LU CHENG enters TUSIMPLE HOLDINGS INC. with 2.62M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 11/21/2022ACC: 0001209191-22-058281
DirectorOfficer· See Remarks
Since Apr 2021
2.62M
Baseline shares
66% direct
1.72M
Direct ownership
1 position
1.85M
Derivative underlying
4 instruments
2
Security positions
900K indirect
Non-Derivative Holdings2
Class A Common Stock
IndirectShares owned900K
Class A Common Stock
DirectShares owned1.72M
Total
1.72M direct·900K indirect2.62M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 900K | Indirect |
| Class A Common Stock | 1.72M | Direct |
| Total | 2.62M | 1.72M direct·900K indirect |
Derivative Holdings4
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
100K
Shares owned
N/A
Exercise price
8.11
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
500K
Shares owned
N/A
Exercise price
4.20
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
100K
Shares owned
N/A
Exercise price
14.00
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
1.15M
Shares owned
N/A
Exercise price
14.1401
Expiration
—
Exercise window
—
Total
Underlying
1.85M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock | 8.11 | — | — | 100K | N/A |
| Stock Option (right to buy) Direct | Common Stock | 4.20 | — | — | 500K | N/A |
| Stock Option (right to buy) Direct | Common Stock | 14.00 | — | — | 100K | N/A |
| Stock Option (right to buy) Direct | Common Stock | 14.1401 | — | — | 1.15M | N/A |
| Total | 1.85M | 0.00 | ||||