LOKKEN INVESTMENT GROUP LLC

Filed: 2/13/2024ACC: 0001754960-24-000086

📋 What this filing means

LOKKEN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 137 equity positions with a total reported market value of $176.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

137

Positions

$176.80M

Total AUM (reported)

2.73M

Total Shares

Allocation by class

COM$58.46M33.1%

VALUE ETF$14.74M8.3%

GROWTH ETF$11.05M6.3%

TOTAL BD ETF$8.40M4.8%

GOLD SHS$6.14M3.5%

SENIOR LN FD$5.93M3.4%

SMALL CP ETF$5.58M3.2%

Portfolio Concentration

Top 3$34.19M19.3%

4–10$38.31M21.7%

11–25$39.36M22.3%

Rest$64.94M36.7%

Top 3 weight

19.3%

Top 10 weight

41.0%

Voting Authority Distribution

Total shares with voting rights: 2.73M

Sole

Full voting authority

2.73M

% of voting shares99.9%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.56K

% of voting shares0.1%

Investment Discretion (by position count)

Sole137

Shared0

Other0

Dominant voting typeSole · 99.9% of voting shares

Institutional Holdings137

Rows:

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares98.61K

TypeSH

Market value$14.74M

8.34%

Sole

98.47K

Shared

0.00

None

145.00

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares35.55K

TypeSH

Market value$11.05M

6.25%

Sole

35.48K

Shared

0.00

None

70.00

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares182.46K

TypeSH

Market value$8.40M

4.75%

Sole

181.90K

Shared

0.00

None

554.00

APPLE INC

SOLE

COM

Shares32.74K

TypeSH

Market value$6.30M

3.57%

Sole

32.74K

Shared

0.00

None

0.00

SPDR GOLD TR

SOLE

GOLD SHS

Shares32.11K

TypeSH

Market value$6.14M

3.47%

Sole

32.08K

Shared

0.00

None

39.00

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares128.80K

TypeSH

Market value$5.93M

3.36%

Sole

128.80K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares26.16K

TypeSH

Market value$5.58M

3.16%

Sole

26.11K

Shared

0.00

None

51.00

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares21.07K

TypeSH

Market value$4.90M

2.77%

Sole

21.04K

Shared

0.00

None

32.00

MICROSOFT CORP

SOLE

COM

Shares12.68K

TypeSH

Market value$4.77M

2.70%

Sole

12.68K

Shared

0.00

None

0.00

UNIFIED SER TR

SOLE

BALLAST SMLMD CP

Shares126.45K

TypeSH

Market value$4.68M

2.65%

Sole

126.15K

Shared

0.00

None

297.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares18.33K

TypeSH

Market value$4.35M

2.46%

Sole

18.33K

Shared

0.00

None

0.00

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2026 CB

Shares214.78K

TypeSH

Market value$4.15M

2.34%

Sole

214.22K

Shared

0.00

None

566.00

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares44.04K

TypeSH

Market value$3.53M

1.99%

Sole

44.04K

Shared

0.00

None

0.00

FIRST TR EXCHANGE-TRADED FD

SOLE

RBA INDL ETF

Shares51.92K

TypeSH

Market value$3.00M

1.70%

Sole

51.92K

Shared

0.00

None

0.00

ELI LILLY & CO

SOLE

COM

Shares4.76K

TypeSH

Market value$2.77M

1.57%

Sole

4.76K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares14.17K

TypeSH

Market value$2.55M

1.44%

Sole

14.17K

Shared

0.00

None

0.00

JOHNSON & JOHNSON

SOLE

COM

Shares16.12K

TypeSH

Market value$2.53M

1.43%

Sole

16.12K

Shared

0.00

None

0.00

SSGA ACTIVE TR

SOLE

SPDR SSGA US SCT

Shares52.20K

TypeSH

Market value$2.39M

1.35%

Sole

52.20K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

US CASH COWS 100

Shares43.09K

TypeSH

Market value$2.24M

1.27%

Sole

43.09K

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBONDS 24 TRM TS

Shares92.83K

TypeSH

Market value$2.21M

1.25%

Sole

92.83K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares37.72K

TypeSH

Market value$2.10M

1.19%

Sole

37.72K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares4.82K

TypeSH

Market value$1.97M

1.12%

Sole

4.82K

Shared

0.00

None

0.00

UNITEDHEALTH GROUP INC

SOLE

COM

Shares3.71K

TypeSH

Market value$1.95M

1.10%

Sole

3.71K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUSSELL 3000 ETF

Shares6.93K

TypeSH

Market value$1.90M

1.07%

Sole

6.93K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares3.63K

TypeSH

Market value$1.72M

0.97%

Sole

3.63K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD INDEX FDSSOLE	VALUE ETF	98.61K	SH	$14.74M 8.34%	98.47K	145.00
VANGUARD INDEX FDSSOLE	GROWTH ETF	35.55K	SH	$11.05M 6.25%	35.48K	70.00
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	182.46K	SH	$8.40M 4.75%	181.90K	554.00
APPLE INCSOLE	COM	32.74K	SH	$6.30M 3.57%	32.74K	0.00
SPDR GOLD TRSOLE	GOLD SHS	32.11K	SH	$6.14M 3.47%	32.08K	39.00
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	128.80K	SH	$5.93M 3.36%	128.80K	0.00
VANGUARD INDEX FDSSOLE	SMALL CP ETF	26.16K	SH	$5.58M 3.16%	26.11K	51.00
VANGUARD INDEX FDSSOLE	MID CAP ETF	21.07K	SH	$4.90M 2.77%	21.04K	32.00
MICROSOFT CORPSOLE	COM	12.68K	SH	$4.77M 2.70%	12.68K	0.00
UNIFIED SER TRSOLE	BALLAST SMLMD CP	126.45K	SH	$4.68M 2.65%	126.15K	297.00
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	18.33K	SH	$4.35M 2.46%	18.33K	0.00
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2026 CB	214.78K	SH	$4.15M 2.34%	214.22K	566.00
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	44.04K	SH	$3.53M 1.99%	44.04K	0.00
FIRST TR EXCHANGE-TRADED FDSOLE	RBA INDL ETF	51.92K	SH	$3.00M 1.70%	51.92K	0.00
ELI LILLY & COSOLE	COM	4.76K	SH	$2.77M 1.57%	4.76K	0.00
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	14.17K	SH	$2.55M 1.44%	14.17K	0.00
JOHNSON & JOHNSONSOLE	COM	16.12K	SH	$2.53M 1.43%	16.12K	0.00
SSGA ACTIVE TRSOLE	SPDR SSGA US SCT	52.20K	SH	$2.39M 1.35%	52.20K	0.00
PACER FDS TRSOLE	US CASH COWS 100	43.09K	SH	$2.24M 1.27%	43.09K	0.00
ISHARES TRSOLE	IBONDS 24 TRM TS	92.83K	SH	$2.21M 1.25%	92.83K	0.00
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	37.72K	SH	$2.10M 1.19%	37.72K	0.00
INVESCO QQQ TRSOLE	UNIT SER 1	4.82K	SH	$1.97M 1.12%	4.82K	0.00
UNITEDHEALTH GROUP INCSOLE	COM	3.71K	SH	$1.95M 1.10%	3.71K	0.00
ISHARES TRSOLE	RUSSELL 3000 ETF	6.93K	SH	$1.90M 1.07%	6.93K	0.00
SPDR S&P 500 ETF TRSOLE	TR UNIT	3.63K	SH	$1.72M 0.97%	3.63K	0.00

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