LOKKEN INVESTMENT GROUP LLC

Filed: 2/12/2025ACC: 0001754960-25-000135

📋 What this filing means

LOKKEN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 139 equity positions with a total reported market value of $231.53M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

139

Positions

$231.53M

Total AUM (reported)

2.91M

Total Shares

Allocation by class

COM$68.94M29.8%

VALUE ETF$16.95M7.3%

GROWTH ETF$14.81M6.4%

SMALL CP ETF$8.41M3.6%

GOLD SHS$8.40M3.6%

CLO ETF$6.75M2.9%

BALLAST SMLMD CP$6.55M2.8%

Portfolio Concentration

Top 3$40.78M17.6%

4–10$48.46M20.9%

11–25$56.43M24.4%

Rest$85.87M37.1%

Top 3 weight

17.6%

Top 10 weight

38.5%

Voting Authority Distribution

Total shares with voting rights: 2.91M

Sole

Full voting authority

2.60M

% of voting shares89.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

316.57K

% of voting shares10.9%

Investment Discretion (by position count)

Sole139

Shared0

Other0

Dominant voting typeSole · 89.1% of voting shares

Institutional Holdings139

Rows:

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares100.14K

TypeSH

Market value$16.95M

7.32%

Sole

81.35K

Shared

0.00

None

18.79K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares36.08K

TypeSH

Market value$14.81M

6.40%

Sole

28.72K

Shared

0.00

None

7.36K

APPLE INC

SOLE

COM

Shares35.99K

TypeSH

Market value$9.01M

3.89%

Sole

30.81K

Shared

0.00

None

5.18K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares35.02K

TypeSH

Market value$8.41M

3.63%

Sole

29.95K

Shared

0.00

None

5.07K

SPDR GOLD TR

SOLE

GOLD SHS

Shares34.69K

TypeSH

Market value$8.40M

3.63%

Sole

30.61K

Shared

0.00

None

4.08K

VANECK ETF TRUST

SOLE

CLO ETF

Shares127.99K

TypeSH

Market value$6.75M

2.92%

Sole

111.75K

Shared

0.00

None

16.24K

UNIFIED SER TR

SOLE

BALLAST SMLMD CP

Shares157.47K

TypeSH

Market value$6.55M

2.83%

Sole

128.13K

Shared

0.00

None

29.35K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares144.47K

TypeSH

Market value$6.48M

2.80%

Sole

114.47K

Shared

0.00

None

30K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares22.81K

TypeSH

Market value$6.02M

2.60%

Sole

19.33K

Shared

0.00

None

3.48K

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares225.40K

TypeSH

Market value$5.84M

2.52%

Sole

210.89K

Shared

0.00

None

14.51K

NATIXIS ETF TR

SOLE

GATEWAY QUALITY

Shares105.05K

TypeSH

Market value$5.71M

2.47%

Sole

84.53K

Shared

0.00

None

20.52K

FIRST TR EXCH TRADED FD III

SOLE

PFD SECS INC ETF

Shares318.74K

TypeSH

Market value$5.64M

2.44%

Sole

316.34K

Shared

0.00

None

2.40K

MICROSOFT CORP

SOLE

COM

Shares13.35K

TypeSH

Market value$5.63M

2.43%

Sole

12.04K

Shared

0.00

None

1.31K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares17.55K

TypeSH

Market value$5.09M

2.20%

Sole

14.59K

Shared

0.00

None

2.96K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares93.94K

TypeSH

Market value$4.73M

2.04%

Sole

74.25K

Shared

0.00

None

19.69K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares47.10K

TypeSH

Market value$4.14M

1.79%

Sole

45.22K

Shared

0.00

None

1.88K

FIRST TR EXCHANGE-TRADED FD

SOLE

RBA INDL ETF

Shares50.67K

TypeSH

Market value$3.90M

1.69%

Sole

48.51K

Shared

0.00

None

2.16K

ELI LILLY & CO

SOLE

COM

Shares4.11K

TypeSH

Market value$3.17M

1.37%

Sole

4.11K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares133.22K

TypeSH

Market value$3.02M

1.31%

Sole

133.22K

Shared

0.00

None

0.00

PIMCO ETF TR

SOLE

COMMODITY STRAT

Shares119.79K

TypeSH

Market value$3.02M

1.31%

Sole

101.55K

Shared

0.00

None

18.24K

SSGA ACTIVE TR

SOLE

SPDR SSGA US SCT

Shares48.47K

TypeSH

Market value$2.59M

1.12%

Sole

48.47K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

US CASH COWS 100

Shares45.62K

TypeSH

Market value$2.58M

1.11%

Sole

44.31K

Shared

0.00

None

1.31K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares26.41K

TypeSH

Market value$2.41M

1.04%

Sole

26.41K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares4.69K

TypeSH

Market value$2.40M

1.03%

Sole

4.65K

Shared

0.00

None

39.00

BROADCOM INC

SOLE

COM

Shares10.32K

TypeSH

Market value$2.39M

1.03%

Sole

10.28K

Shared

0.00

None

36.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD INDEX FDSSOLE	VALUE ETF	100.14K	SH	$16.95M 7.32%	81.35K	18.79K
VANGUARD INDEX FDSSOLE	GROWTH ETF	36.08K	SH	$14.81M 6.40%	28.72K	7.36K
APPLE INCSOLE	COM	35.99K	SH	$9.01M 3.89%	30.81K	5.18K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	35.02K	SH	$8.41M 3.63%	29.95K	5.07K
SPDR GOLD TRSOLE	GOLD SHS	34.69K	SH	$8.40M 3.63%	30.61K	4.08K
VANECK ETF TRUSTSOLE	CLO ETF	127.99K	SH	$6.75M 2.92%	111.75K	16.24K
UNIFIED SER TRSOLE	BALLAST SMLMD CP	157.47K	SH	$6.55M 2.83%	128.13K	29.35K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	144.47K	SH	$6.48M 2.80%	114.47K	30K
VANGUARD INDEX FDSSOLE	MID CAP ETF	22.81K	SH	$6.02M 2.60%	19.33K	3.48K
PIMCO ETF TRSOLE	MULTISECTOR BD	225.40K	SH	$5.84M 2.52%	210.89K	14.51K
NATIXIS ETF TRSOLE	GATEWAY QUALITY	105.05K	SH	$5.71M 2.47%	84.53K	20.52K
FIRST TR EXCH TRADED FD IIISOLE	PFD SECS INC ETF	318.74K	SH	$5.64M 2.44%	316.34K	2.40K
MICROSOFT CORPSOLE	COM	13.35K	SH	$5.63M 2.43%	12.04K	1.31K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	17.55K	SH	$5.09M 2.20%	14.59K	2.96K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	93.94K	SH	$4.73M 2.04%	74.25K	19.69K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	47.10K	SH	$4.14M 1.79%	45.22K	1.88K
FIRST TR EXCHANGE-TRADED FDSOLE	RBA INDL ETF	50.67K	SH	$3.90M 1.69%	48.51K	2.16K
ELI LILLY & COSOLE	COM	4.11K	SH	$3.17M 1.37%	4.11K	0.00
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	133.22K	SH	$3.02M 1.31%	133.22K	0.00
PIMCO ETF TRSOLE	COMMODITY STRAT	119.79K	SH	$3.02M 1.31%	101.55K	18.24K
SSGA ACTIVE TRSOLE	SPDR SSGA US SCT	48.47K	SH	$2.59M 1.12%	48.47K	0.00
PACER FDS TRSOLE	US CASH COWS 100	45.62K	SH	$2.58M 1.11%	44.31K	1.31K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	26.41K	SH	$2.41M 1.04%	26.41K	0.00
INVESCO QQQ TRSOLE	UNIT SER 1	4.69K	SH	$2.40M 1.03%	4.65K	39.00
BROADCOM INCSOLE	COM	10.32K	SH	$2.39M 1.03%	10.28K	36.00

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