LOKKEN INVESTMENT GROUP LLC

Filed: 8/9/2023ACC: 0001754960-23-000239

📋 What this filing means

LOKKEN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 130 equity positions with a total reported market value of $153.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

130

Positions

$153.41M

Total AUM (reported)

2.81M

Total Shares

Allocation by class

COM$51.66M33.7%

VALUE ETF$11.23M7.3%

GROWTH ETF$9.67M6.3%

TOTAL BD ETF$7.16M4.7%

SENIOR LN FD$5.49M3.6%

GOLD SHS$5.08M3.3%

SMALL CP ETF$4.77M3.1%

Portfolio Concentration

Top 3$28.06M18.3%

4–10$34.20M22.3%

11–25$34.69M22.6%

Rest$56.45M36.8%

Top 3 weight

18.3%

Top 10 weight

40.6%

Voting Authority Distribution

Total shares with voting rights: 2.81M

Sole

Full voting authority

2.81M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole130

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings130

Rows:

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares79K

TypeSH

Market value$11.23M

7.32%

Sole

79K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares34.19K

TypeSH

Market value$9.67M

6.31%

Sole

34.19K

Shared

0.00

None

0.00

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares157.69K

TypeSH

Market value$7.16M

4.67%

Sole

157.69K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares33.14K

TypeSH

Market value$6.43M

4.19%

Sole

33.14K

Shared

0.00

None

0.00

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares121.28K

TypeSH

Market value$5.49M

3.58%

Sole

121.28K

Shared

0.00

None

0.00

SPDR GOLD TR

SOLE

GOLD SHS

Shares28.48K

TypeSH

Market value$5.08M

3.31%

Sole

28.48K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares23.96K

TypeSH

Market value$4.77M

3.11%

Sole

23.96K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares19.05K

TypeSH

Market value$4.19M

2.73%

Sole

19.05K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares12.28K

TypeSH

Market value$4.18M

2.73%

Sole

12.28K

Shared

0.00

None

0.00

UNIFIED SER TR

SOLE

BALLAST SMLMD CP

Shares114.95K

TypeSH

Market value$4.06M

2.65%

Sole

114.95K

Shared

0.00

None

0.00

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2026 CB

Shares198.31K

TypeSH

Market value$3.76M

2.45%

Sole

198.31K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares15.04K

TypeSH

Market value$3.31M

2.16%

Sole

15.04K

Shared

0.00

None

0.00

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares42.21K

TypeSH

Market value$3.17M

2.07%

Sole

42.21K

Shared

0.00

None

0.00

CAPITOL SER TR

SOLE

FAIRLEAD TACTICA

Shares119.73K

TypeSH

Market value$2.85M

1.86%

Sole

119.73K

Shared

0.00

None

0.00

JOHNSON & JOHNSON

SOLE

COM

Shares14.89K

TypeSH

Market value$2.46M

1.61%

Sole

14.89K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares14.02K

TypeSH

Market value$2.32M

1.51%

Sole

14.02K

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBONDS 23 TRM TS

Shares90.67K

TypeSH

Market value$2.25M

1.47%

Sole

90.67K

Shared

0.00

None

0.00

LILLY ELI & CO

SOLE

COM

Shares4.76K

TypeSH

Market value$2.23M

1.46%

Sole

4.76K

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBONDS 24 TRM TS

Shares89.67K

TypeSH

Market value$2.13M

1.39%

Sole

89.67K

Shared

0.00

None

0.00

VANECK ETF TRUST

SOLE

INFLATION ALLOCA

Shares79.61K

TypeSH

Market value$1.99M

1.30%

Sole

79.61K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares4.70K

TypeSH

Market value$1.74M

1.13%

Sole

4.70K

Shared

0.00

None

0.00

SSGA ACTIVE TR

SOLE

SPDR SSGA US SCT

Shares39.10K

TypeSH

Market value$1.70M

1.11%

Sole

39.10K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares31.61K

TypeSH

Market value$1.63M

1.07%

Sole

31.61K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares3.58K

TypeSH

Market value$1.59M

1.03%

Sole

3.58K

Shared

0.00

None

0.00

ISHARES TR

SOLE

SELECT DIVID ETF

Shares13.77K

TypeSH

Market value$1.56M

1.02%

Sole

13.77K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD INDEX FDSSOLE	VALUE ETF	79K	SH	$11.23M 7.32%	79K
VANGUARD INDEX FDSSOLE	GROWTH ETF	34.19K	SH	$9.67M 6.31%	34.19K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	157.69K	SH	$7.16M 4.67%	157.69K
APPLE INCSOLE	COM	33.14K	SH	$6.43M 4.19%	33.14K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	121.28K	SH	$5.49M 3.58%	121.28K
SPDR GOLD TRSOLE	GOLD SHS	28.48K	SH	$5.08M 3.31%	28.48K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	23.96K	SH	$4.77M 3.11%	23.96K
VANGUARD INDEX FDSSOLE	MID CAP ETF	19.05K	SH	$4.19M 2.73%	19.05K
MICROSOFT CORPSOLE	COM	12.28K	SH	$4.18M 2.73%	12.28K
UNIFIED SER TRSOLE	BALLAST SMLMD CP	114.95K	SH	$4.06M 2.65%	114.95K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2026 CB	198.31K	SH	$3.76M 2.45%	198.31K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	15.04K	SH	$3.31M 2.16%	15.04K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	42.21K	SH	$3.17M 2.07%	42.21K
CAPITOL SER TRSOLE	FAIRLEAD TACTICA	119.73K	SH	$2.85M 1.86%	119.73K
JOHNSON & JOHNSONSOLE	COM	14.89K	SH	$2.46M 1.61%	14.89K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	14.02K	SH	$2.32M 1.51%	14.02K
ISHARES TRSOLE	IBONDS 23 TRM TS	90.67K	SH	$2.25M 1.47%	90.67K
LILLY ELI & COSOLE	COM	4.76K	SH	$2.23M 1.46%	4.76K
ISHARES TRSOLE	IBONDS 24 TRM TS	89.67K	SH	$2.13M 1.39%	89.67K
VANECK ETF TRUSTSOLE	INFLATION ALLOCA	79.61K	SH	$1.99M 1.30%	79.61K
INVESCO QQQ TRSOLE	UNIT SER 1	4.70K	SH	$1.74M 1.13%	4.70K
SSGA ACTIVE TRSOLE	SPDR SSGA US SCT	39.10K	SH	$1.70M 1.11%	39.10K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	31.61K	SH	$1.63M 1.07%	31.61K
SPDR S&P 500 ETF TRSOLE	TR UNIT	3.58K	SH	$1.59M 1.03%	3.58K
ISHARES TRSOLE	SELECT DIVID ETF	13.77K	SH	$1.56M 1.02%	13.77K

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