LIU VINCENT (EVP) exercised options at RBB BANCORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/21/2026ACC: 0001437749-26-001665
-496.00
Net shares
Net seller
$10.7K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
1.20K acquired · 1.70K disposed
Non-Derivative Transactions2
Common Stock, No Par Value
Direct
Shares
+1.20K
Price / share
$21.56
Trade value
$25.94K
% of position
8.1%
1/16/2026
14.89K→16.10K
Common Stock, No Par Value
Direct
Shares
−496.00
Price / share
$21.56
Trade value
$10.69K
% of position
3.1%
1/16/2026
16.10K→15.60K
Total
Net shares
+707.00
Net value
$15.24K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value Direct | 1/16/2026 | M · Option Exercise | +1.20K | $21.56 | $25.94K | 8.1% | 14.89K | 16.10K |
| Common Stock, No Par Value Direct | 1/16/2026 | F · Tax Withholding | −496.00 | $21.56 | $10.69K | 3.1% | 16.10K | 15.60K |
| Total | +707.00 | $15.24K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
1.20K shares
Shares
−1.20K
Strike price
0
Held after
0.00
Exercisable
—
1/16/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock1.20K shares | 1/16/2026 | M · Option Exercise | −1.20K | 0 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
3.67K
Shares owned
3.67K
Exercise price
0.0000
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
1.86K
Shares owned
1.86K
Exercise price
0.0000
Expiration
—
Exercise window
—
Total
Underlying
5.53K
Owned
5.53K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock | 0.0000 | — | — | 3.67K | 3.67K |
| Restricted Stock Units Direct | Common Stock | 0.0000 | — | — | 1.86K | 1.86K |
| Total | 5.53K | 5.53K | ||||