LOWINGS ANTHONY (CEO, KFC Division) exercised options at YUM BRANDS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/12/2019ACC: 0001127602-19-028254
Officer· CEO, KFC Division
Since Jan 2019
-1.68K
Net shares
Net seller
$193.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
3.25K acquired · 4.93K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+3.25K
Price / share
$23.48
Trade value
$76.31K
% of position
8.0%
9/11/2019
40.74K→43.99K
Common Stock
Direct
Shares
−1.68K
Price / share
$115.27
Trade value
$193.88K
% of position
3.8%
9/11/2019
43.99K→42.31K
Total
Net shares
+1.57K
Net value
-$117.57K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/11/2019 | M · Option Exercise | +3.25K | $23.48 | $76.31K | 8.0% | 40.74K | 43.99K |
| Common Stock Direct | 9/11/2019 | D · Disposition | −1.68K | $115.27 | $193.88K | 3.8% | 43.99K | 42.31K |
| Total | +1.57K | -$117.57K | ||||||
Derivative Transactions1
Stock Appreciation Right
Direct
Converts to
Common Stock
3.25K shares
Shares
−3.25K
Strike price
23.48
Held after
6.50K
Exercisable
—
9/11/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Appreciation Right Direct | Common Stock3.25K shares | 9/11/2019 | M · Option Exercise | −3.25K | 23.48 | — | 6.50K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned919.00
Total
919.00 indirect919.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 919.00 | Indirect |
| Total | 919.00 | 919.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported