Filed: 1/22/2025ACC: 0001079973-25-000113
10% Owner
Since Aug 2018
+618.75K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
618.75K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
DCBTrust-1 Warrants
Indirect
Converts to
Common Stock
0.00 shares
Shares
+618.75K
Strike price
0.75
Held after
892.73K
Exercisable
—
1/18/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| DCBTrust-1 Warrants Indirect | Common Stock0.00 shares | 1/18/2025 | D · Disposition | +618.75K | 0.75 | — | 892.73K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
DirectShares owned170K
Common Stock
IndirectShares owned400K
Total
170K direct·400K indirect570K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 170K | Direct |
| Common Stock | 400K | Indirect |
| Total | 570K | 170K direct·400K indirect |
Derivative Holdings (Post-Transaction)5
Adjusted 2020 Trust Convertible Obligation
IndirectUnderlying security
See Note
Underlying shares
N/A
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Warrants "2019 Trust"
IndirectUnderlying security
Common Stock
Underlying shares
1.50M
Shares owned
1.50M
Exercise price
Expiration
—
Exercise window
—
Warrants
DirectUnderlying security
Common Stock
Underlying shares
105K
Shares owned
105K
Exercise price
Expiration
—
Exercise window
—
Warrants
IndirectUnderlying security
Common Stock
Underlying shares
230K
Shares owned
230K
Exercise price
Expiration
—
Exercise window
—
Warrants
DirectUnderlying security
Common Stock
Underlying shares
311.46K
Shares owned
311.46K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
2.15M
Owned
2.15M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Adjusted 2020 Trust Convertible Obligation Indirect | See Note | — | — | N/A | N/A | |
| Warrants "2019 Trust" Indirect | Common Stock | — | — | 1.50M | 1.50M | |
| Warrants Direct | Common Stock | — | — | 105K | 105K | |
| Warrants Indirect | Common Stock | — | — | 230K | 230K | |
| Warrants Direct | Common Stock | — | — | 311.46K | 311.46K | |
| Total | 2.15M | 2.15M | ||||