LOCKEY CLAIRE (Chief Dev. Officer and Sr. VP) sold 10K shares of TRICIDA, INC. on the open market
Open‑market sale worth $337.6K. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 2 sales
Filed: 9/5/2019ACC: 0001595585-19-000209
Officer· Chief Dev. Officer and Sr. VP
Since Dec 2018
-10K
Net shares
Net seller
$337.6K
Total sold
2
Open market trades
0B · 2S
4
Total transactions
10K acquired · 20K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+10K
Price / share
$0.80
Trade value
$8K
% of position
New position
9/3/2019
0.00→10K
Common Stock
Direct
Shares
−9.40K
Price / share
$33.72
Trade value
$316.90K
% of position
94.0%
9/3/2019
10K→602.00
Common Stock
Direct
Shares
−602.00
Price / share
$34.43
Trade value
$20.73K
% of position
New position
9/3/2019
602.00→0.00
Total
Net shares
+0.00
Net value
-$329.63K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/3/2019 | M · Option Exercise | +10K | $0.80 | $8K | New position | 0.00 | 10K |
| Common Stock Direct | 9/3/2019 | S · Sale | −9.40K | $33.72 | $316.90K | 94.0% | 10K | 602.00 |
| Common Stock Direct | 9/3/2019 | S · Sale | −602.00 | $34.43 | $20.73K | New position | 602.00 | 0.00 |
| Total | +0.00 | -$329.63K | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
10K shares
Shares
−10K
Strike price
0.8
Held after
40.31K
Exercisable
—
9/3/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock10K shares | 9/3/2019 | M · Option Exercise | −10K | 0.8 | — | 40.31K |