Filed: 11/13/2023ACC: 0001754960-23-000326
📋 What this filing means
LOKKEN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 135 equity positions with a total reported market value of $152.55M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
135
Positions
$152.55M
Total AUM (reported)
2.78M
Total Shares
Allocation by class
COM$50.49M33.1%
VALUE ETF$11.30M7.4%
GROWTH ETF$9.41M6.2%
TOTAL BD ETF$7.46M4.9%
SENIOR LN FD$5.78M3.8%
GOLD SHS$5.32M3.5%
SMALL CP ETF$4.78M3.1%
Portfolio Concentration
Top 3$28.17M18.5%
4–10$33.70M22.1%
11–25$35.15M23.0%
Rest$55.52M36.4%
Top 3 weight
18.5%
Top 10 weight
40.6%
Voting Authority Distribution
Total shares with voting rights: 2.78M
Sole
Full voting authority
2.78M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole135
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings135
Rows:
VANGUARD INDEX FDS
SOLEShares81.92K
TypeSH
Market value$11.30M
7.41%
Sole
81.92K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares34.56K
TypeSH
Market value$9.41M
6.17%
Sole
34.56K
Shared
0.00
None
0.00
FIDELITY MERRIMACK STR TR
SOLEShares171.33K
TypeSH
Market value$7.46M
4.89%
Sole
171.33K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares126.39K
TypeSH
Market value$5.78M
3.79%
Sole
126.39K
Shared
0.00
None
0.00
APPLE INC
SOLEShares32.59K
TypeSH
Market value$5.58M
3.66%
Sole
32.59K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares31.05K
TypeSH
Market value$5.32M
3.49%
Sole
31.05K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares25.30K
TypeSH
Market value$4.78M
3.14%
Sole
25.30K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares20.18K
TypeSH
Market value$4.20M
2.75%
Sole
20.18K
Shared
0.00
None
0.00
UNIFIED SER TR
SOLEShares119.47K
TypeSH
Market value$4.12M
2.70%
Sole
119.47K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares12.40K
TypeSH
Market value$3.91M
2.57%
Sole
12.40K
Shared
0.00
None
0.00
INVESCO EXCH TRD SLF IDX FD
SOLEShares207.94K
TypeSH
Market value$3.91M
2.56%
Sole
207.94K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares14.46K
TypeSH
Market value$3.07M
2.01%
Sole
14.46K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares41.39K
TypeSH
Market value$3.05M
2.00%
Sole
41.39K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares50.63K
TypeSH
Market value$2.61M
1.71%
Sole
50.63K
Shared
0.00
None
0.00
ELI LILLY & CO
SOLEShares4.76K
TypeSH
Market value$2.56M
1.68%
Sole
4.76K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares15.17K
TypeSH
Market value$2.36M
1.55%
Sole
15.17K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares91.70K
TypeSH
Market value$2.28M
1.49%
Sole
91.70K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares13.85K
TypeSH
Market value$2.21M
1.45%
Sole
13.85K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares90.91K
TypeSH
Market value$2.17M
1.42%
Sole
90.91K
Shared
0.00
None
0.00
SSGA ACTIVE TR
SOLEShares50.45K
TypeSH
Market value$2.08M
1.36%
Sole
50.45K
Shared
0.00
None
0.00
PACER FDS TR
SOLEShares41.06K
TypeSH
Market value$2.03M
1.33%
Sole
41.06K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares37.72K
TypeSH
Market value$1.88M
1.23%
Sole
37.72K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares14.55K
TypeSH
Market value$1.71M
1.12%
Sole
14.55K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares4.60K
TypeSH
Market value$1.65M
1.08%
Sole
4.60K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares6.51K
TypeSH
Market value$1.59M
1.05%
Sole
6.51K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | VALUE ETF | 81.92K | SH | $11.30M 7.41% | 81.92K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 34.56K | SH | $9.41M 6.17% | 34.56K | 0.00 | 0.00 |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 171.33K | SH | $7.46M 4.89% | 171.33K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 126.39K | SH | $5.78M 3.79% | 126.39K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 32.59K | SH | $5.58M 3.66% | 32.59K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 31.05K | SH | $5.32M 3.49% | 31.05K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 25.30K | SH | $4.78M 3.14% | 25.30K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 20.18K | SH | $4.20M 2.75% | 20.18K | 0.00 | 0.00 |
UNIFIED SER TRSOLE | BALLAST SMLMD CP | 119.47K | SH | $4.12M 2.70% | 119.47K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 12.40K | SH | $3.91M 2.57% | 12.40K | 0.00 | 0.00 |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2026 CB | 207.94K | SH | $3.91M 2.56% | 207.94K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 14.46K | SH | $3.07M 2.01% | 14.46K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 41.39K | SH | $3.05M 2.00% | 41.39K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | RBA INDL ETF | 50.63K | SH | $2.61M 1.71% | 50.63K | 0.00 | 0.00 |
ELI LILLY & COSOLE | COM | 4.76K | SH | $2.56M 1.68% | 4.76K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 15.17K | SH | $2.36M 1.55% | 15.17K | 0.00 | 0.00 |
ISHARES TRSOLE | IBONDS 23 TRM TS | 91.70K | SH | $2.28M 1.49% | 91.70K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | SM CP VAL ETF | 13.85K | SH | $2.21M 1.45% | 13.85K | 0.00 | 0.00 |
ISHARES TRSOLE | IBONDS 24 TRM TS | 90.91K | SH | $2.17M 1.42% | 90.91K | 0.00 | 0.00 |
SSGA ACTIVE TRSOLE | SPDR SSGA US SCT | 50.45K | SH | $2.08M 1.36% | 50.45K | 0.00 | 0.00 |
PACER FDS TRSOLE | US CASH COWS 100 | 41.06K | SH | $2.03M 1.33% | 41.06K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 37.72K | SH | $1.88M 1.23% | 37.72K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 14.55K | SH | $1.71M 1.12% | 14.55K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.60K | SH | $1.65M 1.08% | 4.60K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 3000 ETF | 6.51K | SH | $1.59M 1.05% | 6.51K | 0.00 | 0.00 |
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