LOKKEN INVESTMENT GROUP LLC

Filed: 7/24/2025ACC: 0001754960-25-000473

📋 What this filing means

LOKKEN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 138 equity positions with a total reported market value of $259.57M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

138

Positions

$259.57M

Total AUM (reported)

3.37M

Total Shares

Allocation by class

COM$71.61M27.6%

VALUE ETF$19.20M7.4%

GROWTH ETF$17.14M6.6%

GOLD SHS$10.50M4.0%

BALLAST SMLMD CP$8.75M3.4%

SMALL CP ETF$8.65M3.3%

TOTAL BD ETF$8.51M3.3%

Portfolio Concentration

Top 3$46.84M18.0%

4–10$55.93M21.5%

11–25$63.28M24.4%

Rest$93.51M36.0%

Top 3 weight

18.0%

Top 10 weight

39.6%

Voting Authority Distribution

Total shares with voting rights: 3.37M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.37M

% of voting shares100.0%

Investment Discretion (by position count)

Sole138

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings138

Rows:

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares108.64K

TypeSH

Market value$19.20M

7.40%

Sole

0.00

Shared

0.00

None

108.64K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares39.10K

TypeSH

Market value$17.14M

6.60%

Sole

0.00

Shared

0.00

None

39.10K

SPDR GOLD TR

SOLE

GOLD SHS

Shares34.44K

TypeSH

Market value$10.50M

4.04%

Sole

0.00

Shared

0.00

None

34.44K

UNIFIED SER TR

SOLE

BALLAST SMLMD CP

Shares221.63K

TypeSH

Market value$8.75M

3.37%

Sole

0.00

Shared

0.00

None

221.63K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares36.50K

TypeSH

Market value$8.65M

3.33%

Sole

0.00

Shared

0.00

None

36.50K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares186.04K

TypeSH

Market value$8.51M

3.28%

Sole

0.00

Shared

0.00

None

186.04K

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares311.13K

TypeSH

Market value$8.26M

3.18%

Sole

0.00

Shared

0.00

None

311.13K

VANECK ETF TRUST

SOLE

CLO ETF

Shares142.47K

TypeSH

Market value$7.54M

2.91%

Sole

0.00

Shared

0.00

None

142.47K

APPLE INC

SOLE

COM

Shares35.31K

TypeSH

Market value$7.25M

2.79%

Sole

0.00

Shared

0.00

None

35.31K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares24.91K

TypeSH

Market value$6.97M

2.69%

Sole

0.00

Shared

0.00

None

24.91K

MICROSOFT CORP

SOLE

COM

Shares13.11K

TypeSH

Market value$6.52M

2.51%

Sole

0.00

Shared

0.00

None

13.11K

NATIXIS ETF TR

SOLE

GATEWAY QUALITY

Shares114.26K

TypeSH

Market value$6.13M

2.36%

Sole

0.00

Shared

0.00

None

114.26K

FIRST TR EXCH TRADED FD III

SOLE

PFD SECS INC ETF

Shares327.09K

TypeSH

Market value$5.82M

2.24%

Sole

0.00

Shared

0.00

None

327.09K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares96.90K

TypeSH

Market value$4.91M

1.89%

Sole

0.00

Shared

0.00

None

96.90K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares15.21K

TypeSH

Market value$4.62M

1.78%

Sole

0.00

Shared

0.00

None

15.21K

FIRST TR EXCHANGE TRADED FD

SOLE

RBA INDL ETF

Shares54.25K

TypeSH

Market value$4.42M

1.70%

Sole

0.00

Shared

0.00

None

54.25K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares47.66K

TypeSH

Market value$4.33M

1.67%

Sole

0.00

Shared

0.00

None

47.66K

ELI LILLY & CO

SOLE

COM

Shares5.42K

TypeSH

Market value$4.22M

1.63%

Sole

0.00

Shared

0.00

None

5.42K

RBB FUND TRUST

SOLE

FIRST EAGLE OVER

Shares97.08K

TypeSH

Market value$4.08M

1.57%

Sole

0.00

Shared

0.00

None

97.08K

PIMCO ETF TR

SOLE

COMMODITY STRAT

Shares147.22K

TypeSH

Market value$3.80M

1.47%

Sole

0.00

Shared

0.00

None

147.22K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares132.60K

TypeSH

Market value$3.16M

1.22%

Sole

0.00

Shared

0.00

None

132.60K

SPDR SERIES TRUST

SOLE

BLOOMBERG 1-3 MO

Shares33.67K

TypeSH

Market value$3.09M

1.19%

Sole

0.00

Shared

0.00

None

33.67K

BROADCOM INC

SOLE

COM

Shares10.27K

TypeSH

Market value$2.83M

1.09%

Sole

0.00

Shared

0.00

None

10.27K

PACER FDS TR

SOLE

US CASH COWS 100

Shares49.13K

TypeSH

Market value$2.71M

1.04%

Sole

0.00

Shared

0.00

None

49.13K

EXXON MOBIL CORP

SOLE

COM

Shares24.37K

TypeSH

Market value$2.63M

1.01%

Sole

0.00

Shared

0.00

None

24.37K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	VALUE ETF	108.64K	SH	$19.20M 7.40%	108.64K
VANGUARD INDEX FDSSOLE	GROWTH ETF	39.10K	SH	$17.14M 6.60%	39.10K
SPDR GOLD TRSOLE	GOLD SHS	34.44K	SH	$10.50M 4.04%	34.44K
UNIFIED SER TRSOLE	BALLAST SMLMD CP	221.63K	SH	$8.75M 3.37%	221.63K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	36.50K	SH	$8.65M 3.33%	36.50K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	186.04K	SH	$8.51M 3.28%	186.04K
PIMCO ETF TRSOLE	MULTISECTOR BD	311.13K	SH	$8.26M 3.18%	311.13K
VANECK ETF TRUSTSOLE	CLO ETF	142.47K	SH	$7.54M 2.91%	142.47K
APPLE INCSOLE	COM	35.31K	SH	$7.25M 2.79%	35.31K
VANGUARD INDEX FDSSOLE	MID CAP ETF	24.91K	SH	$6.97M 2.69%	24.91K
MICROSOFT CORPSOLE	COM	13.11K	SH	$6.52M 2.51%	13.11K
NATIXIS ETF TRSOLE	GATEWAY QUALITY	114.26K	SH	$6.13M 2.36%	114.26K
FIRST TR EXCH TRADED FD IIISOLE	PFD SECS INC ETF	327.09K	SH	$5.82M 2.24%	327.09K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	96.90K	SH	$4.91M 1.89%	96.90K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	15.21K	SH	$4.62M 1.78%	15.21K
FIRST TR EXCHANGE TRADED FDSOLE	RBA INDL ETF	54.25K	SH	$4.42M 1.70%	54.25K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	47.66K	SH	$4.33M 1.67%	47.66K
ELI LILLY & COSOLE	COM	5.42K	SH	$4.22M 1.63%	5.42K
RBB FUND TRUSTSOLE	FIRST EAGLE OVER	97.08K	SH	$4.08M 1.57%	97.08K
PIMCO ETF TRSOLE	COMMODITY STRAT	147.22K	SH	$3.80M 1.47%	147.22K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	132.60K	SH	$3.16M 1.22%	132.60K
SPDR SERIES TRUSTSOLE	BLOOMBERG 1-3 MO	33.67K	SH	$3.09M 1.19%	33.67K
BROADCOM INCSOLE	COM	10.27K	SH	$2.83M 1.09%	10.27K
PACER FDS TRSOLE	US CASH COWS 100	49.13K	SH	$2.71M 1.04%	49.13K
EXXON MOBIL CORPSOLE	COM	24.37K	SH	$2.63M 1.01%	24.37K

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