LOCUST WALK SPONSOR, LLC enters EFFECTOR THERAPEUTICS, INC. with 545K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 1/7/2021ACC: 0000899243-21-001003
10% Owner
Since Jan 2021
545K
Baseline shares
100% direct
545K
Direct ownership
1 position
4.72M
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Class A common stock
DirectShares owned545K
Total
545K direct545K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A common stock | 545K | Direct |
| Total | 545K | 545K direct |
Derivative Holdings2
Warrants
DirectUnderlying security
Class A common stock
Underlying shares
181.67K
Shares owned
N/A
Exercise price
11.50
Expiration
—
Exercise window
—
Class B common stock
DirectUnderlying security
Class A common stock
Underlying shares
4.54M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
4.72M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants Direct | Class A common stock | 11.50 | — | — | 181.67K | N/A |
| Class B common stock Direct | Class A common stock | — | — | 4.54M | N/A | |
| Total | 4.72M | 0.00 | ||||