LOWINGS ANTHONY (CEO, KFC Division) exercised options at YUM BRANDS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/19/2019ACC: 0001127602-19-035521
Officer· CEO, KFC Division
Since Jan 2019
-1.75K
Net shares
Net seller
$173.8K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
3.25K acquired · 5K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+3.25K
Price / share
$23.48
Trade value
$76.31K
% of position
7.4%
12/18/2019
43.85K→47.10K
Common Stock
Direct
Shares
−1.75K
Price / share
$99.62
Trade value
$173.84K
% of position
3.7%
12/18/2019
47.10K→45.36K
Total
Net shares
+1.50K
Net value
-$97.53K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/18/2019 | M · Option Exercise | +3.25K | $23.48 | $76.31K | 7.4% | 43.85K | 47.10K |
| Common Stock Direct | 12/18/2019 | D · Disposition | −1.75K | $99.62 | $173.84K | 3.7% | 47.10K | 45.36K |
| Total | +1.50K | -$97.53K | ||||||
Derivative Transactions1
Stock Appreciation Right
Direct
Converts to
Common Stock
3.25K shares
Shares
−3.25K
Strike price
23.48
Held after
0.00
Exercisable
—
12/18/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Appreciation Right Direct | Common Stock3.25K shares | 12/18/2019 | M · Option Exercise | −3.25K | 23.48 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned919.00
Total
919.00 indirect919.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 919.00 | Indirect |
| Total | 919.00 | 919.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported