Filed: 5/9/2023ACC: 0001754960-23-000148
📋 What this filing means
LOKKEN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 128 equity positions with a total reported market value of $131.67M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
128
Positions
$131.67M
Total AUM (reported)
2.78M
Total Shares
Allocation by class
COM$46.32M35.2%
VALUE ETF$10.77M8.2%
GROWTH ETF$7.70M5.9%
TOTAL BD ETF$6.65M5.1%
GOLD SHS$5.38M4.1%
SENIOR LN FD$3.91M3.0%
MID CAP ETF$3.82M2.9%
Portfolio Concentration
Top 3$25.12M19.1%
4–10$28.77M21.9%
11–25$29.32M22.3%
Rest$48.45M36.8%
Top 3 weight
19.1%
Top 10 weight
40.9%
Voting Authority Distribution
Total shares with voting rights: 2.78M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.78M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole128
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings128
Rows:
VANGUARD INDEX FDS
SOLEShares77.97K
TypeSH
Market value$10.77M
8.18%
Sole
0.00
Shared
0.00
None
77.97K
VANGUARD INDEX FDS
SOLEShares30.88K
TypeSH
Market value$7.70M
5.85%
Sole
0.00
Shared
0.00
None
30.88K
FIDELITY MERRIMACK STR TR
SOLEShares144.59K
TypeSH
Market value$6.65M
5.05%
Sole
0.00
Shared
0.00
None
144.59K
APPLE INC
SOLEShares33.36K
TypeSH
Market value$5.50M
4.18%
Sole
0.00
Shared
0.00
None
33.36K
SPDR GOLD TR
SOLEShares29.39K
TypeSH
Market value$5.38M
4.09%
Sole
0.00
Shared
0.00
None
29.39K
FIRST TR EXCHANGE-TRADED FD
SOLEShares86.54K
TypeSH
Market value$3.91M
2.97%
Sole
0.00
Shared
0.00
None
86.54K
VANGUARD INDEX FDS
SOLEShares18.11K
TypeSH
Market value$3.82M
2.90%
Sole
0.00
Shared
0.00
None
18.11K
VANGUARD INDEX FDS
SOLEShares18.89K
TypeSH
Market value$3.58M
2.72%
Sole
0.00
Shared
0.00
None
18.89K
MICROSOFT CORP
SOLEShares12.32K
TypeSH
Market value$3.55M
2.70%
Sole
0.00
Shared
0.00
None
12.32K
FIRST TR EXCHANGE-TRADED FD
SOLEShares41.35K
TypeSH
Market value$3.02M
2.29%
Sole
0.00
Shared
0.00
None
41.35K
VANGUARD INDEX FDS
SOLEShares14.30K
TypeSH
Market value$2.92M
2.22%
Sole
0.00
Shared
0.00
None
14.30K
VANECK ETF TRUST
SOLEShares109.02K
TypeSH
Market value$2.75M
2.09%
Sole
0.00
Shared
0.00
None
109.02K
UNIFIED SER TR
SOLEShares74.21K
TypeSH
Market value$2.48M
1.88%
Sole
0.00
Shared
0.00
None
74.21K
CAPITOL SER TR
SOLEShares101.02K
TypeSH
Market value$2.45M
1.86%
Sole
0.00
Shared
0.00
None
101.02K
JOHNSON & JOHNSON
SOLEShares13.71K
TypeSH
Market value$2.12M
1.61%
Sole
0.00
Shared
0.00
None
13.71K
VANGUARD INDEX FDS
SOLEShares13.37K
TypeSH
Market value$2.12M
1.61%
Sole
0.00
Shared
0.00
None
13.37K
ISHARES TR
SOLEShares78.17K
TypeSH
Market value$1.94M
1.47%
Sole
0.00
Shared
0.00
None
78.17K
ISHARES TR
SOLEShares76.95K
TypeSH
Market value$1.85M
1.40%
Sole
0.00
Shared
0.00
None
76.95K
LILLY ELI & CO
SOLEShares4.92K
TypeSH
Market value$1.69M
1.28%
Sole
0.00
Shared
0.00
None
4.92K
EXXON MOBIL CORP
SOLEShares14.31K
TypeSH
Market value$1.57M
1.19%
Sole
0.00
Shared
0.00
None
14.31K
ISHARES TR
SOLEShares13.20K
TypeSH
Market value$1.55M
1.17%
Sole
0.00
Shared
0.00
None
13.20K
INVESCO QQQ TR
SOLEShares4.80K
TypeSH
Market value$1.54M
1.17%
Sole
0.00
Shared
0.00
None
4.80K
SPDR S&P 500 ETF TR
SOLEShares3.68K
TypeSH
Market value$1.51M
1.15%
Sole
0.00
Shared
0.00
None
3.68K
SSGA ACTIVE TR
SOLEShares37.15K
TypeSH
Market value$1.49M
1.13%
Sole
0.00
Shared
0.00
None
37.15K
ISHARES TR
SOLEShares5.74K
TypeSH
Market value$1.35M
1.03%
Sole
0.00
Shared
0.00
None
5.74K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | VALUE ETF | 77.97K | SH | $10.77M 8.18% | 0.00 | 0.00 | 77.97K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 30.88K | SH | $7.70M 5.85% | 0.00 | 0.00 | 30.88K |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 144.59K | SH | $6.65M 5.05% | 0.00 | 0.00 | 144.59K |
APPLE INCSOLE | COM | 33.36K | SH | $5.50M 4.18% | 0.00 | 0.00 | 33.36K |
SPDR GOLD TRSOLE | GOLD SHS | 29.39K | SH | $5.38M 4.09% | 0.00 | 0.00 | 29.39K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 86.54K | SH | $3.91M 2.97% | 0.00 | 0.00 | 86.54K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 18.11K | SH | $3.82M 2.90% | 0.00 | 0.00 | 18.11K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 18.89K | SH | $3.58M 2.72% | 0.00 | 0.00 | 18.89K |
MICROSOFT CORPSOLE | COM | 12.32K | SH | $3.55M 2.70% | 0.00 | 0.00 | 12.32K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 41.35K | SH | $3.02M 2.29% | 0.00 | 0.00 | 41.35K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 14.30K | SH | $2.92M 2.22% | 0.00 | 0.00 | 14.30K |
VANECK ETF TRUSTSOLE | INFLATION ALLOCA | 109.02K | SH | $2.75M 2.09% | 0.00 | 0.00 | 109.02K |
UNIFIED SER TRSOLE | BALLAST SMLMD CP | 74.21K | SH | $2.48M 1.88% | 0.00 | 0.00 | 74.21K |
CAPITOL SER TRSOLE | FAIRLEAD TACTICA | 101.02K | SH | $2.45M 1.86% | 0.00 | 0.00 | 101.02K |
JOHNSON & JOHNSONSOLE | COM | 13.71K | SH | $2.12M 1.61% | 0.00 | 0.00 | 13.71K |
VANGUARD INDEX FDSSOLE | SM CP VAL ETF | 13.37K | SH | $2.12M 1.61% | 0.00 | 0.00 | 13.37K |
ISHARES TRSOLE | IBONDS 23 TRM TS | 78.17K | SH | $1.94M 1.47% | 0.00 | 0.00 | 78.17K |
ISHARES TRSOLE | IBONDS 24 TRM TS | 76.95K | SH | $1.85M 1.40% | 0.00 | 0.00 | 76.95K |
LILLY ELI & COSOLE | COM | 4.92K | SH | $1.69M 1.28% | 0.00 | 0.00 | 4.92K |
EXXON MOBIL CORPSOLE | COM | 14.31K | SH | $1.57M 1.19% | 0.00 | 0.00 | 14.31K |
ISHARES TRSOLE | SELECT DIVID ETF | 13.20K | SH | $1.55M 1.17% | 0.00 | 0.00 | 13.20K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.80K | SH | $1.54M 1.17% | 0.00 | 0.00 | 4.80K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 3.68K | SH | $1.51M 1.15% | 0.00 | 0.00 | 3.68K |
SSGA ACTIVE TRSOLE | SPDR SSGA US SCT | 37.15K | SH | $1.49M 1.13% | 0.00 | 0.00 | 37.15K |
ISHARES TRSOLE | RUSSELL 3000 ETF | 5.74K | SH | $1.35M 1.03% | 0.00 | 0.00 | 5.74K |
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