LOPKER PAMELA M

PrivateCIK: 1102753
Location

SANTA BARBARA, CA

LOPKER PAMELA M (President) exercised options at QAD INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises
InsiderLOPKER PAMELA MCIK 1102753
IssuerQAD INCCIK 1036188
DirectorOfficer10% Owner· President
Since Dec 2018
-8.66M
Net shares
Net seller
$696.20M
Total sold
0
Open market trades
0B · 0S
10
Total transactions
985.38K acquired · 9.65M disposed
Non-Derivative Transactions7

Common Stock

Indirect
G · Gift

Shares

470.36K

Price / share

Trade value

% of position

6.1%
8/31/2021
7.68M7.21M

Common Stock

Indirect
G · Gift

Shares

235.18K

Price / share

Trade value

% of position

3.3%
10/22/2021
7.21M6.97M

Common Stock

Indirect
M · Option Exercise

Shares

+860K

Price / share

Trade value

% of position

12.3%
11/5/2021
6.97M7.83M

Common Stock

Indirect
M · Option Exercise

Shares

+90K

Price / share

Trade value

% of position

1.1%
11/5/2021
7.83M7.92M

Common Stock

Indirect
M · Option Exercise

Shares

+35.38K

Price / share

Trade value

% of position

0.4%
11/5/2021
7.92M7.96M

Common Stock

Indirect
J · J

Shares

3.09M

Price / share

$87.50

Trade value

$270M

% of position

38.8%
11/5/2021
7.96M4.87M

Common Stock

Indirect
D · Disposition

Shares

4.87M

Price / share

$87.50

Trade value

$426.20M

% of position

New position
11/5/2021
4.87M0.00
Total

Net shares

7.68M

Net value

-$696.20M

Derivative Transactions3

Stock Appreciation Right (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

860K shares

Shares

860K

Strike price

Held after

0.00

Exercisable

11/5/2021

Stock Appreciation Right (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

90K shares

Shares

90K

Strike price

Held after

0.00

Exercisable

11/5/2021

Performance Stock Units

Direct
M · Option Exercise
Converts to

Common Stock

35.38K shares

Shares

35.38K

Strike price

Held after

0.00

Exercisable

11/5/2021
LOPKER PAMELA M — Insider Transaction (Form 4) Filed Nov 9, 2021 | Finecho