Filed: 2/14/2023ACC: 0001754960-23-000077
📋 What this filing means
LOKKEN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 122 equity positions with a total reported market value of $126.67M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
122
Positions
$126.67M
Total AUM (reported)
2.59M
Total Shares
Allocation by class
COM$44.87M35.4%
VALUE ETF$10.38M8.2%
GROWTH ETF$6.18M4.9%
TOTAL BD ETF$6.11M4.8%
GOLD SHS$4.83M3.8%
MID CAP ETF$4.21M3.3%
BULSHS 2024 CB$3.92M3.1%
Portfolio Concentration
Top 3$22.67M17.9%
4–10$27.59M21.8%
11–25$31.84M25.1%
Rest$44.57M35.2%
Top 3 weight
17.9%
Top 10 weight
39.7%
Voting Authority Distribution
Total shares with voting rights: 2.59M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.59M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole122
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings122
Rows:
VANGUARD INDEX FDS
SOLEShares73.98K
TypeSH
Market value$10.38M
8.20%
Sole
0.00
Shared
0.00
None
73.98K
VANGUARD INDEX FDS
SOLEShares28.99K
TypeSH
Market value$6.18M
4.88%
Sole
0.00
Shared
0.00
None
28.99K
FIDELITY MERRIMACK STR TR
SOLEShares135.75K
TypeSH
Market value$6.11M
4.82%
Sole
0.00
Shared
0.00
None
135.75K
SPDR GOLD TR
SOLEShares28.48K
TypeSH
Market value$4.83M
3.81%
Sole
0.00
Shared
0.00
None
28.48K
APPLE INC
SOLEShares33.45K
TypeSH
Market value$4.35M
3.43%
Sole
0.00
Shared
0.00
None
33.45K
VANGUARD INDEX FDS
SOLEShares20.65K
TypeSH
Market value$4.21M
3.32%
Sole
0.00
Shared
0.00
None
20.65K
INVESCO EXCH TRD SLF IDX FD
SOLEShares191.57K
TypeSH
Market value$3.92M
3.10%
Sole
0.00
Shared
0.00
None
191.57K
FIRST TR EXCHANGE-TRADED FD
SOLEShares86.33K
TypeSH
Market value$3.85M
3.04%
Sole
0.00
Shared
0.00
None
86.33K
BERKSHIRE HATHAWAY INC DEL
SOLEShares10.64K
TypeSH
Market value$3.29M
2.60%
Sole
0.00
Shared
0.00
None
10.64K
VANGUARD INDEX FDS
SOLEShares16.44K
TypeSH
Market value$3.14M
2.48%
Sole
0.00
Shared
0.00
None
16.44K
FIRST TR EXCHANGE-TRADED FD
SOLEShares40.61K
TypeSH
Market value$3.04M
2.40%
Sole
0.00
Shared
0.00
None
40.61K
MICROSOFT CORP
SOLEShares12.30K
TypeSH
Market value$2.95M
2.33%
Sole
0.00
Shared
0.00
None
12.30K
VANGUARD INDEX FDS
SOLEShares15.38K
TypeSH
Market value$2.82M
2.23%
Sole
0.00
Shared
0.00
None
15.38K
VANECK ETF TRUST
SOLEShares106.39K
TypeSH
Market value$2.64M
2.08%
Sole
0.00
Shared
0.00
None
106.39K
JOHNSON & JOHNSON
SOLEShares13.73K
TypeSH
Market value$2.42M
1.91%
Sole
0.00
Shared
0.00
None
13.73K
SELECT SECTOR SPDR TR
SOLEShares16.69K
TypeSH
Market value$2.27M
1.79%
Sole
0.00
Shared
0.00
None
16.69K
UNIFIED SER TR
SOLEShares67.27K
TypeSH
Market value$2.14M
1.69%
Sole
0.00
Shared
0.00
None
67.27K
VANGUARD INDEX FDS
SOLEShares13.22K
TypeSH
Market value$2.10M
1.66%
Sole
0.00
Shared
0.00
None
13.22K
SELECT SECTOR SPDR TR
SOLEShares23.18K
TypeSH
Market value$2.03M
1.60%
Sole
0.00
Shared
0.00
None
23.18K
LILLY ELI & CO
SOLEShares5.01K
TypeSH
Market value$1.83M
1.45%
Sole
0.00
Shared
0.00
None
5.01K
EXXON MOBIL CORP
SOLEShares15.63K
TypeSH
Market value$1.72M
1.36%
Sole
0.00
Shared
0.00
None
15.63K
PFIZER INC
SOLEShares30.20K
TypeSH
Market value$1.55M
1.22%
Sole
0.00
Shared
0.00
None
30.20K
SELECT SECTOR SPDR TR
SOLEShares20.88K
TypeSH
Market value$1.47M
1.16%
Sole
0.00
Shared
0.00
None
20.88K
VANGUARD INTL EQUITY INDEX F
SOLEShares28.61K
TypeSH
Market value$1.43M
1.13%
Sole
0.00
Shared
0.00
None
28.61K
SPDR S&P 500 ETF TR
SOLEShares3.70K
TypeSH
Market value$1.41M
1.12%
Sole
0.00
Shared
0.00
None
3.70K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | VALUE ETF | 73.98K | SH | $10.38M 8.20% | 0.00 | 0.00 | 73.98K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 28.99K | SH | $6.18M 4.88% | 0.00 | 0.00 | 28.99K |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 135.75K | SH | $6.11M 4.82% | 0.00 | 0.00 | 135.75K |
SPDR GOLD TRSOLE | GOLD SHS | 28.48K | SH | $4.83M 3.81% | 0.00 | 0.00 | 28.48K |
APPLE INCSOLE | COM | 33.45K | SH | $4.35M 3.43% | 0.00 | 0.00 | 33.45K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 20.65K | SH | $4.21M 3.32% | 0.00 | 0.00 | 20.65K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2024 CB | 191.57K | SH | $3.92M 3.10% | 0.00 | 0.00 | 191.57K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 86.33K | SH | $3.85M 3.04% | 0.00 | 0.00 | 86.33K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 10.64K | SH | $3.29M 2.60% | 0.00 | 0.00 | 10.64K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 16.44K | SH | $3.14M 2.48% | 0.00 | 0.00 | 16.44K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 40.61K | SH | $3.04M 2.40% | 0.00 | 0.00 | 40.61K |
MICROSOFT CORPSOLE | COM | 12.30K | SH | $2.95M 2.33% | 0.00 | 0.00 | 12.30K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 15.38K | SH | $2.82M 2.23% | 0.00 | 0.00 | 15.38K |
VANECK ETF TRUSTSOLE | INFLATION ALLOCA | 106.39K | SH | $2.64M 2.08% | 0.00 | 0.00 | 106.39K |
JOHNSON & JOHNSONSOLE | COM | 13.73K | SH | $2.42M 1.91% | 0.00 | 0.00 | 13.73K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 16.69K | SH | $2.27M 1.79% | 0.00 | 0.00 | 16.69K |
UNIFIED SER TRSOLE | BALLAST SMLMD CP | 67.27K | SH | $2.14M 1.69% | 0.00 | 0.00 | 67.27K |
VANGUARD INDEX FDSSOLE | SM CP VAL ETF | 13.22K | SH | $2.10M 1.66% | 0.00 | 0.00 | 13.22K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 23.18K | SH | $2.03M 1.60% | 0.00 | 0.00 | 23.18K |
LILLY ELI & COSOLE | COM | 5.01K | SH | $1.83M 1.45% | 0.00 | 0.00 | 5.01K |
EXXON MOBIL CORPSOLE | COM | 15.63K | SH | $1.72M 1.36% | 0.00 | 0.00 | 15.63K |
PFIZER INCSOLE | COM | 30.20K | SH | $1.55M 1.22% | 0.00 | 0.00 | 30.20K |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 20.88K | SH | $1.47M 1.16% | 0.00 | 0.00 | 20.88K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 28.61K | SH | $1.43M 1.13% | 0.00 | 0.00 | 28.61K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 3.70K | SH | $1.41M 1.12% | 0.00 | 0.00 | 3.70K |
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