LOWINGS ANTHONY (CEO, KFC Division) exercised options at YUM BRANDS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/11/2019ACC: 0001127602-19-021381
Officer· CEO, KFC Division
Since Jan 2019
-1.70K
Net shares
Net seller
$185.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
3.25K acquired · 4.95K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+3.25K
Price / share
$23.48
Trade value
$76.31K
% of position
8.7%
6/10/2019
37.50K→40.75K
Common Stock
Direct
Shares
−1.70K
Price / share
$109.07
Trade value
$185.86K
% of position
4.2%
6/10/2019
40.75K→39.05K
Total
Net shares
+1.55K
Net value
-$109.55K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/10/2019 | M · Option Exercise | +3.25K | $23.48 | $76.31K | 8.7% | 37.50K | 40.75K |
| Common Stock Direct | 6/10/2019 | D · Disposition | −1.70K | $109.07 | $185.86K | 4.2% | 40.75K | 39.05K |
| Total | +1.55K | -$109.55K | ||||||
Derivative Transactions1
Stock Appreciation Right
Direct
Converts to
Common Stock
3.25K shares
Shares
−3.25K
Strike price
23.48
Held after
13K
Exercisable
—
6/10/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Appreciation Right Direct | Common Stock3.25K shares | 6/10/2019 | M · Option Exercise | −3.25K | 23.48 | — | 13K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned919.00
Total
919.00 indirect919.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 919.00 | Indirect |
| Total | 919.00 | 919.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported