LORBER HOWARD M

PrivateCIK: 1053471
Location

MIAMI BEACH, FL

LORBER HOWARD M reported 3 transactions at LADENBURG THALMANN FINANCIAL SERVICES INC.

Review the transaction codes below to understand the nature of each event.

InsiderLORBER HOWARD MCIK 1053471
Director
Since Oct 2018
-6.20M
Net shares
Net seller
$12.63M
Total sold
0
Open market trades
0B · 0S
16
Total transactions
6.20M disposed
Non-Derivative Transactions3

Common Stock

Direct
D · Disposition

Shares

3.09M

Price / share

$3.50

Trade value

$10.80M

% of position

New position
2/14/2020
3.09M0.00

Common Stock

Indirect
D · Disposition

Shares

522.03K

Price / share

$3.50

Trade value

$1.83M

% of position

New position
2/14/2020
522.03K0.00

Common Stock

Indirect
D · Disposition

Shares

67.00

Price / share

$3.50

Trade value

$234.50

% of position

New position
2/14/2020
67.000.00
Total

Net shares

3.61M

Net value

-$12.63M

Derivative Transactions13

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

20K shares

Shares

20K

Strike price

1.11

Held after

0.00

Exercisable

2/14/2020

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

600K shares

Shares

600K

Strike price

1.28

Held after

0.00

Exercisable

2/14/2020

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

20K shares

Shares

20K

Strike price

1.79

Held after

0.00

Exercisable

2/14/2020

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

600K shares

Shares

600K

Strike price

2.80

Held after

0.00

Exercisable

2/14/2020

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

50K shares

Shares

50K

Strike price

1.32

Held after

0.00

Exercisable

2/14/2020

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

300K shares

Shares

300K

Strike price

1.40

Held after

0.00

Exercisable

2/14/2020

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

50K shares

Shares

50K

Strike price

1.46

Held after

0.00

Exercisable

2/14/2020

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

400K shares

Shares

400K

Strike price

3.25

Held after

0.00

Exercisable

2/14/2020

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

50K shares

Shares

50K

Strike price

3.01

Held after

0.00

Exercisable

2/14/2020

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

200K shares

Shares

200K

Strike price

4.25

Held after

0.00

Exercisable

2/14/2020

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

50K shares

Shares

50K

Strike price

3.38

Held after

0.00

Exercisable

2/14/2020

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

200K shares

Shares

200K

Strike price

2.65

Held after

0.00

Exercisable

2/14/2020

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

50K shares

Shares

50K

Strike price

2.40

Held after

0.00

Exercisable

2/14/2020
LORBER HOWARD M — Insider Transaction (Form 4) Filed Feb 14, 2020 | Finecho