LOCKARD STEVEN C (President and CEO) sold 30.7% of their position (152.69K shares) of TPI COMPOSITES, INC on the open market

Open‑market sale worth $6.14M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 4 sales

LOCKARD STEVEN C

Filed: 11/17/2020ACC: 0001562180-20-006733

InsiderLOCKARD STEVEN CCIK 1678420

→

IssuerTPI COMPOSITES, INCCIK 1455684

DirectorOfficer· President and CEO

Since Jul 2018

-152.69K

Net shares

Net seller

$6.14M

Total sold

Open market trades

0B · 4S

Total transactions

152.69K acquired · 305.37K disposed

Non-Derivative Transactions7

Common Stock

Direct

M · Option Exercise

+103.17K

Price / share

$10.87

Trade value

$1.12M

% of position

29.9%

11/13/2020

345.44K→448.60K

Common Stock

Direct

S · Sale

−98.69K

Price / share

$40.25

Trade value

$3.97M

% of position

22.0%

11/13/2020

448.60K→349.91K

Common Stock

Direct

S · Sale

−4.47K

Price / share

$41.29

Trade value

$184.59K

% of position

1.3%

11/13/2020

349.91K→345.44K

Common Stock

Direct

M · Option Exercise

+6.87K

Price / share

$10.87

Trade value

$74.71K

% of position

2.0%

11/16/2020

345.44K→352.31K

Common Stock

Direct

S · Sale

−6.87K

Price / share

$40.11

Trade value

$275.62K

% of position

2.0%

11/16/2020

352.31K→345.44K

Common Stock

Direct

M · Option Exercise

+42.65K

Price / share

$10.87

Trade value

$463.67K

% of position

12.3%

11/17/2020

345.44K→388.08K

Common Stock

Direct

S · Sale

−42.65K

Price / share

$40.00

Trade value

$1.71M

% of position

11.0%

11/17/2020

388.08K→345.44K

Total

Net shares

+0.00

Net value

-$4.48M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/13/2020	M · Option Exercise	+103.17K	$10.87	$1.12M	29.9%	345.44K	448.60K
Common Stock Direct	11/13/2020	S · Sale	−98.69K	$40.25	$3.97M	22.0%	448.60K	349.91K
Common Stock Direct	11/13/2020	S · Sale	−4.47K	$41.29	$184.59K	1.3%	349.91K	345.44K
Common Stock Direct	11/16/2020	M · Option Exercise	+6.87K	$10.87	$74.71K	2.0%	345.44K	352.31K
Common Stock Direct	11/16/2020	S · Sale	−6.87K	$40.11	$275.62K	2.0%	352.31K	345.44K
Common Stock Direct	11/17/2020	M · Option Exercise	+42.65K	$10.87	$463.67K	12.3%	345.44K	388.08K
Common Stock Direct	11/17/2020	S · Sale	−42.65K	$40.00	$1.71M	11.0%	388.08K	345.44K
Total			+0.00		-$4.48M

Derivative Transactions3

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

103.17K shares

−103.17K

Strike price

10.8722

Held after

612.96K

Exercisable

—

11/13/2020

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

6.87K shares

−6.87K

Strike price

10.8722

Held after

606.09K

Exercisable

—

11/16/2020

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

42.65K shares

−42.65K

Strike price

10.8722

Held after

563.45K

Exercisable

—

11/17/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock103.17K shares	11/13/2020	M · Option Exercise	−103.17K	10.8722	—	612.96K
Stock Option (Right to Buy) Direct	Common Stock6.87K shares	11/16/2020	M · Option Exercise	−6.87K	10.8722	—	606.09K
Stock Option (Right to Buy) Direct	Common Stock42.65K shares	11/17/2020	M · Option Exercise	−42.65K	10.8722	—	563.45K