LOPKER PAMELA M (President) exercised options at QAD INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/15/2021ACC: 0001437749-21-014806
DirectorOfficer10% Owner· President
Since Dec 2018
-9.53K
Net shares
Net seller
$752.6K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
13.38K acquired · 22.90K disposed
Non-Derivative Transactions3
Class A Common Stock
Direct
Shares
+13.38K
Price / share
—
Trade value
—
% of position
0.3%
6/11/2021
4.34M→4.36M
Class A Common Stock
Direct
Shares
−5.89K
Price / share
$79.00
Trade value
$465.47K
% of position
0.1%
6/11/2021
4.36M→4.35M
Class A Common Stock
Direct
Shares
−3.63K
Price / share
$79.00
Trade value
$287.09K
% of position
0.1%
6/11/2021
4.35M→4.35M
Total
Net shares
+3.85K
Net value
-$752.55K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 6/11/2021 | M · Option Exercise | +13.38K | — | — | 0.3% | 4.34M | 4.36M |
| Class A Common Stock Direct | 6/11/2021 | F · Tax Withholding | −5.89K | $79.00 | $465.47K | 0.1% | 4.36M | 4.35M |
| Class A Common Stock Direct | 6/11/2021 | F · Tax Withholding | −3.63K | $79.00 | $287.09K | 0.1% | 4.35M | 4.35M |
| Total | +3.85K | -$752.55K | ||||||
Derivative Transactions1
Performance Stock Units ("PSUs")
Direct
Converts to
Class A Common Stock
13.38K shares
Shares
−13.38K
Strike price
0
Held after
11K
Exercisable
—
6/11/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Performance Stock Units ("PSUs") Direct | Class A Common Stock13.38K shares | 6/11/2021 | M · Option Exercise | −13.38K | 0 | — | 11K |
Non-Derivative Holdings (Post-Transaction)2
Class A Common Stock
DirectShares owned156.21K
Class A Common Stock
IndirectShares owned634.98K
Total
156.21K direct·634.98K indirect791.19K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 156.21K | Direct |
| Class A Common Stock | 634.98K | Indirect |
| Total | 791.19K | 156.21K direct·634.98K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported