LOCKEY CLAIRE (Chief Dev. Officer and Sr. VP) sold 40.40K shares of TRICIDA, INC. on the open market
Open‑market sale worth $1.50M. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 7/5/2019ACC: 0001595585-19-000124
Officer· Chief Dev. Officer and Sr. VP
Since Dec 2018
-40.40K
Net shares
Net seller
$1.50M
Total sold
1
Open market trades
0B · 1S
3
Total transactions
40K acquired · 80.40K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+40K
Price / share
$0.80
Trade value
$32K
% of position
New position
7/3/2019
0.00→40K
Common Stock
Direct
Shares
−40.40K
Price / share
$37.10
Trade value
$1.50M
% of position
New position
7/3/2019
40.40K→0.00
Total
Net shares
−401.00
Net value
-$1.47M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/3/2019 | M · Option Exercise | +40K | $0.80 | $32K | New position | 0.00 | 40K |
| Common Stock Direct | 7/3/2019 | S · Sale | −40.40K | $37.10 | $1.50M | New position | 40.40K | 0.00 |
| Total | −401.00 | -$1.47M | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
40K shares
Shares
−40K
Strike price
0.8
Held after
60.31K
Exercisable
—
7/3/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock40K shares | 7/3/2019 | M · Option Exercise | −40K | 0.8 | — | 60.31K |