Filed: 5/14/2026ACC: 0002011314-26-000002
📋 What this filing means
LM ADVISORS LLC filed this quarterly 13F‑HR report disclosing 212 equity positions with a total reported market value of $6.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
212
Positions
$6.33M
Total AUM (reported)
718.04K
Total Shares
Allocation by class
ETF$3.50M55.4%
COM$2.46M38.8%
CL A$140.6K2.2%
CL C$136.7K2.2%
CL B$44.0K0.7%
ADR$41.2K0.7%
CONV$3.5K0.1%
Portfolio Concentration
Top 3$1.24M19.7%
4–10$1.33M21.1%
11–25$1.25M19.7%
Rest$2.50M39.6%
Top 3 weight
19.7%
Top 10 weight
40.8%
Voting Authority Distribution
Total shares with voting rights: 718.04K
Sole
Full voting authority
718.04K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole212
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings212
Rows:
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM
SOLEShares35.73K
TypeSH
Market value$595.3K
9.41%
Sole
35.73K
Shared
0.00
None
0.00
NUVEEN CA DIVI ADV MUN COM
SOLEShares3.85K
TypeSH
Market value$330.6K
5.23%
Sole
3.85K
Shared
0.00
None
0.00
STATE STR SPDR S&P 500 ETF T TR UNIT
SOLEShares52.23K
TypeSH
Market value$317.7K
5.02%
Sole
52.23K
Shared
0.00
None
0.00
NUVEEN QUALITY MUNCP INCOME COM
SOLEShares3.42K
TypeSH
Market value$297.8K
4.71%
Sole
3.42K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares53.62K
TypeSH
Market value$258.2K
4.08%
Sole
53.62K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI FT VEST INT EQ M
SOLEShares5.27K
TypeSH
Market value$201.3K
3.18%
Sole
5.27K
Shared
0.00
None
0.00
BLUE OWL CAPITAL CORPORATION COM
SOLEShares2.03K
TypeSH
Market value$179.1K
2.83%
Sole
2.03K
Shared
0.00
None
0.00
BLACKROCK MUNIHOLDINGS FD IN COM
SOLEShares1.76K
TypeSH
Market value$156.5K
2.47%
Sole
1.76K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares39.06K
TypeSH
Market value$136.7K
2.16%
Sole
39.06K
Shared
0.00
None
0.00
SOFI TECHNOLOGIES INC COM
SOLEShares1.66K
TypeSH
Market value$104.6K
1.65%
Sole
1.66K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares26.05K
TypeSH
Market value$103.1K
1.63%
Sole
26.05K
Shared
0.00
None
0.00
VANGUARD SPECIALIZED FUNDS DIV APP ETF
SOLEShares21.74K
TypeSH
Market value$101.1K
1.60%
Sole
21.74K
Shared
0.00
None
0.00
VANGUARD INDEX FDS S&P 500 ETF SHS
SOLEShares56.12K
TypeSH
Market value$93.9K
1.48%
Sole
56.12K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI FT VEST U.S
SOLEShares4K
TypeSH
Market value$93.2K
1.47%
Sole
4K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT
SOLEShares5.10K
TypeSH
Market value$91.5K
1.45%
Sole
5.10K
Shared
0.00
None
0.00
ISHARES BITCOIN TRUST ETF SHS BEN INT
SOLEShares3.45K
TypeSH
Market value$89.8K
1.42%
Sole
3.45K
Shared
0.00
None
0.00
FIRST TR EXCHANGE TRADED FD SMID RISNG ETF
SOLEShares3.48K
TypeSH
Market value$88.4K
1.40%
Sole
3.48K
Shared
0.00
None
0.00
ABRDN INCOME CREDIT STRATEGI COM
SOLEShares450.00
TypeSH
Market value$88.1K
1.39%
Sole
450.00
Shared
0.00
None
0.00
INVESCO QQQ TR UNIT SER 1
SOLEShares46.10K
TypeSH
Market value$79.9K
1.26%
Sole
46.10K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS SHORT TRM BOND
SOLEShares5.86K
TypeSH
Market value$74.7K
1.18%
Sole
5.86K
Shared
0.00
None
0.00
MORGAN STANLEY DIRECT LENDIN COM SHS
SOLEShares1.05K
TypeSH
Market value$73.0K
1.15%
Sole
1.05K
Shared
0.00
None
0.00
WISDOMTREE TR US QTLY DIV GRT
SOLEShares6.17K
TypeSH
Market value$70.2K
1.11%
Sole
6.17K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF
SOLEShares3.66K
TypeSH
Market value$67.7K
1.07%
Sole
3.66K
Shared
0.00
None
0.00
ISHARES INC CORE MSCI EMKT
SOLEShares4.62K
TypeSH
Market value$66.4K
1.05%
Sole
4.62K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT
SOLEShares12.37K
TypeSH
Market value$64.5K
1.02%
Sole
12.37K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNMSOLE | ETF | 35.73K | SH | $595.3K 9.41% | 35.73K | 0.00 | 0.00 |
NUVEEN CA DIVI ADV MUN COMSOLE | COM | 3.85K | SH | $330.6K 5.23% | 3.85K | 0.00 | 0.00 |
STATE STR SPDR S&P 500 ETF T TR UNITSOLE | ETF | 52.23K | SH | $317.7K 5.02% | 52.23K | 0.00 | 0.00 |
NUVEEN QUALITY MUNCP INCOME COMSOLE | COM | 3.42K | SH | $297.8K 4.71% | 3.42K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | COM | 53.62K | SH | $258.2K 4.08% | 53.62K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VI FT VEST INT EQ MSOLE | ETF | 5.27K | SH | $201.3K 3.18% | 5.27K | 0.00 | 0.00 |
BLUE OWL CAPITAL CORPORATION COMSOLE | COM | 2.03K | SH | $179.1K 2.83% | 2.03K | 0.00 | 0.00 |
BLACKROCK MUNIHOLDINGS FD IN COMSOLE | COM | 1.76K | SH | $156.5K 2.47% | 1.76K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Cl C | 39.06K | SH | $136.7K 2.16% | 39.06K | 0.00 | 0.00 |
SOFI TECHNOLOGIES INC COMSOLE | COM | 1.66K | SH | $104.6K 1.65% | 1.66K | 0.00 | 0.00 |
APPLE INC COMSOLE | COM | 26.05K | SH | $103.1K 1.63% | 26.05K | 0.00 | 0.00 |
VANGUARD SPECIALIZED FUNDS DIV APP ETFSOLE | ETF | 21.74K | SH | $101.1K 1.60% | 21.74K | 0.00 | 0.00 |
VANGUARD INDEX FDS S&P 500 ETF SHSSOLE | ETF | 56.12K | SH | $93.9K 1.48% | 56.12K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VI FT VEST U.SSOLE | ETF | 4K | SH | $93.2K 1.47% | 4K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VI FT VEST US EQTSOLE | ETF | 5.10K | SH | $91.5K 1.45% | 5.10K | 0.00 | 0.00 |
ISHARES BITCOIN TRUST ETF SHS BEN INTSOLE | ETF | 3.45K | SH | $89.8K 1.42% | 3.45K | 0.00 | 0.00 |
FIRST TR EXCHANGE TRADED FD SMID RISNG ETFSOLE | ETF | 3.48K | SH | $88.4K 1.40% | 3.48K | 0.00 | 0.00 |
ABRDN INCOME CREDIT STRATEGI COMSOLE | COM | 450.00 | SH | $88.1K 1.39% | 450.00 | 0.00 | 0.00 |
INVESCO QQQ TR UNIT SER 1SOLE | ETF | 46.10K | SH | $79.9K 1.26% | 46.10K | 0.00 | 0.00 |
VANGUARD BD INDEX FDS SHORT TRM BONDSOLE | ETF | 5.86K | SH | $74.7K 1.18% | 5.86K | 0.00 | 0.00 |
MORGAN STANLEY DIRECT LENDIN COM SHSSOLE | COM | 1.05K | SH | $73.0K 1.15% | 1.05K | 0.00 | 0.00 |
WISDOMTREE TR US QTLY DIV GRTSOLE | ETF | 6.17K | SH | $70.2K 1.11% | 6.17K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETFSOLE | ETF | 3.66K | SH | $67.7K 1.07% | 3.66K | 0.00 | 0.00 |
ISHARES INC CORE MSCI EMKTSOLE | ETF | 4.62K | SH | $66.4K 1.05% | 4.62K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGTSOLE | ETF | 12.37K | SH | $64.5K 1.02% | 12.37K | 0.00 | 0.00 |
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