LOWENTHAL ALBERT G (CEO) reported 2 transactions at OPPENHEIMER HOLDINGS INC
Review the transaction codes below to understand the nature of each event.
Filed: 1/31/2023ACC: 0001041339-23-000004
DirectorOfficer10% Owner· CEO
Since Jan 2019
-25.30K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
30.23K acquired · 55.53K disposed
Non-Derivative Transactions2
Class A non-voting common stock
Direct
Shares
+25.77K
Price / share
—
Trade value
—
% of position
29.1%
1/29/2023
88.55K→114.33K
Class A non-voting common stock
Direct
Shares
+4.45K
Price / share
—
Trade value
—
% of position
3.9%
1/30/2023
114.33K→118.78K
Total
Net shares
+30.23K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A non-voting common stock Direct | 1/29/2023 | J · J | +25.77K | — | — | 29.1% | 88.55K | 114.33K |
| Class A non-voting common stock Direct | 1/30/2023 | J · J | +4.45K | — | — | 3.9% | 114.33K | 118.78K |
| Total | +30.23K | $0.00 | ||||||
Derivative Transactions2
Restricted Class A non-voting common stock
Direct
Converts to
Class A non-voting common stock
25.77K shares
Shares
−46.43K
Strike price
Held after
426.57K
Exercisable
—
1/29/2023
Restricted Class A non-voting common stock
Direct
Converts to
Class A non-voting common stock
4.45K shares
Shares
−9.10K
Strike price
Held after
417.47K
Exercisable
—
1/30/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Class A non-voting common stock Direct | Class A non-voting common stock25.77K shares | 1/29/2023 | J · J | −46.43K | — | 426.57K | |
| Restricted Class A non-voting common stock Direct | Class A non-voting common stock4.45K shares | 1/30/2023 | J · J | −9.10K | — | 417.47K |
Non-Derivative Holdings (Post-Transaction)2
Class A non-voting common stock
IndirectShares owned3.12M
Class B voting common stock
IndirectShares owned97.13K
Total
3.21M indirect3.21M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A non-voting common stock | 3.12M | Indirect |
| Class B voting common stock | 97.13K | Indirect |
| Total | 3.21M | 3.21M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported