Filed: 11/12/2024ACC: 0001754960-24-000559
📋 What this filing means
LOKKEN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 157 equity positions with a total reported market value of $239.79M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
157
Positions
$239.79M
Total AUM (reported)
3.42M
Total Shares
Allocation by class
COM$75.83M31.6%
VALUE ETF$20.01M8.3%
GROWTH ETF$15.79M6.6%
SMALL CP ETF$10.01M4.2%
GOLD SHS$8.71M3.6%
MID CAP ETF$6.20M2.6%
TOTAL STK MKT$6.17M2.6%
Portfolio Concentration
Top 3$45.80M19.1%
4–10$47.19M19.7%
11–25$52.63M21.9%
Rest$94.17M39.3%
Top 3 weight
19.1%
Top 10 weight
38.8%
Voting Authority Distribution
Total shares with voting rights: 3.42M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.42M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole157
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings157
Rows:
VANGUARD INDEX FDS
SOLEShares114.60K
TypeSH
Market value$20.01M
8.34%
Sole
0.00
Shared
0.00
None
114.60K
VANGUARD INDEX FDS
SOLEShares41.12K
TypeSH
Market value$15.79M
6.58%
Sole
0.00
Shared
0.00
None
41.12K
VANGUARD INDEX FDS
SOLEShares42.19K
TypeSH
Market value$10.01M
4.17%
Sole
0.00
Shared
0.00
None
42.19K
SPDR GOLD TR
SOLEShares35.84K
TypeSH
Market value$8.71M
3.63%
Sole
0.00
Shared
0.00
None
35.84K
APPLE INC
SOLEShares36.86K
TypeSH
Market value$8.59M
3.58%
Sole
0.00
Shared
0.00
None
36.86K
VANGUARD INDEX FDS
SOLEShares23.50K
TypeSH
Market value$6.20M
2.59%
Sole
0.00
Shared
0.00
None
23.50K
VANGUARD INDEX FDS
SOLEShares21.79K
TypeSH
Market value$6.17M
2.57%
Sole
0.00
Shared
0.00
None
21.79K
MICROSOFT CORP
SOLEShares13.66K
TypeSH
Market value$5.88M
2.45%
Sole
0.00
Shared
0.00
None
13.66K
FIDELITY MERRIMACK STR TR
SOLEShares125.72K
TypeSH
Market value$5.88M
2.45%
Sole
0.00
Shared
0.00
None
125.72K
UNIFIED SER TR
SOLEShares149.82K
TypeSH
Market value$5.77M
2.41%
Sole
0.00
Shared
0.00
None
149.82K
FIRST TR EXCH TRADED FD III
SOLEShares315.69K
TypeSH
Market value$5.71M
2.38%
Sole
0.00
Shared
0.00
None
315.69K
NATIXIS ETF TR
SOLEShares94.39K
TypeSH
Market value$5.13M
2.14%
Sole
0.00
Shared
0.00
None
94.39K
J P MORGAN EXCHANGE TRADED F
SOLEShares99.39K
TypeSH
Market value$5.04M
2.10%
Sole
0.00
Shared
0.00
None
99.39K
PIMCO ETF TR
SOLEShares188.38K
TypeSH
Market value$5.02M
2.09%
Sole
0.00
Shared
0.00
None
188.38K
FIRST TR EXCHANGE-TRADED FD
SOLEShares45.65K
TypeSH
Market value$4.14M
1.73%
Sole
0.00
Shared
0.00
None
45.65K
FIRST TR EXCHANGE-TRADED FD
SOLEShares52.41K
TypeSH
Market value$3.91M
1.63%
Sole
0.00
Shared
0.00
None
52.41K
ELI LILLY & CO
SOLEShares4.17K
TypeSH
Market value$3.69M
1.54%
Sole
0.00
Shared
0.00
None
4.17K
SCHWAB STRATEGIC TR
SOLEShares44.73K
TypeSH
Market value$2.98M
1.24%
Sole
0.00
Shared
0.00
None
44.73K
SSGA ACTIVE TR
SOLEShares52.04K
TypeSH
Market value$2.70M
1.13%
Sole
0.00
Shared
0.00
None
52.04K
PACER FDS TR
SOLEShares44.44K
TypeSH
Market value$2.57M
1.07%
Sole
0.00
Shared
0.00
None
44.44K
JOHNSON & JOHNSON
SOLEShares14.95K
TypeSH
Market value$2.42M
1.01%
Sole
0.00
Shared
0.00
None
14.95K
SPDR SER TR
SOLEShares26.07K
TypeSH
Market value$2.39M
1.00%
Sole
0.00
Shared
0.00
None
26.07K
INVESCO QQQ TR
SOLEShares4.80K
TypeSH
Market value$2.34M
0.98%
Sole
0.00
Shared
0.00
None
4.80K
VANECK ETF TRUST
SOLEShares43.52K
TypeSH
Market value$2.31M
0.96%
Sole
0.00
Shared
0.00
None
43.52K
ISHARES TR
SOLEShares6.93K
TypeSH
Market value$2.26M
0.94%
Sole
0.00
Shared
0.00
None
6.93K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | VALUE ETF | 114.60K | SH | $20.01M 8.34% | 0.00 | 0.00 | 114.60K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 41.12K | SH | $15.79M 6.58% | 0.00 | 0.00 | 41.12K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 42.19K | SH | $10.01M 4.17% | 0.00 | 0.00 | 42.19K |
SPDR GOLD TRSOLE | GOLD SHS | 35.84K | SH | $8.71M 3.63% | 0.00 | 0.00 | 35.84K |
APPLE INCSOLE | COM | 36.86K | SH | $8.59M 3.58% | 0.00 | 0.00 | 36.86K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 23.50K | SH | $6.20M 2.59% | 0.00 | 0.00 | 23.50K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 21.79K | SH | $6.17M 2.57% | 0.00 | 0.00 | 21.79K |
MICROSOFT CORPSOLE | COM | 13.66K | SH | $5.88M 2.45% | 0.00 | 0.00 | 13.66K |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 125.72K | SH | $5.88M 2.45% | 0.00 | 0.00 | 125.72K |
UNIFIED SER TRSOLE | BALLAST SMLMD CP | 149.82K | SH | $5.77M 2.41% | 0.00 | 0.00 | 149.82K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 315.69K | SH | $5.71M 2.38% | 0.00 | 0.00 | 315.69K |
NATIXIS ETF TRSOLE | GATEWAY QUALITY | 94.39K | SH | $5.13M 2.14% | 0.00 | 0.00 | 94.39K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT ETF | 99.39K | SH | $5.04M 2.10% | 0.00 | 0.00 | 99.39K |
PIMCO ETF TRSOLE | MULTISECTOR BD | 188.38K | SH | $5.02M 2.09% | 0.00 | 0.00 | 188.38K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 45.65K | SH | $4.14M 1.73% | 0.00 | 0.00 | 45.65K |
FIRST TR EXCHANGE-TRADED FDSOLE | RBA INDL ETF | 52.41K | SH | $3.91M 1.63% | 0.00 | 0.00 | 52.41K |
ELI LILLY & COSOLE | COM | 4.17K | SH | $3.69M 1.54% | 0.00 | 0.00 | 4.17K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 44.73K | SH | $2.98M 1.24% | 0.00 | 0.00 | 44.73K |
SSGA ACTIVE TRSOLE | SPDR SSGA US SCT | 52.04K | SH | $2.70M 1.13% | 0.00 | 0.00 | 52.04K |
PACER FDS TRSOLE | US CASH COWS 100 | 44.44K | SH | $2.57M 1.07% | 0.00 | 0.00 | 44.44K |
JOHNSON & JOHNSONSOLE | COM | 14.95K | SH | $2.42M 1.01% | 0.00 | 0.00 | 14.95K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 26.07K | SH | $2.39M 1.00% | 0.00 | 0.00 | 26.07K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.80K | SH | $2.34M 0.98% | 0.00 | 0.00 | 4.80K |
VANECK ETF TRUSTSOLE | CLO ETF | 43.52K | SH | $2.31M 0.96% | 0.00 | 0.00 | 43.52K |
ISHARES TRSOLE | RUSSELL 3000 ETF | 6.93K | SH | $2.26M 0.94% | 0.00 | 0.00 | 6.93K |
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