Filed: 11/14/2022ACC: 0001567619-22-019808
📋 What this filing means
LOMBARD ODIER ASSET MANAGEMENT (USA) CORP filed this quarterly 13F‑HR report disclosing 301 equity positions with a total reported market value of $3.44M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
301
Positions
$3.44M
Total AUM (reported)
167.66M
Total Shares
Allocation by class
COM$1.70M49.5%
RUSSELL 2000 ETF$274.2K8.0%
MSCI EMG MKT ETF$200.5K5.8%
CL A$153.0K4.4%
CHINA LG-CAP ETF$142.3K4.1%
MSCI JPN ETF NEW$142.1K4.1%
CAP STK CL C$101.5K2.9%
Portfolio Concentration
Top 3$665.0K19.3%
4–10$780.8K22.7%
11–25$912.6K26.5%
Rest$1.08M31.5%
Top 3 weight
19.3%
Top 10 weight
42.0%
Voting Authority Distribution
Total shares with voting rights: 167.66M
Sole
Full voting authority
167.66M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other301
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings301
Rows:
ISHARES TR
OTRShares1.66M
TypeSH
Market value$274.2K
7.97%
Sole
1.66M
Shared
0.00
None
0.00
ISHARES TR
OTRShares5.75M
TypeSH
Market value$200.5K
5.83%
Sole
5.75M
Shared
0.00
None
0.00
AMERICAN AIRLS GROUP INC
OTRShares15.80M
TypeSH
Market value$190.2K
5.53%
Sole
15.80M
Shared
0.00
None
0.00
ISHARES TR
OTRShares5.50M
TypeSH
Market value$142.3K
4.13%
Sole
5.50M
Shared
0.00
None
0.00
ISHARES INC
OTRShares2.91M
TypeSH
Market value$142.1K
4.13%
Sole
2.91M
Shared
0.00
None
0.00
TESLA INC
OTRShares408.15K
TypeSH
Market value$108.3K
3.15%
Sole
408.15K
Shared
0.00
None
0.00
ALPHABET INC
OTRShares1.06M
TypeSH
Market value$101.5K
2.95%
Sole
1.06M
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
OTRShares1.58M
TypeSH
Market value$100.1K
2.91%
Sole
1.58M
Shared
0.00
None
0.00
NVIDIA CORPORATION
OTRShares783.98K
TypeSH
Market value$95.2K
2.77%
Sole
783.98K
Shared
0.00
None
0.00
ISHARES TR
OTRShares800K
TypeSH
Market value$91.4K
2.66%
Sole
800K
Shared
0.00
None
0.00
MICROSOFT CORP
OTRShares389.14K
TypeSH
Market value$90.6K
2.63%
Sole
389.14K
Shared
0.00
None
0.00
ISHARES INC
OTRShares1.83M
TypeSH
Market value$86.7K
2.52%
Sole
1.83M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
OTRShares993.90K
TypeSH
Market value$71.6K
2.08%
Sole
993.90K
Shared
0.00
None
0.00
APPLE INC
OTRShares514.91K
TypeSH
Market value$71.2K
2.07%
Sole
514.91K
Shared
0.00
None
0.00
ARK ETF TR
OTRShares1.88M
TypeSH
Market value$71.1K
2.07%
Sole
1.88M
Shared
0.00
None
0.00
UNITED STATES STL CORP NEW
OTRShares3.80M
TypeSH
Market value$68.9K
2.00%
Sole
3.80M
Shared
0.00
None
0.00
META PLATFORMS INC
OTRShares489.12K
TypeSH
Market value$66.4K
1.93%
Sole
489.12K
Shared
0.00
None
0.00
CLEVELAND-CLIFFS INC NEW
OTRShares4.80M
TypeSH
Market value$64.7K
1.88%
Sole
4.80M
Shared
0.00
None
0.00
KB HOME
OTRShares2.08M
TypeSH
Market value$53.8K
1.56%
Sole
2.08M
Shared
0.00
None
0.00
UNITED AIRLS HLDGS INC
OTRShares1.60M
TypeSH
Market value$52.0K
1.51%
Sole
1.60M
Shared
0.00
None
0.00
NORWEGIAN CRUISE LINE HLDG L
OTRShares4.46M
TypeSH
Market value$50.7K
1.47%
Sole
4.46M
Shared
0.00
None
0.00
AMAZON COM INC
OTRShares441.45K
TypeSH
Market value$49.9K
1.45%
Sole
441.45K
Shared
0.00
None
0.00
ISHARES TR
OTRShares400K
TypeSH
Market value$41.0K
1.19%
Sole
400K
Shared
0.00
None
0.00
CISCO SYS INC
OTRShares942.13K
TypeSH
Market value$37.7K
1.10%
Sole
942.13K
Shared
0.00
None
0.00
QUALCOMM INC
OTRShares323.10K
TypeSH
Market value$36.5K
1.06%
Sole
323.10K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TROTR | RUSSELL 2000 ETF | 1.66M | SH | $274.2K 7.97% | 1.66M | 0.00 | 0.00 |
ISHARES TROTR | MSCI EMG MKT ETF | 5.75M | SH | $200.5K 5.83% | 5.75M | 0.00 | 0.00 |
AMERICAN AIRLS GROUP INCOTR | COM | 15.80M | SH | $190.2K 5.53% | 15.80M | 0.00 | 0.00 |
ISHARES TROTR | CHINA LG-CAP ETF | 5.50M | SH | $142.3K 4.13% | 5.50M | 0.00 | 0.00 |
ISHARES INCOTR | MSCI JPN ETF NEW | 2.91M | SH | $142.1K 4.13% | 2.91M | 0.00 | 0.00 |
TESLA INCOTR | COM | 408.15K | SH | $108.3K 3.15% | 408.15K | 0.00 | 0.00 |
ALPHABET INCOTR | CAP STK CL C | 1.06M | SH | $101.5K 2.95% | 1.06M | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCOTR | COM | 1.58M | SH | $100.1K 2.91% | 1.58M | 0.00 | 0.00 |
NVIDIA CORPORATIONOTR | COM | 783.98K | SH | $95.2K 2.77% | 783.98K | 0.00 | 0.00 |
ISHARES TROTR | 3 7 YR TREAS BD | 800K | SH | $91.4K 2.66% | 800K | 0.00 | 0.00 |
MICROSOFT CORPOTR | COM | 389.14K | SH | $90.6K 2.63% | 389.14K | 0.00 | 0.00 |
ISHARES INCOTR | MSCI STH KOR ETF | 1.83M | SH | $86.7K 2.52% | 1.83M | 0.00 | 0.00 |
SELECT SECTOR SPDR TROTR | ENERGY | 993.90K | SH | $71.6K 2.08% | 993.90K | 0.00 | 0.00 |
APPLE INCOTR | COM | 514.91K | SH | $71.2K 2.07% | 514.91K | 0.00 | 0.00 |
ARK ETF TROTR | INNOVATION ETF | 1.88M | SH | $71.1K 2.07% | 1.88M | 0.00 | 0.00 |
UNITED STATES STL CORP NEWOTR | COM | 3.80M | SH | $68.9K 2.00% | 3.80M | 0.00 | 0.00 |
META PLATFORMS INCOTR | CL A | 489.12K | SH | $66.4K 1.93% | 489.12K | 0.00 | 0.00 |
CLEVELAND-CLIFFS INC NEWOTR | COM | 4.80M | SH | $64.7K 1.88% | 4.80M | 0.00 | 0.00 |
KB HOMEOTR | COM | 2.08M | SH | $53.8K 1.56% | 2.08M | 0.00 | 0.00 |
UNITED AIRLS HLDGS INCOTR | COM | 1.60M | SH | $52.0K 1.51% | 1.60M | 0.00 | 0.00 |
NORWEGIAN CRUISE LINE HLDG LOTR | SHS | 4.46M | SH | $50.7K 1.47% | 4.46M | 0.00 | 0.00 |
AMAZON COM INCOTR | COM | 441.45K | SH | $49.9K 1.45% | 441.45K | 0.00 | 0.00 |
ISHARES TROTR | 20 YR TR BD ETF | 400K | SH | $41.0K 1.19% | 400K | 0.00 | 0.00 |
CISCO SYS INCOTR | COM | 942.13K | SH | $37.7K 1.10% | 942.13K | 0.00 | 0.00 |
QUALCOMM INCOTR | COM | 323.10K | SH | $36.5K 1.06% | 323.10K | 0.00 | 0.00 |
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