LOGGENBERG PETER MATTHEWS (Chief Sustainability Officer) exercised options at TRECORA RESOURCES

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

LOGGENBERG PETER MATTHEWS

Filed: 2/16/2021ACC: 0000007039-21-000008

InsiderLOGGENBERG PETER MATTHEWSCIK 1622086

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IssuerTRECORA RESOURCESCIK 7039

Officer· Chief Sustainability Officer

Since Nov 2018

-3.07K

Net shares

Net seller

$22.1K

Total sold

Open market trades

0B · 0S

Total transactions

9.31K acquired · 12.38K disposed

Non-Derivative Transactions6

Common stock

Direct

M · Option Exercise

+1.47K

Price / share

—

Trade value

—

% of position

3.1%

2/12/2021

46.71K→48.18K

Common stock

Direct

F · Tax Withholding

−484.00

Price / share

$7.18

Trade value

$3.48K

% of position

1.0%

2/12/2021

48.18K→47.70K

Common stock

Direct

M · Option Exercise

+4.63K

Price / share

—

Trade value

—

% of position

9.7%

2/13/2021

47.70K→52.33K

Common stock

Direct

F · Tax Withholding

−1.53K

Price / share

$7.18

Trade value

$10.97K

% of position

2.9%

2/13/2021

52.33K→50.80K

Common stock

Direct

M · Option Exercise

+3.21K

Price / share

—

Trade value

—

% of position

6.3%

2/15/2021

50.80K→54.01K

Common stock

Direct

F · Tax Withholding

−1.06K

Price / share

$7.18

Trade value

$7.61K

% of position

2.0%

2/15/2021

54.01K→52.95K

Total

Net shares

+6.24K

Net value

-$22.06K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common stock Direct	2/12/2021	M · Option Exercise	+1.47K	—	—	3.1%	46.71K	48.18K
Common stock Direct	2/12/2021	F · Tax Withholding	−484.00	$7.18	$3.48K	1.0%	48.18K	47.70K
Common stock Direct	2/13/2021	M · Option Exercise	+4.63K	—	—	9.7%	47.70K	52.33K
Common stock Direct	2/13/2021	F · Tax Withholding	−1.53K	$7.18	$10.97K	2.9%	52.33K	50.80K
Common stock Direct	2/15/2021	M · Option Exercise	+3.21K	—	—	6.3%	50.80K	54.01K
Common stock Direct	2/15/2021	F · Tax Withholding	−1.06K	$7.18	$7.61K	2.0%	54.01K	52.95K
Total			+6.24K		-$22.06K

Derivative Transactions3

restricted common stock

Direct

M · Option Exercise

Converts to

Common stock

1.47K shares

−1.47K

Strike price

Held after

56.19K

Exercisable

—

2/12/2021

restricted common stock

Direct

M · Option Exercise

Converts to

Common stock

4.63K shares

−4.63K

Strike price

Held after

51.56K

Exercisable

—

2/13/2021

restricted common stock

Direct

M · Option Exercise

Converts to

Common stock

3.21K shares

−3.21K

Strike price

Held after

48.34K

Exercisable

—

2/15/2021

Security	Converts To	Date	Type	Shares	Exercisable	Held After
restricted common stock Direct	Common stock1.47K shares	2/12/2021	M · Option Exercise	−1.47K	—	56.19K
restricted common stock Direct	Common stock4.63K shares	2/13/2021	M · Option Exercise	−4.63K	—	51.56K
restricted common stock Direct	Common stock3.21K shares	2/15/2021	M · Option Exercise	−3.21K	—	48.34K