LOKKEN INVESTMENT GROUP LLC

Filed: 5/14/2024ACC: 0001754960-24-000213

📋 What this filing means

LOKKEN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 141 equity positions with a total reported market value of $200.67M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

141

Positions

$200.67M

Total AUM (reported)

3.01M

Total Shares

Allocation by class

COM$63.95M31.9%

VALUE ETF$16.98M8.5%

GROWTH ETF$13.05M6.5%

SMALL CP ETF$8.88M4.4%

GOLD SHS$6.91M3.4%

SENIOR LN FD$5.89M2.9%

MID CAP ETF$5.48M2.7%

Portfolio Concentration

Top 3$38.90M19.4%

4–10$40.13M20.0%

11–25$45.51M22.7%

Rest$76.12M37.9%

Top 3 weight

19.4%

Top 10 weight

39.4%

Voting Authority Distribution

Total shares with voting rights: 3.01M

Sole

Full voting authority

2.93M

% of voting shares97.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

85.56K

% of voting shares2.8%

Investment Discretion (by position count)

Sole141

Shared0

Other0

Dominant voting typeSole · 97.2% of voting shares

Institutional Holdings141

Rows:

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares104.24K

TypeSH

Market value$16.98M

8.46%

Sole

98.69K

Shared

0.00

None

5.55K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares37.92K

TypeSH

Market value$13.05M

6.50%

Sole

35.42K

Shared

0.00

None

2.50K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares38.83K

TypeSH

Market value$8.88M

4.42%

Sole

37.23K

Shared

0.00

None

1.60K

SPDR GOLD TR

SOLE

GOLD SHS

Shares33.61K

TypeSH

Market value$6.91M

3.45%

Sole

32.31K

Shared

0.00

None

1.30K

APPLE INC

SOLE

COM

Shares36.32K

TypeSH

Market value$6.23M

3.10%

Sole

32.50K

Shared

0.00

None

3.81K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares127.41K

TypeSH

Market value$5.89M

2.93%

Sole

127.21K

Shared

0.00

None

195.00

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares21.93K

TypeSH

Market value$5.48M

2.73%

Sole

21.14K

Shared

0.00

None

796.00

MICROSOFT CORP

SOLE

COM

Shares12.68K

TypeSH

Market value$5.34M

2.66%

Sole

12.52K

Shared

0.00

None

160.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares19.86K

TypeSH

Market value$5.16M

2.57%

Sole

19.50K

Shared

0.00

None

360.00

UNIFIED SER TR

SOLE

BALLAST SMLMD CP

Shares135.13K

TypeSH

Market value$5.12M

2.55%

Sole

125.79K

Shared

0.00

None

9.33K

NATIXIS ETF TR

SOLE

GATEWAY QUALITY

Shares87.50K

TypeSH

Market value$4.69M

2.34%

Sole

80.32K

Shared

0.00

None

7.17K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares102.02K

TypeSH

Market value$4.62M

2.30%

Sole

96.29K

Shared

0.00

None

5.72K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2026 CB

Shares227.05K

TypeSH

Market value$4.36M

2.17%

Sole

213.47K

Shared

0.00

None

13.58K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares44.55K

TypeSH

Market value$3.82M

1.90%

Sole

44.39K

Shared

0.00

None

159.00

ELI LILLY & CO

SOLE

COM

Shares4.54K

TypeSH

Market value$3.53M

1.76%

Sole

4.54K

Shared

0.00

None

0.00

FIRST TR EXCHANGE-TRADED FD

SOLE

RBA INDL ETF

Shares50.61K

TypeSH

Market value$3.41M

1.70%

Sole

50.36K

Shared

0.00

None

256.00

JOHNSON & JOHNSON

SOLE

COM

Shares16.34K

TypeSH

Market value$2.58M

1.29%

Sole

16.11K

Shared

0.00

None

224.00

SSGA ACTIVE TR

SOLE

SPDR SSGA US SCT

Shares51.71K

TypeSH

Market value$2.58M

1.28%

Sole

51.71K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares41.54K

TypeSH

Market value$2.54M

1.26%

Sole

41.54K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

US CASH COWS 100

Shares43.12K

TypeSH

Market value$2.51M

1.25%

Sole

43K

Shared

0.00

None

115.00

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares26.05K

TypeSH

Market value$2.39M

1.19%

Sole

26.05K

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBONDS 24 TRM TS

Shares92.43K

TypeSH

Market value$2.21M

1.10%

Sole

92.43K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares4.82K

TypeSH

Market value$2.14M

1.07%

Sole

4.82K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUSSELL 3000 ETF

Shares6.95K

TypeSH

Market value$2.08M

1.04%

Sole

6.90K

Shared

0.00

None

41.00

J P MORGAN EXCHANGE TRADED F

SOLE

INTRNL RES EQT

Shares32.80K

TypeSH

Market value$2.05M

1.02%

Sole

32.52K

Shared

0.00

None

287.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD INDEX FDSSOLE	VALUE ETF	104.24K	SH	$16.98M 8.46%	98.69K	5.55K
VANGUARD INDEX FDSSOLE	GROWTH ETF	37.92K	SH	$13.05M 6.50%	35.42K	2.50K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	38.83K	SH	$8.88M 4.42%	37.23K	1.60K
SPDR GOLD TRSOLE	GOLD SHS	33.61K	SH	$6.91M 3.45%	32.31K	1.30K
APPLE INCSOLE	COM	36.32K	SH	$6.23M 3.10%	32.50K	3.81K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	127.41K	SH	$5.89M 2.93%	127.21K	195.00
VANGUARD INDEX FDSSOLE	MID CAP ETF	21.93K	SH	$5.48M 2.73%	21.14K	796.00
MICROSOFT CORPSOLE	COM	12.68K	SH	$5.34M 2.66%	12.52K	160.00
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	19.86K	SH	$5.16M 2.57%	19.50K	360.00
UNIFIED SER TRSOLE	BALLAST SMLMD CP	135.13K	SH	$5.12M 2.55%	125.79K	9.33K
NATIXIS ETF TRSOLE	GATEWAY QUALITY	87.50K	SH	$4.69M 2.34%	80.32K	7.17K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	102.02K	SH	$4.62M 2.30%	96.29K	5.72K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2026 CB	227.05K	SH	$4.36M 2.17%	213.47K	13.58K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	44.55K	SH	$3.82M 1.90%	44.39K	159.00
ELI LILLY & COSOLE	COM	4.54K	SH	$3.53M 1.76%	4.54K	0.00
FIRST TR EXCHANGE-TRADED FDSOLE	RBA INDL ETF	50.61K	SH	$3.41M 1.70%	50.36K	256.00
JOHNSON & JOHNSONSOLE	COM	16.34K	SH	$2.58M 1.29%	16.11K	224.00
SSGA ACTIVE TRSOLE	SPDR SSGA US SCT	51.71K	SH	$2.58M 1.28%	51.71K	0.00
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	41.54K	SH	$2.54M 1.26%	41.54K	0.00
PACER FDS TRSOLE	US CASH COWS 100	43.12K	SH	$2.51M 1.25%	43K	115.00
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	26.05K	SH	$2.39M 1.19%	26.05K	0.00
ISHARES TRSOLE	IBONDS 24 TRM TS	92.43K	SH	$2.21M 1.10%	92.43K	0.00
INVESCO QQQ TRSOLE	UNIT SER 1	4.82K	SH	$2.14M 1.07%	4.82K	0.00
ISHARES TRSOLE	RUSSELL 3000 ETF	6.95K	SH	$2.08M 1.04%	6.90K	41.00
J P MORGAN EXCHANGE TRADED FSOLE	INTRNL RES EQT	32.80K	SH	$2.05M 1.02%	32.52K	287.00

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