LOCKEY CLAIRE

PrivateCIK: 1591465
Location

REDWOOD CITY, CA

LOCKEY CLAIRE (Chief Dev. Officer and Sr. VP) sold 10.55K shares of TRICIDA, INC. on the open market

Open‑market sale worth $404.2K. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 3 sales
InsiderLOCKEY CLAIRECIK 1591465
IssuerTRICIDA, INC.CIK 1595585
Officer· Chief Dev. Officer and Sr. VP
Since Dec 2018
-10.55K
Net shares
Net seller
$404.2K
Total sold
3
Open market trades
0B · 3S
7
Total transactions
10.55K acquired · 21.10K disposed
Non-Derivative Transactions5

Common Stock

Direct
M · Option Exercise

Shares

+448.00

Price / share

$0.80

Trade value

$358.40

% of position

New position
11/1/2019
0.00448.00

Common Stock

Direct
S · Sale

Shares

448.00

Price / share

$37.25

Trade value

$16.69K

% of position

New position
11/1/2019
448.000.00

Common Stock

Direct
M · Option Exercise

Shares

+10.10K

Price / share

$0.72

Trade value

$7.27K

% of position

New position
11/1/2019
0.0010.10K

Common Stock

Direct
S · Sale

Shares

3.70K

Price / share

$37.72

Trade value

$139.56K

% of position

36.6%
11/1/2019
10.10K6.40K

Common Stock

Direct
S · Sale

Shares

6.40K

Price / share

$38.74

Trade value

$247.94K

% of position

New position
11/1/2019
6.40K0.00
Total

Net shares

+0.00

Net value

-$396.56K

Derivative Transactions2

Employee Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

448.00 shares

Shares

448.00

Strike price

0.8

Held after

29.86K

Exercisable

11/1/2019

Employee Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

10.10K shares

Shares

10.10K

Strike price

0.72

Held after

10K

Exercisable

11/1/2019
LOCKEY CLAIRE — Insider Transaction (Form 4) Filed Nov 5, 2019 | Finecho