LOPKER PAMELA M (President) exercised options at QAD INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/25/2020ACC: 0001437749-20-013896
DirectorOfficer10% Owner· President
Since Dec 2018
-4.72K
Net shares
Net seller
$198.8K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
5.22K acquired · 9.94K disposed
Non-Derivative Transactions3
Class A Common Stock
Direct
Shares
+5.22K
Price / share
—
Trade value
—
% of position
0.1%
6/23/2020
4.24M→4.25M
Class A Common Stock
Direct
Shares
−2.30K
Price / share
$42.10
Trade value
$96.79K
% of position
0.1%
6/23/2020
4.25M→4.25M
Class A Common Stock
Direct
Shares
−2.42K
Price / share
$42.10
Trade value
$101.97K
% of position
0.1%
6/23/2020
4.25M→4.24M
Total
Net shares
+500.00
Net value
-$198.75K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 6/23/2020 | M · Option Exercise | +5.22K | — | — | 0.1% | 4.24M | 4.25M |
| Class A Common Stock Direct | 6/23/2020 | F · Tax Withholding | −2.30K | $42.10 | $96.79K | 0.1% | 4.25M | 4.25M |
| Class A Common Stock Direct | 6/23/2020 | F · Tax Withholding | −2.42K | $42.10 | $101.97K | 0.1% | 4.25M | 4.24M |
| Total | +500.00 | -$198.75K | ||||||
Derivative Transactions1
Performance Stock Units ("PSUs")
Direct
Converts to
Class A Common Stock
5.22K shares
Shares
−5.22K
Strike price
0
Held after
14.67K
Exercisable
—
6/23/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Performance Stock Units ("PSUs") Direct | Class A Common Stock5.22K shares | 6/23/2020 | M · Option Exercise | −5.22K | 0 | — | 14.67K |
Non-Derivative Holdings (Post-Transaction)2
Class A Common Stock
IndirectShares owned634.98K
Class A Common Stock
DirectShares owned156.21K
Total
156.21K direct·634.98K indirect791.19K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 634.98K | Indirect |
| Class A Common Stock | 156.21K | Direct |
| Total | 791.19K | 156.21K direct·634.98K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported