LPH II INVESTMENTS LTD purchased 70.4% of their position (1.66M shares) of WINDTREE THERAPEUTICS INC /DE/ on the open market
Open‑market purchase worth $5.00M — a major conviction buy. The strongest form of insider conviction signal.
P · 1 purchase
Filed: 12/10/2019ACC: 0001213900-19-025802
10% Owner
Since Dec 2019
+2.48M
Net shares
Net buyer
$5.00M
Total acquired
1
Open market trades
1B · 0S
2
Total transactions
2.48M acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+1.66M
Price / share
$3.02
Trade value
$5M
% of position
70.4%
12/6/2019
2.35M→4.01M
Total
Net shares
+1.66M
Net value
$5M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/6/2019 | P · Purchase | +1.66M | $3.02 | $5M | 70.4% | 2.35M | 4.01M |
| Total | +1.66M | $5M | ||||||
Derivative Transactions1
Series I Warrants
Direct
Converts to
Common Stock
827.82K shares
Shares
+827.82K
Strike price
4.03
Held after
827.82K
Exercisable
—
12/6/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series I Warrants Direct | Common Stock827.82K shares | 12/6/2019 | P · Purchase | +827.82K | 4.03 | — | 827.82K |