LOKKEN INVESTMENT GROUP LLC

Filed: 5/2/2025ACC: 0001754960-25-000267

📋 What this filing means

LOKKEN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 132 equity positions with a total reported market value of $237.14M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

132

Positions

$237.14M

Total AUM (reported)

3.17M

Total Shares

Allocation by class

COM$66.63M28.1%

VALUE ETF$18.70M7.9%

GROWTH ETF$14.53M6.1%

GOLD SHS$10.04M4.2%

BALLAST SMLMD CP$8.01M3.4%

SMALL CP ETF$7.95M3.4%

TOTAL BD ETF$7.57M3.2%

Portfolio Concentration

Top 3$43.27M18.2%

4–10$52.38M22.1%

11–25$58.64M24.7%

Rest$82.85M34.9%

Top 3 weight

18.2%

Top 10 weight

40.3%

Voting Authority Distribution

Total shares with voting rights: 3.17M

Sole

Full voting authority

2.83M

% of voting shares89.6%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

330.61K

% of voting shares10.4%

Investment Discretion (by position count)

Sole132

Shared0

Other0

Dominant voting typeSole · 89.6% of voting shares

Institutional Holdings132

Rows:

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares108.23K

TypeSH

Market value$18.70M

7.88%

Sole

87.72K

Shared

0.00

None

20.51K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares39.19K

TypeSH

Market value$14.53M

6.13%

Sole

31.03K

Shared

0.00

None

8.16K

SPDR GOLD TR

SOLE

GOLD SHS

Shares34.85K

TypeSH

Market value$10.04M

4.23%

Sole

30.32K

Shared

0.00

None

4.53K

UNIFIED SER TR

SOLE

BALLAST SMLMD CP

Shares207.46K

TypeSH

Market value$8.01M

3.38%

Sole

171.41K

Shared

0.00

None

36.05K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares35.86K

TypeSH

Market value$7.95M

3.35%

Sole

30.97K

Shared

0.00

None

4.89K

APPLE INC

SOLE

COM

Shares35.75K

TypeSH

Market value$7.94M

3.35%

Sole

30.68K

Shared

0.00

None

5.07K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares165.91K

TypeSH

Market value$7.57M

3.19%

Sole

133.38K

Shared

0.00

None

32.53K

VANECK ETF TRUST

SOLE

CLO ETF

Shares138.58K

TypeSH

Market value$7.32M

3.09%

Sole

120.42K

Shared

0.00

None

18.16K

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares274.54K

TypeSH

Market value$7.23M

3.05%

Sole

251.47K

Shared

0.00

None

23.07K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares24.54K

TypeSH

Market value$6.35M

2.68%

Sole

20.72K

Shared

0.00

None

3.83K

FIRST TR EXCH TRADED FD III

SOLE

PFD SECS INC ETF

Shares347.33K

TypeSH

Market value$6.11M

2.58%

Sole

342.69K

Shared

0.00

None

4.64K

NATIXIS ETF TR

SOLE

GATEWAY QUALITY

Shares114.56K

TypeSH

Market value$5.88M

2.48%

Sole

93.74K

Shared

0.00

None

20.82K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares97.30K

TypeSH

Market value$4.93M

2.08%

Sole

77.75K

Shared

0.00

None

19.54K

MICROSOFT CORP

SOLE

COM

Shares12.80K

TypeSH

Market value$4.81M

2.03%

Sole

11.86K

Shared

0.00

None

939.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares17.33K

TypeSH

Market value$4.76M

2.01%

Sole

15.50K

Shared

0.00

None

1.84K

ELI LILLY & CO

SOLE

COM

Shares5.62K

TypeSH

Market value$4.64M

1.96%

Sole

5.29K

Shared

0.00

None

326.00

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares48.96K

TypeSH

Market value$4.39M

1.85%

Sole

46.72K

Shared

0.00

None

2.24K

PIMCO ETF TR

SOLE

COMMODITY STRAT

Shares139.93K

TypeSH

Market value$3.75M

1.58%

Sole

116.31K

Shared

0.00

None

23.61K

FIRST TR EXCHANGE TRADED FD

SOLE

RBA INDL ETF

Shares52.08K

TypeSH

Market value$3.55M

1.50%

Sole

50.35K

Shared

0.00

None

1.73K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares132.59K

TypeSH

Market value$2.85M

1.20%

Sole

132.59K

Shared

0.00

None

0.00

EXXON MOBIL CORP

SOLE

COM

Shares23.19K

TypeSH

Market value$2.76M

1.16%

Sole

20.84K

Shared

0.00

None

2.35K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares29.89K

TypeSH

Market value$2.74M

1.16%

Sole

29.89K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

US CASH COWS 100

Shares49K

TypeSH

Market value$2.68M

1.13%

Sole

47.51K

Shared

0.00

None

1.49K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares4.76K

TypeSH

Market value$2.54M

1.07%

Sole

4.36K

Shared

0.00

None

399.00

PIMCO ETF TR

SOLE

MUNI INCOME OPP

Shares50.40K

TypeSH

Market value$2.25M

0.95%

Sole

41.31K

Shared

0.00

None

9.08K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD INDEX FDSSOLE	VALUE ETF	108.23K	SH	$18.70M 7.88%	87.72K	20.51K
VANGUARD INDEX FDSSOLE	GROWTH ETF	39.19K	SH	$14.53M 6.13%	31.03K	8.16K
SPDR GOLD TRSOLE	GOLD SHS	34.85K	SH	$10.04M 4.23%	30.32K	4.53K
UNIFIED SER TRSOLE	BALLAST SMLMD CP	207.46K	SH	$8.01M 3.38%	171.41K	36.05K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	35.86K	SH	$7.95M 3.35%	30.97K	4.89K
APPLE INCSOLE	COM	35.75K	SH	$7.94M 3.35%	30.68K	5.07K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	165.91K	SH	$7.57M 3.19%	133.38K	32.53K
VANECK ETF TRUSTSOLE	CLO ETF	138.58K	SH	$7.32M 3.09%	120.42K	18.16K
PIMCO ETF TRSOLE	MULTISECTOR BD	274.54K	SH	$7.23M 3.05%	251.47K	23.07K
VANGUARD INDEX FDSSOLE	MID CAP ETF	24.54K	SH	$6.35M 2.68%	20.72K	3.83K
FIRST TR EXCH TRADED FD IIISOLE	PFD SECS INC ETF	347.33K	SH	$6.11M 2.58%	342.69K	4.64K
NATIXIS ETF TRSOLE	GATEWAY QUALITY	114.56K	SH	$5.88M 2.48%	93.74K	20.82K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	97.30K	SH	$4.93M 2.08%	77.75K	19.54K
MICROSOFT CORPSOLE	COM	12.80K	SH	$4.81M 2.03%	11.86K	939.00
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	17.33K	SH	$4.76M 2.01%	15.50K	1.84K
ELI LILLY & COSOLE	COM	5.62K	SH	$4.64M 1.96%	5.29K	326.00
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	48.96K	SH	$4.39M 1.85%	46.72K	2.24K
PIMCO ETF TRSOLE	COMMODITY STRAT	139.93K	SH	$3.75M 1.58%	116.31K	23.61K
FIRST TR EXCHANGE TRADED FDSOLE	RBA INDL ETF	52.08K	SH	$3.55M 1.50%	50.35K	1.73K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	132.59K	SH	$2.85M 1.20%	132.59K	0.00
EXXON MOBIL CORPSOLE	COM	23.19K	SH	$2.76M 1.16%	20.84K	2.35K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	29.89K	SH	$2.74M 1.16%	29.89K	0.00
PACER FDS TRSOLE	US CASH COWS 100	49K	SH	$2.68M 1.13%	47.51K	1.49K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	4.76K	SH	$2.54M 1.07%	4.36K	399.00
PIMCO ETF TRSOLE	MUNI INCOME OPP	50.40K	SH	$2.25M 0.95%	41.31K	9.08K

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