LOWINGS ANTHONY (CEO, KFC Division) exercised options at YUM BRANDS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/25/2019ACC: 0001127602-19-016159
Officer· CEO, KFC Division
Since Jan 2019
-1.73K
Net shares
Net seller
$178.3K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
3.25K acquired · 4.98K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+3.25K
Price / share
$23.48
Trade value
$76.26K
% of position
9.0%
4/23/2019
35.98K→39.23K
Common Stock
Direct
Shares
−1.73K
Price / share
$103.18
Trade value
$178.30K
% of position
4.4%
4/23/2019
39.23K→37.50K
Total
Net shares
+1.52K
Net value
-$102.03K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/23/2019 | M · Option Exercise | +3.25K | $23.48 | $76.26K | 9.0% | 35.98K | 39.23K |
| Common Stock Direct | 4/23/2019 | D · Disposition | −1.73K | $103.18 | $178.30K | 4.4% | 39.23K | 37.50K |
| Total | +1.52K | -$102.03K | ||||||
Derivative Transactions1
Stock Appreciation Right
Direct
Converts to
Common Stock
3.25K shares
Shares
−3.25K
Strike price
23.48
Held after
16.25K
Exercisable
—
4/23/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Appreciation Right Direct | Common Stock3.25K shares | 4/23/2019 | M · Option Exercise | −3.25K | 23.48 | — | 16.25K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned919.00
Total
919.00 indirect919.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 919.00 | Indirect |
| Total | 919.00 | 919.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported