LOWENTHAL ROBERT S reported 1 transaction at OPPENHEIMER HOLDINGS INC
Review the transaction codes below to understand the nature of each event.
Filed: 1/31/2023ACC: 0001594628-23-000004
Director
Since Jan 2019
-2.02K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
2.98K acquired · 5K disposed
Non-Derivative Transactions1
Class A non-voting common stock
Direct
Shares
+2.98K
Price / share
—
Trade value
—
% of position
4.9%
1/29/2023
60.56K→63.54K
Total
Net shares
+2.98K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A non-voting common stock Direct | 1/29/2023 | J · J | +2.98K | — | — | 4.9% | 60.56K | 63.54K |
| Total | +2.98K | $0.00 | ||||||
Derivative Transactions1
Restricted Class A non-voting common stock
Direct
Converts to
Class A non-voting common stock
2.98K shares
Shares
−5K
Strike price
Held after
202.37K
Exercisable
—
1/29/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Class A non-voting common stock Direct | Class A non-voting common stock2.98K shares | 1/29/2023 | J · J | −5K | — | 202.37K |
Non-Derivative Holdings (Post-Transaction)4
Class A non-voting common stock
IndirectShares owned303.36K
Class A non-voting common stock
IndirectShares owned174K
Class B voting common stock
DirectShares owned650.00
Class A non-voting common stock
IndirectShares owned150K
Total
650.00 direct·627.36K indirect628.01K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A non-voting common stock | 303.36K | Indirect |
| Class A non-voting common stock | 174K | Indirect |
| Class B voting common stock | 650.00 | Direct |
| Class A non-voting common stock | 150K | Indirect |
| Total | 628.01K | 650.00 direct·627.36K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported