LOKKEN INVESTMENT GROUP LLC

Filed: 11/14/2022ACC: 0001754960-22-000307

📋 What this filing means

LOKKEN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 114 equity positions with a total reported market value of $116.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

114

Positions

$116.0K

Total AUM (reported)

2.50M

Total Shares

Allocation by class

COM$38.7K33.3%

VALUE ETF$8.7K7.5%

GROWTH ETF$5.9K5.1%

TOTAL BD ETF$5.7K4.9%

GOLD SHS$4.3K3.7%

MID CAP ETF$3.8K3.3%

BULSHS 2024 CB$3.8K3.3%

Portfolio Concentration

Top 3$20.2K17.5%

4–10$26.7K23.0%

11–25$30.2K26.0%

Rest$38.8K33.5%

Top 3 weight

17.5%

Top 10 weight

40.5%

Voting Authority Distribution

Total shares with voting rights: 2.50M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.50M

% of voting shares100.0%

Investment Discretion (by position count)

Sole114

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings114

Rows:

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares70.21K

TypeSH

Market value$8.7K

7.47%

Sole

0.00

Shared

0.00

None

70.21K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares27.46K

TypeSH

Market value$5.9K

5.07%

Sole

0.00

Shared

0.00

None

27.46K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares128.34K

TypeSH

Market value$5.7K

4.92%

Sole

0.00

Shared

0.00

None

128.34K

APPLE INC

SOLE

COM

Shares34.02K

TypeSH

Market value$4.7K

4.05%

Sole

0.00

Shared

0.00

None

34.02K

SPDR GOLD TR

SOLE

GOLD SHS

Shares27.81K

TypeSH

Market value$4.3K

3.71%

Sole

0.00

Shared

0.00

None

27.81K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares20.23K

TypeSH

Market value$3.8K

3.28%

Sole

0.00

Shared

0.00

None

20.23K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2024 CB

Shares185.19K

TypeSH

Market value$3.8K

3.26%

Sole

0.00

Shared

0.00

None

185.19K

PIMCO ETF TR

SOLE

1-5 US TIP IDX

Shares73K

TypeSH

Market value$3.6K

3.11%

Sole

0.00

Shared

0.00

None

73K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares81.86K

TypeSH

Market value$3.6K

3.11%

Sole

0.00

Shared

0.00

None

81.86K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares16.26K

TypeSH

Market value$2.9K

2.52%

Sole

0.00

Shared

0.00

None

16.26K

MICROSOFT CORP

SOLE

COM

Shares12.01K

TypeSH

Market value$2.8K

2.41%

Sole

0.00

Shared

0.00

None

12.01K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares41.80K

TypeSH

Market value$2.8K

2.39%

Sole

0.00

Shared

0.00

None

41.80K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares10.36K

TypeSH

Market value$2.8K

2.39%

Sole

0.00

Shared

0.00

None

10.36K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares14.56K

TypeSH

Market value$2.5K

2.15%

Sole

0.00

Shared

0.00

None

14.56K

VANECK ETF TRUST

SOLE

INFLATION ALLOCA

Shares108.49K

TypeSH

Market value$2.5K

2.13%

Sole

0.00

Shared

0.00

None

108.49K

JOHNSON & JOHNSON

SOLE

COM

Shares13.06K

TypeSH

Market value$2.1K

1.84%

Sole

0.00

Shared

0.00

None

13.06K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares16.95K

TypeSH

Market value$2.1K

1.77%

Sole

0.00

Shared

0.00

None

16.95K

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares13.29K

TypeSH

Market value$1.9K

1.64%

Sole

0.00

Shared

0.00

None

13.29K

UNIFIED SER TR

SOLE

BALLAST SMLMD CP

Shares64.26K

TypeSH

Market value$1.9K

1.61%

Sole

0.00

Shared

0.00

None

64.26K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares41.54K

TypeSH

Market value$1.7K

1.50%

Sole

0.00

Shared

0.00

None

41.54K

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares23.23K

TypeSH

Market value$1.7K

1.44%

Sole

0.00

Shared

0.00

None

23.23K

LILLY ELI & CO

SOLE

COM

Shares4.94K

TypeSH

Market value$1.6K

1.38%

Sole

0.00

Shared

0.00

None

4.94K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares3.70K

TypeSH

Market value$1.3K

1.14%

Sole

0.00

Shared

0.00

None

3.70K

SELECT SECTOR SPDR TR

SOLE

SBI INT-UTILS

Shares20K

TypeSH

Market value$1.3K

1.13%

Sole

0.00

Shared

0.00

None

20K

PFIZER INC

SOLE

COM

Shares29.31K

TypeSH

Market value$1.3K

1.11%

Sole

0.00

Shared

0.00

None

29.31K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	VALUE ETF	70.21K	SH	$8.7K 7.47%	70.21K
VANGUARD INDEX FDSSOLE	GROWTH ETF	27.46K	SH	$5.9K 5.07%	27.46K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	128.34K	SH	$5.7K 4.92%	128.34K
APPLE INCSOLE	COM	34.02K	SH	$4.7K 4.05%	34.02K
SPDR GOLD TRSOLE	GOLD SHS	27.81K	SH	$4.3K 3.71%	27.81K
VANGUARD INDEX FDSSOLE	MID CAP ETF	20.23K	SH	$3.8K 3.28%	20.23K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2024 CB	185.19K	SH	$3.8K 3.26%	185.19K
PIMCO ETF TRSOLE	1-5 US TIP IDX	73K	SH	$3.6K 3.11%	73K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	81.86K	SH	$3.6K 3.11%	81.86K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	16.26K	SH	$2.9K 2.52%	16.26K
MICROSOFT CORPSOLE	COM	12.01K	SH	$2.8K 2.41%	12.01K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	41.80K	SH	$2.8K 2.39%	41.80K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	10.36K	SH	$2.8K 2.39%	10.36K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	14.56K	SH	$2.5K 2.15%	14.56K
VANECK ETF TRUSTSOLE	INFLATION ALLOCA	108.49K	SH	$2.5K 2.13%	108.49K
JOHNSON & JOHNSONSOLE	COM	13.06K	SH	$2.1K 1.84%	13.06K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	16.95K	SH	$2.1K 1.77%	16.95K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	13.29K	SH	$1.9K 1.64%	13.29K
UNIFIED SER TRSOLE	BALLAST SMLMD CP	64.26K	SH	$1.9K 1.61%	64.26K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	41.54K	SH	$1.7K 1.50%	41.54K
SELECT SECTOR SPDR TRSOLE	ENERGY	23.23K	SH	$1.7K 1.44%	23.23K
LILLY ELI & COSOLE	COM	4.94K	SH	$1.6K 1.38%	4.94K
SPDR S&P 500 ETF TRSOLE	TR UNIT	3.70K	SH	$1.3K 1.14%	3.70K
SELECT SECTOR SPDR TRSOLE	SBI INT-UTILS	20K	SH	$1.3K 1.13%	20K
PFIZER INCSOLE	COM	29.31K	SH	$1.3K 1.11%	29.31K

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