LOKKEN INVESTMENT GROUP LLC

Filed: 8/12/2024ACC: 0001754960-24-000414

📋 What this filing means

LOKKEN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 151 equity positions with a total reported market value of $212.65M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

151

Positions

$212.65M

Total AUM (reported)

2.98M

Total Shares

Allocation by class

COM$67.33M31.7%

VALUE ETF$17.82M8.4%

GROWTH ETF$14.90M7.0%

SMALL CP ETF$8.98M4.2%

GOLD SHS$7.56M3.6%

SENIOR LN FD$5.73M2.7%

TOTAL STK MKT$5.70M2.7%

Portfolio Concentration

Top 3$41.69M19.6%

4–10$43.41M20.4%

11–25$46.98M22.1%

Rest$80.57M37.9%

Top 3 weight

19.6%

Top 10 weight

40.0%

Voting Authority Distribution

Total shares with voting rights: 2.98M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.98M

% of voting shares100.0%

Investment Discretion (by position count)

Sole151

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings151

Rows:

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares111.06K

TypeSH

Market value$17.82M

8.38%

Sole

0.00

Shared

0.00

None

111.06K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares39.83K

TypeSH

Market value$14.90M

7.01%

Sole

0.00

Shared

0.00

None

39.83K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares41.17K

TypeSH

Market value$8.98M

4.22%

Sole

0.00

Shared

0.00

None

41.17K

APPLE INC

SOLE

COM

Shares36.88K

TypeSH

Market value$7.77M

3.65%

Sole

0.00

Shared

0.00

None

36.88K

SPDR GOLD TR

SOLE

GOLD SHS

Shares35.17K

TypeSH

Market value$7.56M

3.56%

Sole

0.00

Shared

0.00

None

35.17K

MICROSOFT CORP

SOLE

COM

Shares13.23K

TypeSH

Market value$5.91M

2.78%

Sole

0.00

Shared

0.00

None

13.23K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares125.41K

TypeSH

Market value$5.73M

2.70%

Sole

0.00

Shared

0.00

None

125.41K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares21.30K

TypeSH

Market value$5.70M

2.68%

Sole

0.00

Shared

0.00

None

21.30K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares22.61K

TypeSH

Market value$5.47M

2.57%

Sole

0.00

Shared

0.00

None

22.61K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares117.11K

TypeSH

Market value$5.26M

2.47%

Sole

0.00

Shared

0.00

None

117.11K

UNIFIED SER TR

SOLE

BALLAST SMLMD CP

Shares142.54K

TypeSH

Market value$5.11M

2.41%

Sole

0.00

Shared

0.00

None

142.54K

NATIXIS ETF TR

SOLE

GATEWAY QUALITY

Shares90.68K

TypeSH

Market value$4.88M

2.29%

Sole

0.00

Shared

0.00

None

90.68K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares94.65K

TypeSH

Market value$4.78M

2.25%

Sole

0.00

Shared

0.00

None

94.65K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares45.32K

TypeSH

Market value$3.81M

1.79%

Sole

0.00

Shared

0.00

None

45.32K

ELI LILLY & CO

SOLE

COM

Shares4.20K

TypeSH

Market value$3.80M

1.79%

Sole

0.00

Shared

0.00

None

4.20K

FIRST TR EXCHANGE-TRADED FD

SOLE

RBA INDL ETF

Shares52.07K

TypeSH

Market value$3.56M

1.67%

Sole

0.00

Shared

0.00

None

52.07K

SSGA ACTIVE TR

SOLE

SPDR SSGA US SCT

Shares52.12K

TypeSH

Market value$2.65M

1.25%

Sole

0.00

Shared

0.00

None

52.12K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares41.16K

TypeSH

Market value$2.59M

1.22%

Sole

0.00

Shared

0.00

None

41.16K

PACER FDS TR

SOLE

US CASH COWS 100

Shares44.03K

TypeSH

Market value$2.40M

1.13%

Sole

0.00

Shared

0.00

None

44.03K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares4.94K

TypeSH

Market value$2.37M

1.11%

Sole

0.00

Shared

0.00

None

4.94K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares25.50K

TypeSH

Market value$2.34M

1.10%

Sole

0.00

Shared

0.00

None

25.50K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares4.06K

TypeSH

Market value$2.21M

1.04%

Sole

0.00

Shared

0.00

None

4.06K

PIMCO ETF TR

SOLE

COMMODITY STRAT

Shares79.79K

TypeSH

Market value$2.17M

1.02%

Sole

0.00

Shared

0.00

None

79.79K

ISHARES TR

SOLE

IBONDS 24 TRM TS

Shares89.91K

TypeSH

Market value$2.16M

1.01%

Sole

0.00

Shared

0.00

None

89.91K

ISHARES TR

SOLE

RUSSELL 3000 ETF

Shares6.98K

TypeSH

Market value$2.15M

1.01%

Sole

0.00

Shared

0.00

None

6.98K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	VALUE ETF	111.06K	SH	$17.82M 8.38%	111.06K
VANGUARD INDEX FDSSOLE	GROWTH ETF	39.83K	SH	$14.90M 7.01%	39.83K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	41.17K	SH	$8.98M 4.22%	41.17K
APPLE INCSOLE	COM	36.88K	SH	$7.77M 3.65%	36.88K
SPDR GOLD TRSOLE	GOLD SHS	35.17K	SH	$7.56M 3.56%	35.17K
MICROSOFT CORPSOLE	COM	13.23K	SH	$5.91M 2.78%	13.23K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	125.41K	SH	$5.73M 2.70%	125.41K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	21.30K	SH	$5.70M 2.68%	21.30K
VANGUARD INDEX FDSSOLE	MID CAP ETF	22.61K	SH	$5.47M 2.57%	22.61K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	117.11K	SH	$5.26M 2.47%	117.11K
UNIFIED SER TRSOLE	BALLAST SMLMD CP	142.54K	SH	$5.11M 2.41%	142.54K
NATIXIS ETF TRSOLE	GATEWAY QUALITY	90.68K	SH	$4.88M 2.29%	90.68K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	94.65K	SH	$4.78M 2.25%	94.65K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	45.32K	SH	$3.81M 1.79%	45.32K
ELI LILLY & COSOLE	COM	4.20K	SH	$3.80M 1.79%	4.20K
FIRST TR EXCHANGE-TRADED FDSOLE	RBA INDL ETF	52.07K	SH	$3.56M 1.67%	52.07K
SSGA ACTIVE TRSOLE	SPDR SSGA US SCT	52.12K	SH	$2.65M 1.25%	52.12K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	41.16K	SH	$2.59M 1.22%	41.16K
PACER FDS TRSOLE	US CASH COWS 100	44.03K	SH	$2.40M 1.13%	44.03K
INVESCO QQQ TRSOLE	UNIT SER 1	4.94K	SH	$2.37M 1.11%	4.94K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	25.50K	SH	$2.34M 1.10%	25.50K
SPDR S&P 500 ETF TRSOLE	TR UNIT	4.06K	SH	$2.21M 1.04%	4.06K
PIMCO ETF TRSOLE	COMMODITY STRAT	79.79K	SH	$2.17M 1.02%	79.79K
ISHARES TRSOLE	IBONDS 24 TRM TS	89.91K	SH	$2.16M 1.01%	89.91K
ISHARES TRSOLE	RUSSELL 3000 ETF	6.98K	SH	$2.15M 1.01%	6.98K

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