LOKKEN INVESTMENT GROUP LLC

Filed: 11/5/2025ACC: 0001754960-25-000749

📋 What this filing means

LOKKEN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 148 equity positions with a total reported market value of $291.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

148

Positions

$291.20M

Total AUM (reported)

3.73M

Total Shares

Allocation by class

COM$77.64M26.7%

VALUE ETF$18.18M6.2%

GROWTH ETF$17.68M6.1%

GOLD SHS$11.72M4.0%

BALLAST SMLMD CP$10.26M3.5%

SMALL CP ETF$9.47M3.3%

TOTAL BD ETF$9.46M3.2%

Portfolio Concentration

Top 3$47.58M16.3%

4–10$63.83M21.9%

11–25$72.12M24.8%

Rest$107.68M37.0%

Top 3 weight

16.3%

Top 10 weight

38.3%

Voting Authority Distribution

Total shares with voting rights: 3.73M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.73M

% of voting shares100.0%

Investment Discretion (by position count)

Sole148

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings148

Rows:

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares97.50K

TypeSH

Market value$18.18M

6.24%

Sole

0.00

Shared

0.00

None

97.50K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares36.87K

TypeSH

Market value$17.68M

6.07%

Sole

0.00

Shared

0.00

None

36.87K

SPDR GOLD TR

SOLE

GOLD SHS

Shares32.96K

TypeSH

Market value$11.72M

4.02%

Sole

0.00

Shared

0.00

None

32.96K

UNIFIED SER TR

SOLE

BALLAST SMLMD CP

Shares232.90K

TypeSH

Market value$10.26M

3.52%

Sole

0.00

Shared

0.00

None

232.90K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares37.25K

TypeSH

Market value$9.47M

3.25%

Sole

0.00

Shared

0.00

None

37.25K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares204.59K

TypeSH

Market value$9.46M

3.25%

Sole

0.00

Shared

0.00

None

204.59K

APPLE INC

SOLE

COM

Shares35.95K

TypeSH

Market value$9.15M

3.14%

Sole

0.00

Shared

0.00

None

35.95K

RBB FUND TRUST

SOLE

FIRST EAGLE OVER

Shares195.18K

TypeSH

Market value$9.00M

3.09%

Sole

0.00

Shared

0.00

None

195.18K

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares325.59K

TypeSH

Market value$8.74M

3.00%

Sole

0.00

Shared

0.00

None

325.59K

VANECK ETF TRUST

SOLE

CLO ETF

Shares145.75K

TypeSH

Market value$7.74M

2.66%

Sole

0.00

Shared

0.00

None

145.75K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares25.25K

TypeSH

Market value$7.42M

2.55%

Sole

0.00

Shared

0.00

None

25.25K

MICROSOFT CORP

SOLE

COM

Shares12.84K

TypeSH

Market value$6.65M

2.28%

Sole

0.00

Shared

0.00

None

12.84K

NATIXIS ETF TR

SOLE

GATEWAY QUALITY

Shares115.96K

TypeSH

Market value$6.50M

2.23%

Sole

0.00

Shared

0.00

None

115.96K

FIRST TR EXCH TRADED FD III

SOLE

PFD SECS INC ETF

Shares323.06K

TypeSH

Market value$5.89M

2.02%

Sole

0.00

Shared

0.00

None

323.06K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares108.91K

TypeSH

Market value$5.53M

1.90%

Sole

0.00

Shared

0.00

None

108.91K

FIRST TR EXCHANGE TRADED FD

SOLE

RBA INDL ETF

Shares53.89K

TypeSH

Market value$5.21M

1.79%

Sole

0.00

Shared

0.00

None

53.89K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares15.58K

TypeSH

Market value$5.11M

1.76%

Sole

0.00

Shared

0.00

None

15.58K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares9.62K

TypeSH

Market value$4.84M

1.66%

Sole

0.00

Shared

0.00

None

9.62K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares48.87K

TypeSH

Market value$4.58M

1.57%

Sole

0.00

Shared

0.00

None

48.87K

PIMCO ETF TR

SOLE

COMMODITY STRAT

Shares152.59K

TypeSH

Market value$4.18M

1.44%

Sole

0.00

Shared

0.00

None

152.59K

BROADCOM INC

SOLE

COM

Shares10.58K

TypeSH

Market value$3.49M

1.20%

Sole

0.00

Shared

0.00

None

10.58K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares132.60K

TypeSH

Market value$3.41M

1.17%

Sole

0.00

Shared

0.00

None

132.60K

SPDR SERIES TRUST

SOLE

BLOOMBERG 1-3 MO

Shares36.47K

TypeSH

Market value$3.35M

1.15%

Sole

0.00

Shared

0.00

None

36.47K

ELI LILLY & CO

SOLE

COM

Shares4.09K

TypeSH

Market value$3.12M

1.07%

Sole

0.00

Shared

0.00

None

4.09K

EXXON MOBIL CORP

SOLE

COM

Shares25.26K

TypeSH

Market value$2.85M

0.98%

Sole

0.00

Shared

0.00

None

25.26K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	VALUE ETF	97.50K	SH	$18.18M 6.24%	97.50K
VANGUARD INDEX FDSSOLE	GROWTH ETF	36.87K	SH	$17.68M 6.07%	36.87K
SPDR GOLD TRSOLE	GOLD SHS	32.96K	SH	$11.72M 4.02%	32.96K
UNIFIED SER TRSOLE	BALLAST SMLMD CP	232.90K	SH	$10.26M 3.52%	232.90K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	37.25K	SH	$9.47M 3.25%	37.25K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	204.59K	SH	$9.46M 3.25%	204.59K
APPLE INCSOLE	COM	35.95K	SH	$9.15M 3.14%	35.95K
RBB FUND TRUSTSOLE	FIRST EAGLE OVER	195.18K	SH	$9.00M 3.09%	195.18K
PIMCO ETF TRSOLE	MULTISECTOR BD	325.59K	SH	$8.74M 3.00%	325.59K
VANECK ETF TRUSTSOLE	CLO ETF	145.75K	SH	$7.74M 2.66%	145.75K
VANGUARD INDEX FDSSOLE	MID CAP ETF	25.25K	SH	$7.42M 2.55%	25.25K
MICROSOFT CORPSOLE	COM	12.84K	SH	$6.65M 2.28%	12.84K
NATIXIS ETF TRSOLE	GATEWAY QUALITY	115.96K	SH	$6.50M 2.23%	115.96K
FIRST TR EXCH TRADED FD IIISOLE	PFD SECS INC ETF	323.06K	SH	$5.89M 2.02%	323.06K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	108.91K	SH	$5.53M 1.90%	108.91K
FIRST TR EXCHANGE TRADED FDSOLE	RBA INDL ETF	53.89K	SH	$5.21M 1.79%	53.89K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	15.58K	SH	$5.11M 1.76%	15.58K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	9.62K	SH	$4.84M 1.66%	9.62K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	48.87K	SH	$4.58M 1.57%	48.87K
PIMCO ETF TRSOLE	COMMODITY STRAT	152.59K	SH	$4.18M 1.44%	152.59K
BROADCOM INCSOLE	COM	10.58K	SH	$3.49M 1.20%	10.58K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	132.60K	SH	$3.41M 1.17%	132.60K
SPDR SERIES TRUSTSOLE	BLOOMBERG 1-3 MO	36.47K	SH	$3.35M 1.15%	36.47K
ELI LILLY & COSOLE	COM	4.09K	SH	$3.12M 1.07%	4.09K
EXXON MOBIL CORPSOLE	COM	25.26K	SH	$2.85M 0.98%	25.26K

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