Filed: 11/14/2023ACC: 0000908834-23-000161
📋 What this filing means
LOMBARD ODIER ASSET MANAGEMENT (USA) CORP filed this quarterly 13F‑HR report disclosing 240 equity positions with a total reported market value of $4.46B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
240
Positions
$4.46B
Total AUM (reported)
184.61M
Total Shares
Allocation by class
COM$2.14B48.0%
3 7 YR TREAS BD$452.64M10.2%
TR UNIT$351.43M7.9%
CHINA LG-CAP ETF$284.39M6.4%
COM NEW$184.41M4.1%
RUSSELL 2000 ETF$129.02M2.9%
CL A$124.88M2.8%
Portfolio Concentration
Top 3$1.09B24.4%
4–10$865.94M19.4%
11–25$939.90M21.1%
Rest$1.56B35.1%
Top 3 weight
24.4%
Top 10 weight
43.9%
Voting Authority Distribution
Total shares with voting rights: 184.61M
Sole
Full voting authority
184.61M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other240
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings240
Rows:
ISHARES TR
OTRShares4M
TypeSH
Market value$452.64M
10.16%
Sole
4M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
OTRShares822.09K
TypeSH
Market value$351.43M
7.89%
Sole
822.09K
Shared
0.00
None
0.00
ISHARES TR
OTRShares10.72M
TypeSH
Market value$284.39M
6.38%
Sole
10.72M
Shared
0.00
None
0.00
AMERICAN AIRLS GROUP INC
OTRShares17.40M
TypeSH
Market value$222.89M
5.00%
Sole
17.40M
Shared
0.00
None
0.00
ISHARES TR
OTRShares730K
TypeSH
Market value$129.02M
2.90%
Sole
730K
Shared
0.00
None
0.00
ISHARES TR
OTRShares1.50M
TypeSH
Market value$110.58M
2.48%
Sole
1.50M
Shared
0.00
None
0.00
NVIDIA CORPORATION
OTRShares243.81K
TypeSH
Market value$106.05M
2.38%
Sole
243.81K
Shared
0.00
None
0.00
ISHARES TR
OTRShares1.16M
TypeSH
Market value$103.00M
2.31%
Sole
1.16M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
OTRShares1.12M
TypeSH
Market value$101.33M
2.27%
Sole
1.12M
Shared
0.00
None
0.00
VANECK ETF TRUST
OTRShares641.93K
TypeSH
Market value$93.06M
2.09%
Sole
641.93K
Shared
0.00
None
0.00
KB HOME
OTRShares1.80M
TypeSH
Market value$83.30M
1.87%
Sole
1.80M
Shared
0.00
None
0.00
APPLE INC
OTRShares456.58K
TypeSH
Market value$78.17M
1.75%
Sole
456.58K
Shared
0.00
None
0.00
INTEL CORP
OTRShares2.11M
TypeSH
Market value$75.01M
1.68%
Sole
2.11M
Shared
0.00
None
0.00
CARNIVAL CORP
OTRShares5.33M
TypeSH
Market value$73.13M
1.64%
Sole
5.33M
Shared
0.00
None
0.00
MICROSOFT CORP
OTRShares229K
TypeSH
Market value$72.31M
1.62%
Sole
229K
Shared
0.00
None
0.00
JABIL INC
OTRShares553.20K
TypeSH
Market value$70.20M
1.58%
Sole
553.20K
Shared
0.00
None
0.00
TENET HEALTHCARE CORP
OTRShares1.01M
TypeSH
Market value$66.55M
1.49%
Sole
1.01M
Shared
0.00
None
0.00
TESLA INC
OTRShares265K
TypeSH
Market value$66.31M
1.49%
Sole
265K
Shared
0.00
None
0.00
BAUSCH HEALTH COS INC
OTRShares7M
TypeSH
Market value$57.54M
1.29%
Sole
7M
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
OTRShares817.86K
TypeSH
Market value$55.64M
1.25%
Sole
817.86K
Shared
0.00
None
0.00
UNITED AIRLS HLDGS INC
OTRShares1.28M
TypeSH
Market value$54.14M
1.21%
Sole
1.28M
Shared
0.00
None
0.00
META PLATFORMS INC
OTRShares164.50K
TypeSH
Market value$49.38M
1.11%
Sole
164.50K
Shared
0.00
None
0.00
ISHARES INC
OTRShares813.49K
TypeSH
Market value$49.05M
1.10%
Sole
813.49K
Shared
0.00
None
0.00
MGM RESORTS INTERNATIONAL
OTRShares1.22M
TypeSH
Market value$44.73M
1.00%
Sole
1.22M
Shared
0.00
None
0.00
CISCO SYS INC
OTRShares826.69K
TypeSH
Market value$44.45M
1.00%
Sole
826.69K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TROTR | 3 7 YR TREAS BD | 4M | SH | $452.64M 10.16% | 4M | 0.00 | 0.00 |
SPDR S&P 500 ETF TROTR | TR UNIT | 822.09K | SH | $351.43M 7.89% | 822.09K | 0.00 | 0.00 |
ISHARES TROTR | CHINA LG-CAP ETF | 10.72M | SH | $284.39M 6.38% | 10.72M | 0.00 | 0.00 |
AMERICAN AIRLS GROUP INCOTR | COM | 17.40M | SH | $222.89M 5.00% | 17.40M | 0.00 | 0.00 |
ISHARES TROTR | RUSSELL 2000 ETF | 730K | SH | $129.02M 2.90% | 730K | 0.00 | 0.00 |
ISHARES TROTR | IBOXX HI YD ETF | 1.50M | SH | $110.58M 2.48% | 1.50M | 0.00 | 0.00 |
NVIDIA CORPORATIONOTR | COM | 243.81K | SH | $106.05M 2.38% | 243.81K | 0.00 | 0.00 |
ISHARES TROTR | 20 YR TR BD ETF | 1.16M | SH | $103.00M 2.31% | 1.16M | 0.00 | 0.00 |
SELECT SECTOR SPDR TROTR | ENERGY | 1.12M | SH | $101.33M 2.27% | 1.12M | 0.00 | 0.00 |
VANECK ETF TRUSTOTR | SEMICONDUCTR ETF | 641.93K | SH | $93.06M 2.09% | 641.93K | 0.00 | 0.00 |
KB HOMEOTR | COM | 1.80M | SH | $83.30M 1.87% | 1.80M | 0.00 | 0.00 |
APPLE INCOTR | COM | 456.58K | SH | $78.17M 1.75% | 456.58K | 0.00 | 0.00 |
INTEL CORPOTR | COM | 2.11M | SH | $75.01M 1.68% | 2.11M | 0.00 | 0.00 |
CARNIVAL CORPOTR | COMMON STOCK | 5.33M | SH | $73.13M 1.64% | 5.33M | 0.00 | 0.00 |
MICROSOFT CORPOTR | COM | 229K | SH | $72.31M 1.62% | 229K | 0.00 | 0.00 |
JABIL INCOTR | COM | 553.20K | SH | $70.20M 1.58% | 553.20K | 0.00 | 0.00 |
TENET HEALTHCARE CORPOTR | COM NEW | 1.01M | SH | $66.55M 1.49% | 1.01M | 0.00 | 0.00 |
TESLA INCOTR | COM | 265K | SH | $66.31M 1.49% | 265K | 0.00 | 0.00 |
BAUSCH HEALTH COS INCOTR | COM | 7M | SH | $57.54M 1.29% | 7M | 0.00 | 0.00 |
MICRON TECHNOLOGY INCOTR | COM | 817.86K | SH | $55.64M 1.25% | 817.86K | 0.00 | 0.00 |
UNITED AIRLS HLDGS INCOTR | COM | 1.28M | SH | $54.14M 1.21% | 1.28M | 0.00 | 0.00 |
META PLATFORMS INCOTR | CL A | 164.50K | SH | $49.38M 1.11% | 164.50K | 0.00 | 0.00 |
ISHARES INCOTR | MSCI JPN ETF NEW | 813.49K | SH | $49.05M 1.10% | 813.49K | 0.00 | 0.00 |
MGM RESORTS INTERNATIONALOTR | COM | 1.22M | SH | $44.73M 1.00% | 1.22M | 0.00 | 0.00 |
CISCO SYS INCOTR | COM | 826.69K | SH | $44.45M 1.00% | 826.69K | 0.00 | 0.00 |
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