Filed: 2/14/2023ACC: 0001175707-23-000075
📋 What this filing means
LOMBARD ODIER ASSET MANAGEMENT (USA) CORP filed this quarterly 13F‑HR report disclosing 241 equity positions with a total reported market value of $3.91B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
241
Positions
$3.91B
Total AUM (reported)
170.92M
Total Shares
Allocation by class
COM$1.78B45.5%
3 7 YR TREAS BD$459.56M11.8%
RUSSELL 2000 ETF$233.39M6.0%
MSCI JPN ETF NEW$201.34M5.1%
MSCI EMG MKT ETF$197.06M5.0%
CL A$170.03M4.3%
INNOVATION ETF$153.08M3.9%
Portfolio Concentration
Top 3$894.29M22.9%
4–10$933.75M23.9%
11–25$899.62M23.0%
Rest$1.18B30.2%
Top 3 weight
22.9%
Top 10 weight
46.8%
Voting Authority Distribution
Total shares with voting rights: 170.92M
Sole
Full voting authority
170.92M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other241
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings241
Rows:
ISHARES TR
OTRShares4M
TypeSH
Market value$459.56M
11.75%
Sole
4M
Shared
0.00
None
0.00
ISHARES TR
OTRShares1.34M
TypeSH
Market value$233.39M
5.97%
Sole
1.34M
Shared
0.00
None
0.00
ISHARES INC
OTRShares3.70M
TypeSH
Market value$201.34M
5.15%
Sole
3.70M
Shared
0.00
None
0.00
AMERICAN AIRLS GROUP INC
OTRShares15.80M
TypeSH
Market value$200.98M
5.14%
Sole
15.80M
Shared
0.00
None
0.00
ISHARES TR
OTRShares5.20M
TypeSH
Market value$197.06M
5.04%
Sole
5.20M
Shared
0.00
None
0.00
ARK ETF TR
OTRShares4.90M
TypeSH
Market value$153.08M
3.92%
Sole
4.90M
Shared
0.00
None
0.00
UNITED STATES STL CORP NEW
OTRShares4.65M
TypeSH
Market value$116.48M
2.98%
Sole
4.65M
Shared
0.00
None
0.00
ISHARES TR
OTRShares3.41M
TypeSH
Market value$96.42M
2.47%
Sole
3.41M
Shared
0.00
None
0.00
META PLATFORMS INC
OTRShares767.84K
TypeSH
Market value$92.40M
2.36%
Sole
767.84K
Shared
0.00
None
0.00
CLEVELAND-CLIFFS INC NEW
OTRShares4.80M
TypeSH
Market value$77.33M
1.98%
Sole
4.80M
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
OTRShares1.18M
TypeSH
Market value$76.72M
1.96%
Sole
1.18M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
OTRShares186K
TypeSH
Market value$71.13M
1.82%
Sole
186K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
OTRShares800K
TypeSH
Market value$69.98M
1.79%
Sole
800K
Shared
0.00
None
0.00
AMAZON COM INC
OTRShares829.63K
TypeSH
Market value$69.69M
1.78%
Sole
829.63K
Shared
0.00
None
0.00
KB HOME
OTRShares2.08M
TypeSH
Market value$66.09M
1.69%
Sole
2.08M
Shared
0.00
None
0.00
ISHARES INC
OTRShares1.15M
TypeSH
Market value$64.77M
1.66%
Sole
1.15M
Shared
0.00
None
0.00
TESLA INC
OTRShares516.26K
TypeSH
Market value$63.59M
1.63%
Sole
516.26K
Shared
0.00
None
0.00
BAUSCH HEALTH COS INC
OTRShares10M
TypeSH
Market value$62.80M
1.61%
Sole
10M
Shared
0.00
None
0.00
ORACLE CORP
OTRShares763.20K
TypeSH
Market value$62.38M
1.60%
Sole
763.20K
Shared
0.00
None
0.00
UNITED AIRLS HLDGS INC
OTRShares1.60M
TypeSH
Market value$60.32M
1.54%
Sole
1.60M
Shared
0.00
None
0.00
MGM RESORTS INTERNATIONAL
OTRShares1.51M
TypeSH
Market value$50.63M
1.29%
Sole
1.51M
Shared
0.00
None
0.00
SILENCE THERAPEUTICS PLC
OTRShares3.88M
TypeSH
Market value$50.59M
1.29%
Sole
3.88M
Shared
0.00
None
0.00
CARNIVAL CORP
OTRShares5.56M
TypeSH
Market value$44.84M
1.15%
Sole
5.56M
Shared
0.00
None
0.00
TENET HEALTHCARE CORP
OTRShares900K
TypeSH
Market value$43.91M
1.12%
Sole
900K
Shared
0.00
None
0.00
LENNAR CORP
OTRShares466.01K
TypeSH
Market value$42.17M
1.08%
Sole
466.01K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TROTR | 3 7 YR TREAS BD | 4M | SH | $459.56M 11.75% | 4M | 0.00 | 0.00 |
ISHARES TROTR | RUSSELL 2000 ETF | 1.34M | SH | $233.39M 5.97% | 1.34M | 0.00 | 0.00 |
ISHARES INCOTR | MSCI JPN ETF NEW | 3.70M | SH | $201.34M 5.15% | 3.70M | 0.00 | 0.00 |
AMERICAN AIRLS GROUP INCOTR | COM | 15.80M | SH | $200.98M 5.14% | 15.80M | 0.00 | 0.00 |
ISHARES TROTR | MSCI EMG MKT ETF | 5.20M | SH | $197.06M 5.04% | 5.20M | 0.00 | 0.00 |
ARK ETF TROTR | INNOVATION ETF | 4.90M | SH | $153.08M 3.92% | 4.90M | 0.00 | 0.00 |
UNITED STATES STL CORP NEWOTR | COM | 4.65M | SH | $116.48M 2.98% | 4.65M | 0.00 | 0.00 |
ISHARES TROTR | CHINA LG-CAP ETF | 3.41M | SH | $96.42M 2.47% | 3.41M | 0.00 | 0.00 |
META PLATFORMS INCOTR | CL A | 767.84K | SH | $92.40M 2.36% | 767.84K | 0.00 | 0.00 |
CLEVELAND-CLIFFS INC NEWOTR | COM | 4.80M | SH | $77.33M 1.98% | 4.80M | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCOTR | COM | 1.18M | SH | $76.72M 1.96% | 1.18M | 0.00 | 0.00 |
SPDR S&P 500 ETF TROTR | TR UNIT | 186K | SH | $71.13M 1.82% | 186K | 0.00 | 0.00 |
SELECT SECTOR SPDR TROTR | ENERGY | 800K | SH | $69.98M 1.79% | 800K | 0.00 | 0.00 |
AMAZON COM INCOTR | COM | 829.63K | SH | $69.69M 1.78% | 829.63K | 0.00 | 0.00 |
KB HOMEOTR | COM | 2.08M | SH | $66.09M 1.69% | 2.08M | 0.00 | 0.00 |
ISHARES INCOTR | MSCI STH KOR ETF | 1.15M | SH | $64.77M 1.66% | 1.15M | 0.00 | 0.00 |
TESLA INCOTR | COM | 516.26K | SH | $63.59M 1.63% | 516.26K | 0.00 | 0.00 |
BAUSCH HEALTH COS INCOTR | COM | 10M | SH | $62.80M 1.61% | 10M | 0.00 | 0.00 |
ORACLE CORPOTR | COM | 763.20K | SH | $62.38M 1.60% | 763.20K | 0.00 | 0.00 |
UNITED AIRLS HLDGS INCOTR | COM | 1.60M | SH | $60.32M 1.54% | 1.60M | 0.00 | 0.00 |
MGM RESORTS INTERNATIONALOTR | COM | 1.51M | SH | $50.63M 1.29% | 1.51M | 0.00 | 0.00 |
SILENCE THERAPEUTICS PLCOTR | ADS | 3.88M | SH | $50.59M 1.29% | 3.88M | 0.00 | 0.00 |
CARNIVAL CORPOTR | COMMON STOCK | 5.56M | SH | $44.84M 1.15% | 5.56M | 0.00 | 0.00 |
TENET HEALTHCARE CORPOTR | COM NEW | 900K | SH | $43.91M 1.12% | 900K | 0.00 | 0.00 |
LENNAR CORPOTR | CL A | 466.01K | SH | $42.17M 1.08% | 466.01K | 0.00 | 0.00 |
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