shares owned528.39K

Total

559.50K direct·1.06M indirect1.62M

Security Title	Shares Owned	Ownership Type
Common Stock	559.50K	Direct
Common Stock	528.39K	Indirect
Common Stock	528.39K	Indirect
Total	1.62M	559.50K direct·1.06M indirect

Derivative Holdings9

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2.19M

Shares owned

N/A

Exercise price

9.92

Expiration

—

Exercise window

—

Earnout Rights (Common Stock)

Indirect

Underlying security

Common Stock

Underlying shares

22.81K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Earnout Rights (Common Stock)

Indirect

Underlying security

Common Stock

Underlying shares

22.81K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Earnout Rights (Common Stock)

Indirect

Underlying security

Common Stock

Underlying shares

22.81K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

454.25K

Shares owned

N/A

Exercise price

2.66

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

315.75K

Shares owned

N/A

Exercise price

9.92

Expiration

—

Exercise window

—

Earnout Rights (Common Stock)

Direct

Underlying security

Common Stock

Underlying shares

24.15K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Earnout Rights (Common Stock)

Direct

Underlying security

Common Stock

Underlying shares

24.15K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Earnout Rights (Common Stock)

Indirect

Underlying security

Common Stock

Underlying shares

22.81K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

3.10M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	9.92	—	—	2.19M	N/A
Earnout Rights (Common Stock) Indirect	Common Stock		—	—	22.81K	N/A
Earnout Rights (Common Stock) Indirect	Common Stock		—	—	22.81K	N/A
Earnout Rights (Common Stock) Indirect	Common Stock		—	—	22.81K	N/A
Stock Option (Right to Buy) Direct	Common Stock	2.66	—	—	454.25K	N/A
Stock Option (Right to Buy) Direct	Common Stock	9.92	—	—	315.75K	N/A
Earnout Rights (Common Stock) Direct	Common Stock		—	—	24.15K	N/A
Earnout Rights (Common Stock) Direct	Common Stock		—	—	24.15K	N/A
Earnout Rights (Common Stock) Indirect	Common Stock		—	—	22.81K	N/A
Total					3.10M	0.00

LU TIMOTHY K — Initial Ownership Disclosure (Form 3) Filed Jun 15, 2022 | Finecho