LOCKEY CLAIRE (Chief Dev. Officer and Sr. VP) sold 10K shares of TRICIDA, INC. on the open market
Open‑market sale worth $307.6K. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 2 sales
Filed: 10/3/2019ACC: 0001595585-19-000225
Officer· Chief Dev. Officer and Sr. VP
Since Dec 2018
-10K
Net shares
Net seller
$307.6K
Total sold
2
Open market trades
0B · 2S
4
Total transactions
10K acquired · 20K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+10K
Price / share
$0.80
Trade value
$8K
% of position
New position
10/1/2019
0.00→10K
Common Stock
Direct
Shares
−8.35K
Price / share
$30.64
Trade value
$255.84K
% of position
83.5%
10/1/2019
10K→1.65K
Common Stock
Direct
Shares
−1.65K
Price / share
$31.35
Trade value
$51.73K
% of position
New position
10/1/2019
1.65K→0.00
Total
Net shares
+0.00
Net value
-$299.57K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/1/2019 | M · Option Exercise | +10K | $0.80 | $8K | New position | 0.00 | 10K |
| Common Stock Direct | 10/1/2019 | S · Sale | −8.35K | $30.64 | $255.84K | 83.5% | 10K | 1.65K |
| Common Stock Direct | 10/1/2019 | S · Sale | −1.65K | $31.35 | $51.73K | New position | 1.65K | 0.00 |
| Total | +0.00 | -$299.57K | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
10K shares
Shares
−10K
Strike price
0.8
Held after
30.31K
Exercisable
—
10/1/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock10K shares | 10/1/2019 | M · Option Exercise | −10K | 0.8 | — | 30.31K |